Insider at

04

Insider transactions

05
0 buys (P) 3 sells (S) Net: $-518,636 + 23 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

23 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Sept. 25, 2026 BABA S 6,764 $13.58 $91,855 613,965 Direct -1.09% Disposed 679.5% (price as of 2026-10-02)
June 25, 2026 BABA S 6,772 $12.10 $81,941 607,234 Direct -1.10% Disposed 774.8% (price as of 2026-10-02)
March 25, 2026 BABA S 21,472 $16.06 $344,840 600,503 Direct -3.45% Disposed 559.1% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Sept. 25, 2026 BABA Restricted Share Units Ordinary Shares [F5] · · 3,328 Disposed
Sept. 25, 2026 BABA Restricted Share Units Ordinary Shares [F7] · · 2,667 Disposed
Sept. 25, 2026 BABA Restricted Share Units Ordinary Shares [F7] · · 7,500 Disposed
June 25, 2026 BABA Restricted Share Units Ordinary Shares [F7] · · 7,500 Disposed
June 25, 2026 BABA Restricted Share Units Ordinary Shares [F7] · · 2,666 Disposed
June 25, 2026 BABA Restricted Share Units Ordinary Shares [F5] · · 3,336 Disposed
May 29, 2026 BABA Restricted Share Units Ordinary Shares [F1] · · 120,000 Acquired
March 25, 2026 BABA Restricted Share Units Ordinary Shares [F5] · · 25,336 Disposed
March 25, 2026 BABA Restricted Share Units Ordinary Shares [F5] · · 5,600 Disposed
March 25, 2026 BABA Restricted Share Units Ordinary Shares [F5] · · 10,672 Disposed
March 25, 2026 BABA Restricted Share Units Ordinary Shares [F5] · · 3,336 Disposed
March 25, 2026 BABA Restricted Share Units Ordinary Shares [F10] · · 2,666 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
March 18, 2026 BABA Ordinary Shares 574,365 Direct
March 18, 2026 BABA Ordinary Shares 3,809,664 Indirect
March 18, 2026 BABA Restricted Shares Units→ Ordinary Shares [F2] · Direct
March 18, 2026 BABA Restricted Shares Units→ Ordinary Shares [F2] · Direct
March 18, 2026 BABA Restricted Shares Units→ Ordinary Shares [F2] · Direct
March 18, 2026 BABA Restricted Shares Units→ Ordinary Shares [F2] · Direct
March 18, 2026 BABA Restricted Shares Units→ Ordinary Shares [F7] · Direct