Stacey W Goff

CIK 1260767 · View on SEC EDGAR ↗

Insider

First SEC filing: March 5, 2024 · Latest: March 5, 2024

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 91 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

91 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 5, 2021 LUMN S 128,616 $14.16 $1,821,203 642,539 Direct -16.68% Disposed -56.9% (price as of 2026-08-20)
Nov. 12, 2014 LUMN S 29,030 $40.04 $1,162,361 109,890 Direct -20.90% Disposed -84.8% (price as of 2026-08-20)
Aug. 9, 2012 LUMN S 10b5-1 10,000 $43.27 $432,700 98,985 Direct -9.18% Disposed -85.9% (price as of 2026-08-20)
Feb. 27, 2012 LUMN S 29,944 $39.99 $1,197,461 126,862 Direct -19.10% Disposed -84.8% (price as of 2026-08-20)
Dec. 6, 2010 LUMN S 10b5-1 14,000 $44.00 $616,000 111,241 Direct -11.18% Disposed -86.1% (price as of 2026-08-20)
Dec. 2, 2010 LUMN S 10b5-1 26,500 $44.00 $1,166,000 111,241 Direct -19.24% Disposed -86.1% (price as of 2026-08-20)
Nov. 3, 2010 LUMN S 10b5-1 50,000 $42.00 $2,100,000 111,241 Direct -31.01% Disposed -85.5% (price as of 2026-08-20)
Sept. 16, 2010 LUMN S 10b5-1 18,260 $38.00 $693,880 111,241 Direct -14.10% Disposed -84.0% (price as of 2026-08-20)
Sept. 15, 2010 LUMN S 10b5-1 3,005 $38.00 $114,190 129,501 Direct -2.27% Disposed -84.0% (price as of 2026-08-20)

Showing latest 100 of 167 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 31, 2011 LUMN Performance-based restricted stock units Common Stock (13,225) 13,225 Acquired
Dec. 6, 2010 LUMN Employee Stock Option (right to buy) Common Stock (14,000) $35.41 Feb. 20, 2016 14,000 Disposed
Dec. 2, 2010 LUMN Employee Stock Option (right to buy) Common Stock (26,500) $35.41 Feb. 20, 2016 26,500 Disposed
Nov. 3, 2010 LUMN Employee Stock Option (right to buy) Common Stock (50,000) $34.20 Aug. 26, 2013 50,000 Disposed
March 8, 2010 LUMN Performance-based Restricted Stock Units Common Stock (15,858) 15,858 Acquired
Feb. 26, 2007 LUMN Employee Stock Option (right to buy) Common Stock (40,500) $45.90 Feb. 26, 2017 40,500 Acquired
Feb. 21, 2007 LUMN Employee Stock Option (right to buy) Common Stock (9,400) $34.63 Feb. 21, 2010 9,400 Disposed
Feb. 21, 2007 LUMN Employee Stock Option (right to buy) Common Stock (40,500) $33.40 Feb. 17, 2015 40,500 Disposed
Feb. 21, 2007 LUMN Employee Stock Option (right to buy) Common Stock (18,000) $32.99 Feb. 25, 2012 18,000 Disposed
Oct. 4, 2006 LUMN Employee Stock Option (right to buy) Common Stock (2,492) $28.34 Feb. 25, 2014 2,492 Disposed
Sept. 25, 2006 LUMN Employee Stock Option (right to buy) Common Stock (664) $28.34 Feb. 25, 2014 664 Disposed
Sept. 15, 2006 LUMN Employee Stock Option (right to buy) Common Stock (536) $28.34 Feb. 25, 2014 536 Disposed
Sept. 14, 2006 LUMN Employee Stock Option (right to buy) Common Stock (3,657) $28.34 Feb. 25, 2014 3,657 Disposed
Sept. 13, 2006 LUMN Employee Stock Option (right to buy) Common Stock (2,242) $28.34 Feb. 25, 2014 2,242 Disposed
Sept. 12, 2006 LUMN Employee Stock Option (right to buy) Common Stock (7,512) $26.95 March 14, 2013 7,512 Disposed
Sept. 12, 2006 LUMN Employee Stock Option (right to buy) Common Stock (3,908) $28.34 Feb. 25, 2014 3,908 Disposed
Sept. 1, 2006 LUMN Employee Stock Option (right to buy) Common Stock (702) $26.95 March 14, 2013 702 Disposed
Aug. 30, 2006 LUMN Employee Stock Option (right to buy) Common Stock (1,452) $26.95 March 14, 2013 1,452 Disposed
Feb. 20, 2006 LUMN Employee Stock Option (right to buy) Common Stock (40,500) $35.41 Feb. 20, 2016 40,500 Acquired
Dec. 16, 2005 LUMN Phantom Stock Units Common Stock (374) 374 Disposed
Dec. 16, 2005 LUMN Phantom Stock Units Common Stock (3) 3 Acquired
Aug. 24, 2005 LUMN Employee Stock Option (right to buy) Common Stock (27,001) $28.34 Feb. 25, 2014 27,001 Disposed
Aug. 24, 2005 LUMN Employee Stock Option (right to buy) Common Stock (9,667) $26.95 March 14, 2013 9,667 Disposed
Aug. 24, 2005 LUMN Employee Stock Option (right to buy) Common Stock (8,000) $28.03 May 21, 2011 8,000 Disposed
Aug. 16, 2005 LUMN Phantom Stock Units Common Stock (271) 271 Acquired
March 1, 2005 LUMN Employee Stock Option (right to buy) Common Stock (5,000) $26.18 March 21, 2011 5,000 Disposed
March 1, 2005 LUMN Employee Stock Option (right to buy) Common Stock (9,667) $26.95 March 14, 2013 9,667 Disposed
Feb. 17, 2005 LUMN Employee Stock Option (right to buy) Common Stock (40,500) $33.40 Feb. 17, 2015 40,500 Acquired
June 9, 2004 LUMN Phantom Stock Units Common Stock (90) 90 Acquired
Feb. 25, 2004 LUMN Employee Stock Option (right to buy) Common Stock (40,500) $28.34 Feb. 25, 2014 40,500 Acquired
Feb. 25, 2004 LUMN Employee Stock Option (right to buy) Common Stock (40,500) $28.34 Feb. 25, 2004 40,500 Acquired
Aug. 26, 2003 LUMN Employee Stock Option (right to buy) Common Stock (50,000) $34.20 Aug. 26, 2013 50,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 19 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 3, 2004 LUMN Common Stock 554 Indirect
March 3, 2004 LUMN Common Stock 485 Indirect
March 3, 2004 LUMN Common Stock 347 Indirect
March 3, 2004 LUMN Employee Stock Option (right to buy)→ Common Stock (9,400) 9,400 Direct
March 3, 2004 LUMN Employee Stock Option (right to buy)→ Common Stock (5,000) 5,000 Direct
March 3, 2004 LUMN Employee Stock Option (right to buy)→ Common Stock (8,000) 8,000 Direct
March 3, 2004 LUMN Employee Stock Option (right to buy)→ Common Stock (18,000) 18,000 Direct
March 3, 2004 LUMN Employee Stock Option (right to buy)→ Common Stock (29,000) 29,000 Direct
March 3, 2004 LUMN Phantom Stock Units→ Common Stock (10) 10 Direct
Aug. 28, 2003 LUMN Common Stock 554 Indirect
Aug. 28, 2003 LUMN Common Stock 485 Indirect
Aug. 28, 2003 LUMN Common Stock 347 Indirect
Aug. 28, 2003 LUMN Employee Stock Option (right to buy)→ Common Stock (3,825) 3,825 Direct
Aug. 28, 2003 LUMN Employee Stock Option (right to buy)→ Common Stock (9,400) 9,400 Direct
Aug. 28, 2003 LUMN Employee Stock Option (right to buy)→ Common Stock (5,000) 5,000 Direct
Aug. 28, 2003 LUMN Employee Stock Option (right to buy)→ Common Stock (8,000) 8,000 Direct
Aug. 28, 2003 LUMN Employee Stock Option (right to buy)→ Common Stock (18,000) 18,000 Direct
Aug. 28, 2003 LUMN Employee Stock Option (right to buy)→ Common Stock (29,000) 29,000 Direct
Aug. 28, 2003 LUMN Phantom Stock Units→ Common Stock (10) 10 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

LUMN

General Counsel
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2020 $600,018 $0 $674,876 $138,543 $22,657 $3,251,312
2019 $600,018 $698,420 $251,876 $17,189 $3,445,957
2018 $600,018 $847,465 $57,586 $3,575,455

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.