Stacey W Goff
CIK 1260767 · View on SEC EDGAR ↗
First SEC filing: March 5, 2024 · Latest: March 5, 2024
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 5, 2021 | LUMN | S | 128,616 | $14.16 | $1,821,203 | 642,539 Direct | -16.68% | Disposed | -56.9% (price as of 2026-08-20) |
| Nov. 12, 2014 | LUMN | S | 29,030 | $40.04 | $1,162,361 | 109,890 Direct | -20.90% | Disposed | -84.8% (price as of 2026-08-20) |
| Aug. 9, 2012 | LUMN | S 10b5-1 | 10,000 | $43.27 | $432,700 | 98,985 Direct | -9.18% | Disposed | -85.9% (price as of 2026-08-20) |
| Feb. 27, 2012 | LUMN | S | 29,944 | $39.99 | $1,197,461 | 126,862 Direct | -19.10% | Disposed | -84.8% (price as of 2026-08-20) |
| Dec. 6, 2010 | LUMN | S 10b5-1 | 14,000 | $44.00 | $616,000 | 111,241 Direct | -11.18% | Disposed | -86.1% (price as of 2026-08-20) |
| Dec. 2, 2010 | LUMN | S 10b5-1 | 26,500 | $44.00 | $1,166,000 | 111,241 Direct | -19.24% | Disposed | -86.1% (price as of 2026-08-20) |
| Nov. 3, 2010 | LUMN | S 10b5-1 | 50,000 | $42.00 | $2,100,000 | 111,241 Direct | -31.01% | Disposed | -85.5% (price as of 2026-08-20) |
| Sept. 16, 2010 | LUMN | S 10b5-1 | 18,260 | $38.00 | $693,880 | 111,241 Direct | -14.10% | Disposed | -84.0% (price as of 2026-08-20) |
| Sept. 15, 2010 | LUMN | S 10b5-1 | 3,005 | $38.00 | $114,190 | 129,501 Direct | -2.27% | Disposed | -84.0% (price as of 2026-08-20) |
Showing latest 100 of 167 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 31, 2011 | LUMN | Performance-based restricted stock units | Common Stock (13,225) | — | — | 13,225 | Acquired |
| Dec. 6, 2010 | LUMN | Employee Stock Option (right to buy) | Common Stock (14,000) | $35.41 | Feb. 20, 2016 | 14,000 | Disposed |
| Dec. 2, 2010 | LUMN | Employee Stock Option (right to buy) | Common Stock (26,500) | $35.41 | Feb. 20, 2016 | 26,500 | Disposed |
| Nov. 3, 2010 | LUMN | Employee Stock Option (right to buy) | Common Stock (50,000) | $34.20 | Aug. 26, 2013 | 50,000 | Disposed |
| March 8, 2010 | LUMN | Performance-based Restricted Stock Units | Common Stock (15,858) | — | — | 15,858 | Acquired |
| Feb. 26, 2007 | LUMN | Employee Stock Option (right to buy) | Common Stock (40,500) | $45.90 | Feb. 26, 2017 | 40,500 | Acquired |
| Feb. 21, 2007 | LUMN | Employee Stock Option (right to buy) | Common Stock (9,400) | $34.63 | Feb. 21, 2010 | 9,400 | Disposed |
| Feb. 21, 2007 | LUMN | Employee Stock Option (right to buy) | Common Stock (40,500) | $33.40 | Feb. 17, 2015 | 40,500 | Disposed |
| Feb. 21, 2007 | LUMN | Employee Stock Option (right to buy) | Common Stock (18,000) | $32.99 | Feb. 25, 2012 | 18,000 | Disposed |
| Oct. 4, 2006 | LUMN | Employee Stock Option (right to buy) | Common Stock (2,492) | $28.34 | Feb. 25, 2014 | 2,492 | Disposed |
| Sept. 25, 2006 | LUMN | Employee Stock Option (right to buy) | Common Stock (664) | $28.34 | Feb. 25, 2014 | 664 | Disposed |
| Sept. 15, 2006 | LUMN | Employee Stock Option (right to buy) | Common Stock (536) | $28.34 | Feb. 25, 2014 | 536 | Disposed |
| Sept. 14, 2006 | LUMN | Employee Stock Option (right to buy) | Common Stock (3,657) | $28.34 | Feb. 25, 2014 | 3,657 | Disposed |
| Sept. 13, 2006 | LUMN | Employee Stock Option (right to buy) | Common Stock (2,242) | $28.34 | Feb. 25, 2014 | 2,242 | Disposed |
| Sept. 12, 2006 | LUMN | Employee Stock Option (right to buy) | Common Stock (7,512) | $26.95 | March 14, 2013 | 7,512 | Disposed |
| Sept. 12, 2006 | LUMN | Employee Stock Option (right to buy) | Common Stock (3,908) | $28.34 | Feb. 25, 2014 | 3,908 | Disposed |
| Sept. 1, 2006 | LUMN | Employee Stock Option (right to buy) | Common Stock (702) | $26.95 | March 14, 2013 | 702 | Disposed |
| Aug. 30, 2006 | LUMN | Employee Stock Option (right to buy) | Common Stock (1,452) | $26.95 | March 14, 2013 | 1,452 | Disposed |
| Feb. 20, 2006 | LUMN | Employee Stock Option (right to buy) | Common Stock (40,500) | $35.41 | Feb. 20, 2016 | 40,500 | Acquired |
| Dec. 16, 2005 | LUMN | Phantom Stock Units | Common Stock (374) | — | — | 374 | Disposed |
| Dec. 16, 2005 | LUMN | Phantom Stock Units | Common Stock (3) | — | — | 3 | Acquired |
| Aug. 24, 2005 | LUMN | Employee Stock Option (right to buy) | Common Stock (27,001) | $28.34 | Feb. 25, 2014 | 27,001 | Disposed |
| Aug. 24, 2005 | LUMN | Employee Stock Option (right to buy) | Common Stock (9,667) | $26.95 | March 14, 2013 | 9,667 | Disposed |
| Aug. 24, 2005 | LUMN | Employee Stock Option (right to buy) | Common Stock (8,000) | $28.03 | May 21, 2011 | 8,000 | Disposed |
| Aug. 16, 2005 | LUMN | Phantom Stock Units | Common Stock (271) | — | — | 271 | Acquired |
| March 1, 2005 | LUMN | Employee Stock Option (right to buy) | Common Stock (5,000) | $26.18 | March 21, 2011 | 5,000 | Disposed |
| March 1, 2005 | LUMN | Employee Stock Option (right to buy) | Common Stock (9,667) | $26.95 | March 14, 2013 | 9,667 | Disposed |
| Feb. 17, 2005 | LUMN | Employee Stock Option (right to buy) | Common Stock (40,500) | $33.40 | Feb. 17, 2015 | 40,500 | Acquired |
| June 9, 2004 | LUMN | Phantom Stock Units | Common Stock (90) | — | — | 90 | Acquired |
| Feb. 25, 2004 | LUMN | Employee Stock Option (right to buy) | Common Stock (40,500) | $28.34 | Feb. 25, 2014 | 40,500 | Acquired |
| Feb. 25, 2004 | LUMN | Employee Stock Option (right to buy) | Common Stock (40,500) | $28.34 | Feb. 25, 2004 | 40,500 | Acquired |
| Aug. 26, 2003 | LUMN | Employee Stock Option (right to buy) | Common Stock (50,000) | $34.20 | Aug. 26, 2013 | 50,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 19 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 3, 2004 | LUMN | Common Stock | 554 | Indirect |
| March 3, 2004 | LUMN | Common Stock | 485 | Indirect |
| March 3, 2004 | LUMN | Common Stock | 347 | Indirect |
| March 3, 2004 | LUMN | Employee Stock Option (right to buy)→ Common Stock (9,400) | 9,400 | Direct |
| March 3, 2004 | LUMN | Employee Stock Option (right to buy)→ Common Stock (5,000) | 5,000 | Direct |
| March 3, 2004 | LUMN | Employee Stock Option (right to buy)→ Common Stock (8,000) | 8,000 | Direct |
| March 3, 2004 | LUMN | Employee Stock Option (right to buy)→ Common Stock (18,000) | 18,000 | Direct |
| March 3, 2004 | LUMN | Employee Stock Option (right to buy)→ Common Stock (29,000) | 29,000 | Direct |
| March 3, 2004 | LUMN | Phantom Stock Units→ Common Stock (10) | 10 | Direct |
| Aug. 28, 2003 | LUMN | Common Stock | 554 | Indirect |
| Aug. 28, 2003 | LUMN | Common Stock | 485 | Indirect |
| Aug. 28, 2003 | LUMN | Common Stock | 347 | Indirect |
| Aug. 28, 2003 | LUMN | Employee Stock Option (right to buy)→ Common Stock (3,825) | 3,825 | Direct |
| Aug. 28, 2003 | LUMN | Employee Stock Option (right to buy)→ Common Stock (9,400) | 9,400 | Direct |
| Aug. 28, 2003 | LUMN | Employee Stock Option (right to buy)→ Common Stock (5,000) | 5,000 | Direct |
| Aug. 28, 2003 | LUMN | Employee Stock Option (right to buy)→ Common Stock (8,000) | 8,000 | Direct |
| Aug. 28, 2003 | LUMN | Employee Stock Option (right to buy)→ Common Stock (18,000) | 18,000 | Direct |
| Aug. 28, 2003 | LUMN | Employee Stock Option (right to buy)→ Common Stock (29,000) | 29,000 | Direct |
| Aug. 28, 2003 | LUMN | Phantom Stock Units→ Common Stock (10) | 10 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
LUMN
General Counsel| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2020 | $600,018 | $0 | — | — | $674,876 | $138,543 | $22,657 | $3,251,312 |
| 2019 | $600,018 | — | — | — | $698,420 | $251,876 | $17,189 | $3,445,957 |
| 2018 | $600,018 | — | — | — | $847,465 | — | $57,586 | $3,575,455 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.