Stephen A Ellis

Insider

First SEC filing: Jan. 4, 2024 · Latest: Jan. 4, 2024

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

SCHW buying March 15, 2023

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 78 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

78 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
July 1, 2026	SCHW	A	379	—	—	13,276 Direct	+2.94%	Acquired	(price as of 2026-08-20)
June 23, 2026	SCHW	M	2,258	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
June 23, 2026	SCHW	M	2,258	$25.11	$56,698	7,445 Direct	+43.53%	Acquired	342.4% (price as of 2026-08-20)
Jan. 2, 2024	SCHW	A	1,839	—	—	1,839 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 15, 2023	SCHW	M	2,247	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 15, 2023	SCHW	M	2,247	$25.82	$58,018	7,395 Direct	+43.65%	Acquired	330.2% (price as of 2026-08-20)
Oct. 2, 2023	SCHW	A	2,181	—	—	2,181 Direct	—	Acquired	(price as of 2026-08-20)
July 3, 2023	SCHW	A	2,077	—	—	2,077 Direct	—	Acquired	(price as of 2026-08-20)
May 22, 2023	SCHW	A	5,464	—	—	5,464 Direct	—	Acquired	(price as of 2026-08-20)
May 22, 2023	SCHW	A	2,496	—	—	7,395 Direct	+50.95%	Acquired	(price as of 2026-08-20)
April 3, 2023	SCHW	A	2,110	—	—	2,110 Direct	—	Acquired	(price as of 2026-08-20)
March 15, 2023	SCHW	P	34,387	$58.26	$2,003,387	99,801 Indirect	+52.57%	Acquired	90.7% (price as of 2026-08-20)
March 14, 2023	SCHW	P	6,757	$56.08	$378,933	65,414 Indirect	+11.52%	Acquired	98.1% (price as of 2026-08-20)
Jan. 3, 2023	SCHW	A	1,453	—	—	1,453 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 10, 2022	SCHW	M	14,345	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 10, 2022	SCHW	M	2,685	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 10, 2022	SCHW	M	14,345	$19.21	$275,567	4,899 Direct	—	Acquired	478.2% (price as of 2026-08-20)
Nov. 10, 2022	SCHW	M	2,685	$13.67	$36,704	4,899 Direct	+121.27%	Acquired	712.5% (price as of 2026-08-20)
Oct. 3, 2022	SCHW	A	1,579	—	—	1,579 Direct	—	Acquired	(price as of 2026-08-20)
July 1, 2022	SCHW	A	1,902	—	—	1,902 Direct	—	Acquired	(price as of 2026-08-20)
May 19, 2022	SCHW	A	2,054	—	—	4,899 Direct	+72.20%	Acquired	(price as of 2026-08-20)
May 19, 2022	SCHW	A	4,703	—	—	4,703 Direct	—	Acquired	(price as of 2026-08-20)
April 1, 2022	SCHW	A	1,489	—	—	1,489 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 3, 2022	SCHW	A	1,547	—	—	1,547 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 1, 2021	SCHW	A	1,740	—	—	1,740 Direct	—	Acquired	(price as of 2026-08-20)
July 1, 2021	SCHW	A	1,843	—	—	1,843 Direct	—	Acquired	(price as of 2026-08-20)
May 17, 2021	SCHW	A	1,529	—	—	4,997 Direct	+44.09%	Acquired	(price as of 2026-08-20)
May 17, 2021	SCHW	A	4,390	—	—	4,390 Direct	—	Acquired	(price as of 2026-08-20)
April 1, 2021	SCHW	A	1,782	—	—	1,782 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 4, 2021	SCHW	A	2,242	—	—	2,242 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 1, 2020	SCHW	A	415	—	—	9,333 Direct	+4.65%	Acquired	(price as of 2026-08-20)
May 14, 2020	SCHW	A	3,396	—	—	7,167 Direct	+90.06%	Acquired	(price as of 2026-08-20)
May 14, 2020	SCHW	A	6,655	—	—	6,655 Direct	—	Acquired	(price as of 2026-08-20)
April 1, 2020	SCHW	A	475	—	—	8,444 Direct	+5.96%	Acquired	(price as of 2026-08-20)
Jan. 2, 2020	SCHW	A	324	—	—	7,969 Direct	+4.24%	Acquired	(price as of 2026-08-20)
Oct. 1, 2019	SCHW	A	1,883	—	—	1,883 Direct	—	Acquired	(price as of 2026-08-20)
July 1, 2019	SCHW	A	1,867	—	—	1,867 Direct	—	Acquired	(price as of 2026-08-20)
May 17, 2019	SCHW	A	1,841	—	—	5,772 Direct	+46.83%	Acquired	(price as of 2026-08-20)
May 17, 2019	SCHW	A	8,584	—	—	8,584 Direct	—	Acquired	(price as of 2026-08-20)
April 1, 2019	SCHW	A	1,611	—	—	1,611 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 2, 2019	SCHW	A	1,482	—	—	1,482 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 1, 2018	SCHW	A	2,511	—	—	2,511 Direct	—	Acquired	(price as of 2026-08-20)
July 2, 2018	SCHW	A	2,247	—	—	2,247 Direct	—	Acquired	(price as of 2026-08-20)
May 17, 2018	SCHW	A	1,351	—	—	6,105 Direct	+28.42%	Acquired	(price as of 2026-08-20)
May 17, 2018	SCHW	A	5,139	—	—	5,139 Direct	—	Acquired	(price as of 2026-08-20)
April 2, 2018	SCHW	A	2,308	—	—	2,308 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 2, 2018	SCHW	A	2,402	—	—	2,402 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 2, 2017	SCHW	A	355	—	—	7,645 Direct	+4.87%	Acquired	(price as of 2026-08-20)
July 3, 2017	SCHW	A	360	—	—	7,290 Direct	+5.19%	Acquired	(price as of 2026-08-20)
May 18, 2017	SCHW	A	1,831	—	—	6,767 Direct	+37.09%	Acquired	(price as of 2026-08-20)
May 18, 2017	SCHW	A	7,165	—	—	7,165 Direct	—	Acquired	(price as of 2026-08-20)
April 3, 2017	SCHW	A	386	—	—	6,930 Direct	+5.90%	Acquired	(price as of 2026-08-20)
Jan. 3, 2017	SCHW	A	389	—	—	6,544 Direct	+6.32%	Acquired	(price as of 2026-08-20)
Oct. 3, 2016	SCHW	A	1,918	—	—	1,918 Direct	—	Acquired	(price as of 2026-08-20)
July 1, 2016	SCHW	A	2,258	—	—	2,258 Direct	—	Acquired	(price as of 2026-08-20)
May 19, 2016	SCHW	A	7,866	—	—	7,866 Direct	—	Acquired	(price as of 2026-08-20)
May 19, 2016	SCHW	A	2,412	—	—	7,314 Direct	+49.20%	Acquired	(price as of 2026-08-20)
April 1, 2016	SCHW	A	1,899	—	—	1,899 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 4, 2016	SCHW	A	1,922	—	—	1,922 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 1, 2015	SCHW	A	2,105	—	—	2,105 Direct	—	Acquired	(price as of 2026-08-20)
July 1, 2015	SCHW	A	1,853	—	—	1,853 Direct	—	Acquired	(price as of 2026-08-20)
May 15, 2015	SCHW	A	8,548	—	—	8,548 Direct	—	Acquired	(price as of 2026-08-20)
May 15, 2015	SCHW	A	2,227	—	—	32,112 Direct	+7.45%	Acquired	(price as of 2026-08-20)
April 1, 2015	SCHW	A	2,005	—	—	2,005 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 2, 2015	SCHW	A	1,997	—	—	1,997 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 1, 2014	SCHW	A	2,054	—	—	2,054 Direct	—	Acquired	(price as of 2026-08-20)
July 1, 2014	SCHW	A	2,185	—	—	2,185 Direct	—	Acquired	(price as of 2026-08-20)
May 19, 2014	SCHW	A	10,511	—	—	10,511 Direct	—	Acquired	(price as of 2026-08-20)
May 19, 2014	SCHW	A	2,819	—	—	29,885 Direct	+10.42%	Acquired	(price as of 2026-08-20)
April 1, 2014	SCHW	A	2,165	—	—	2,165 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 2, 2014	SCHW	A	2,247	—	—	2,247 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 1, 2013	SCHW	A	1,287	—	—	6,011 Direct	+27.24%	Acquired	(price as of 2026-08-20)
July 25, 2013	SCHW	P	11,000	$22.00	$242,000	27,066 Direct	+68.47%	Acquired	404.9% (price as of 2026-08-20)
July 18, 2013	SCHW	P	11,665	$21.45	$250,214	16,066 Direct	+265.05%	Acquired	417.8% (price as of 2026-08-20)
July 1, 2013	SCHW	A	1,287	—	—	4,711 Direct	+37.59%	Acquired	(price as of 2026-08-20)
May 20, 2013	SCHW	A	14,345	—	—	14,345 Direct	—	Acquired	(price as of 2026-08-20)
May 20, 2013	SCHW	A	3,642	—	—	4,401 Direct	+479.84%	Acquired	(price as of 2026-08-20)
April 1, 2013	SCHW	A	1,583	—	—	3,414 Direct	+86.46%	Acquired	(price as of 2026-08-20)
Jan. 2, 2013	SCHW	A	1,824	—	—	1,824 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 2, 2013	SCHW	A	2,871	—	—	2,871 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 12, 2012	SCHW	A	2,685	—	—	2,685 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 12, 2012	SCHW	A	759	—	—	759 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
July 1, 2026	SCHW	Restricted Stock Units	Common Stock (379)	—	—	379	Acquired
June 23, 2026	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (2,258)	$25.11	July 1, 2026	2,258	Disposed
Jan. 2, 2024	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (1,839)	$69.10	Jan. 2, 2034	1,839	Acquired
Dec. 15, 2023	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (2,247)	$25.82	Jan. 2, 2024	2,247	Disposed
Oct. 2, 2023	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (2,181)	$53.55	Oct. 2, 2033	2,181	Acquired
July 3, 2023	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (2,077)	$57.72	July 3, 2033	2,077	Acquired
May 22, 2023	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (5,464)	$51.97	May 22, 2033	5,464	Acquired
April 3, 2023	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (2,110)	$51.57	April 3, 2033	2,110	Acquired
Jan. 3, 2023	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (1,453)	$81.94	Jan. 3, 2033	1,453	Acquired
Nov. 10, 2022	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (14,345)	$19.21	May 20, 2023	14,345	Disposed
Nov. 10, 2022	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (2,685)	$13.67	Dec. 12, 2022	2,685	Disposed
Oct. 3, 2022	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (1,579)	$73.21	Oct. 3, 2032	1,579	Acquired
July 1, 2022	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (1,902)	$63.92	July 1, 2032	1,902	Acquired
May 19, 2022	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (4,703)	$62.66	May 19, 2032	4,703	Acquired
April 1, 2022	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (1,489)	$83.54	April 1, 2032	1,489	Acquired
Jan. 3, 2022	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (1,547)	$85.76	Jan. 3, 2032	1,547	Acquired
Oct. 1, 2021	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (1,740)	$74.42	Oct. 1, 2031	1,740	Acquired
July 1, 2021	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (1,843)	$73.57	July 1, 2031	1,843	Acquired
May 17, 2021	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (4,390)	$73.00	May 17, 2031	4,390	Acquired
April 1, 2021	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (1,782)	$66.44	April 1, 2031	1,782	Acquired
Jan. 4, 2021	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (2,242)	$52.76	Jan. 4, 2031	2,242	Acquired
Oct. 1, 2020	SCHW	Restricted Stock Units	Common Stock (415)	—	—	415	Acquired
May 14, 2020	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (6,655)	$33.40	May 14, 2030	6,655	Acquired
April 1, 2020	SCHW	Restricted Stock Units	Common Stock (475)	—	—	475	Acquired
Jan. 2, 2020	SCHW	Restricted Stock Units	Common Stock (324)	—	—	324	Acquired
Oct. 1, 2019	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (1,883)	$37.76	Oct. 1, 2029	1,883	Acquired
July 1, 2019	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (1,867)	$40.76	July 1, 2029	1,867	Acquired
May 17, 2019	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (8,584)	$43.21	May 17, 2029	8,584	Acquired
April 1, 2019	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (1,611)	$44.13	April 1, 2029	1,611	Acquired
Jan. 2, 2019	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (1,482)	$41.58	Jan. 2, 2029	1,482	Acquired
Oct. 1, 2018	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (2,511)	$49.55	Oct. 1, 2028	2,511	Acquired
July 2, 2018	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (2,247)	$51.30	July 2, 2028	2,247	Acquired
May 17, 2018	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (5,139)	$59.32	May 17, 2028	5,139	Acquired
April 2, 2018	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (2,308)	$50.41	April 2, 2028	2,308	Acquired
Jan. 2, 2018	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (2,402)	$51.44	Jan. 2, 2028	2,402	Acquired
Oct. 2, 2017	SCHW	Restricted Stock Units	Common Stock (355)	—	—	355	Acquired
July 3, 2017	SCHW	Restricted Stock Units	Common Stock (360)	—	—	360	Acquired
May 18, 2017	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (7,165)	$38.33	May 18, 2027	7,165	Acquired
April 3, 2017	SCHW	Restricted Stock Units	Common Stock (386)	—	—	386	Acquired
Jan. 3, 2017	SCHW	Restricted Stock Units	Common Stock (389)	—	—	389	Acquired
Oct. 3, 2016	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (1,918)	$31.48	Oct. 3, 2026	1,918	Acquired
July 1, 2016	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (2,258)	$25.11	July 1, 2026	2,258	Acquired
May 19, 2016	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (7,866)	$28.96	May 19, 2026	7,866	Acquired
April 1, 2016	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (1,899)	$28.38	April 1, 2026	1,899	Acquired
Jan. 4, 2016	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (1,922)	$31.98	Jan. 4, 2026	1,922	Acquired
Oct. 1, 2015	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (2,105)	$28.55	Oct. 1, 2025	2,105	Acquired
July 1, 2015	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (1,853)	$33.12	July 1, 2025	1,853	Acquired
May 15, 2015	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (8,548)	$31.21	May 15, 2025	8,548	Acquired
April 1, 2015	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (2,005)	$29.93	April 1, 2025	2,005	Acquired
Jan. 2, 2015	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (1,997)	$30.22	Jan. 2, 2025	1,997	Acquired
Oct. 1, 2014	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (2,054)	$28.79	Oct. 1, 2024	2,054	Acquired
July 1, 2014	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (2,185)	$27.32	July 1, 2024	2,185	Acquired
May 19, 2014	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (10,511)	$25.01	May 19, 2024	10,511	Acquired
April 1, 2014	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (2,165)	$27.45	April 1, 2024	2,165	Acquired
Jan. 2, 2014	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (2,247)	$25.82	Jan. 2, 2024	2,247	Acquired
Oct. 1, 2013	SCHW	Restricted Stock Units	Common Stock (1,287)	—	—	1,287	Acquired
July 1, 2013	SCHW	Restricted Stock Units	Common Stock (1,287)	—	—	1,287	Acquired
May 20, 2013	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (14,345)	$19.21	May 20, 2023	14,345	Acquired
April 1, 2013	SCHW	Restricted Stock Units	Common Stock (1,583)	—	—	1,583	Acquired
Jan. 2, 2013	SCHW	Restricted Stock Units	Common Stock (1,824)	—	—	1,824	Acquired
Jan. 2, 2013	SCHW	Restricted Stock Units	Common Stock (2,871)	—	—	2,871	Acquired
Dec. 12, 2012	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (2,685)	$13.67	Dec. 12, 2022	2,685	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
March 20, 2019	ELF	No securities beneficially owned [F1,F2]	0	Direct