Stephen A Ellis
Insider
First SEC filing: Jan. 4, 2024 · Latest: Jan. 4, 2024
Insider at
Insider transactions
0 buys (P)
1 sells (S)
Net: $-1,035,713
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 1, 2026 | SCHW | A | 369 | · | · | 13,684 Direct | +2.77% | Acquired | (price as of 2026-10-06) |
| Sept. 23, 2026 | SCHW | M | 1,918 | $31.48 | $60,379 | 7,445 Direct | +34.70% | Acquired | 207.5% (price as of 2026-10-06) |
| Sept. 23, 2026 | SCHW | M | 1,918 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-06) |
| July 1, 2026 | SCHW | A | 379 | · | · | 13,276 Direct | +2.94% | Acquired | (price as of 2026-10-06) |
| June 23, 2026 | SCHW | M | 2,258 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-06) |
| June 23, 2026 | SCHW | M | 2,258 | $25.11 | $56,698 | 7,445 Direct | +43.53% | Acquired | 285.5% (price as of 2026-10-06) |
| May 26, 2026 | SCHW | A | 1,602 | · | · | 8,262 Direct | +24.05% | Acquired | (price as of 2026-10-06) |
| May 26, 2026 | SCHW | A | 3,977 | · | · | 3,977 Direct | · | Acquired | (price as of 2026-10-06) |
| April 1, 2026 | SCHW | A | 393 | · | · | 12,852 Direct | +3.15% | Acquired | (price as of 2026-10-06) |
| March 24, 2026 | SCHW | M | 1,899 | $28.38 | $53,894 | 6,660 Direct | +39.89% | Acquired | 241.1% (price as of 2026-10-06) |
| March 24, 2026 | SCHW | M | 7,866 | $28.96 | $227,799 | 6,660 Direct | · | Acquired | 234.3% (price as of 2026-10-06) |
| March 24, 2026 | SCHW | M | 1,899 | $1899.00 | $3,606,201 | 0 Direct | -100.00% | Disposed | -94.9% (price as of 2026-10-06) |
| March 24, 2026 | SCHW | M | 7,866 | $7866.00 | $61,873,956 | 0 Direct | -100.00% | Disposed | -98.8% (price as of 2026-10-06) |
| Feb. 26, 2026 | SCHW | S | 10,725 | $96.57 | $1,035,713 | 87,563 Indirect | -10.91% | Disposed | 0.2% (price as of 2026-10-06) |
| Jan. 2, 2026 | SCHW | A | 357 | · | · | 12,418 Direct | +2.96% | Acquired | (price as of 2026-10-06) |
| Dec. 16, 2025 | SCHW | M | 1,922 | $31.98 | $61,466 | 6,660 Direct | +40.57% | Acquired | 202.7% (price as of 2026-10-06) |
| Dec. 16, 2025 | SCHW | M | 1,922 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-06) |
| Oct. 1, 2025 | SCHW | A | 366 | · | · | 12,025 Direct | +3.14% | Acquired | (price as of 2026-10-06) |
| Sept. 23, 2025 | SCHW | M | 2,105 | $28.55 | $60,098 | 6,660 Direct | +46.21% | Acquired | 239.1% (price as of 2026-10-06) |
| Sept. 23, 2025 | SCHW | M | 2,105 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-06) |
| July 1, 2025 | SCHW | A | 371 | · | · | 11,627 Direct | +3.30% | Acquired | (price as of 2026-10-06) |
| June 24, 2025 | SCHW | M | 1,853 | $33.12 | $61,371 | 6,660 Direct | +38.55% | Acquired | 192.3% (price as of 2026-10-06) |
| June 24, 2025 | SCHW | M | 1,853 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-06) |
| May 27, 2025 | SCHW | A | 1,462 | · | · | 9,039 Direct | +19.30% | Acquired | (price as of 2026-10-06) |
| May 27, 2025 | SCHW | A | 3,646 | · | · | 3,646 Direct | · | Acquired | (price as of 2026-10-06) |
| April 1, 2025 | SCHW | A | 435 | · | · | 11,221 Direct | +4.03% | Acquired | (price as of 2026-10-06) |
| Jan. 2, 2025 | SCHW | A | 458 | · | · | 10,749 Direct | +4.45% | Acquired | (price as of 2026-10-06) |
| Dec. 18, 2024 | SCHW | M | 1,997 | $30.22 | $60,349 | 7,301 Direct | +37.65% | Acquired | 220.3% (price as of 2026-10-06) |
| Dec. 18, 2024 | SCHW | M | 2,005 | $29.93 | $60,010 | 7,301 Direct | +37.86% | Acquired | 223.4% (price as of 2026-10-06) |
| Dec. 18, 2024 | SCHW | M | 8,548 | $31.21 | $266,783 | 7,301 Direct | · | Acquired | 210.2% (price as of 2026-10-06) |
| Dec. 18, 2024 | SCHW | M | 1,997 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-06) |
| Dec. 18, 2024 | SCHW | M | 2,005 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-06) |
| Dec. 18, 2024 | SCHW | M | 8,548 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-06) |
| Nov. 14, 2024 | SCHW | G | 35,316 | · | · | 75,962 Indirect | -31.74% | Disposed | (price as of 2026-10-06) |
| Oct. 1, 2024 | SCHW | A | 2,145 | · | · | 2,145 Direct | · | Acquired | (price as of 2026-10-06) |
| July 1, 2024 | SCHW | A | 1,836 | · | · | 3,672 Direct | +100.00% | Acquired | (price as of 2026-10-06) |
| May 28, 2024 | SCHW | A | 1,809 | · | · | 9,204 Direct | +24.46% | Acquired | (price as of 2026-10-06) |
| May 28, 2024 | SCHW | A | 4,496 | · | · | 4,496 Direct | · | Acquired | (price as of 2026-10-06) |
| April 19, 2024 | SCHW | M | 10,511 | $25.01 | $262,880 | 7,395 Direct | · | Acquired | 287.0% (price as of 2026-10-06) |
| April 19, 2024 | SCHW | M | 2,185 | $27.32 | $59,694 | 7,395 Direct | +41.94% | Acquired | 254.3% (price as of 2026-10-06) |
| April 19, 2024 | SCHW | M | 2,054 | $28.79 | $59,135 | 7,395 Direct | +38.46% | Acquired | 236.2% (price as of 2026-10-06) |
| April 19, 2024 | SCHW | S | 14,750 | $73.20 | $1,079,700 | 108,574 Indirect | -11.96% | Disposed | 32.2% (price as of 2026-10-06) |
| April 19, 2024 | SCHW | M | 10,511 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-06) |
| April 19, 2024 | SCHW | M | 2,185 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-06) |
| April 19, 2024 | SCHW | M | 2,054 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-06) |
| April 1, 2024 | SCHW | A | 1,520 | · | · | 1,520 Direct | · | Acquired | (price as of 2026-10-06) |
| March 26, 2024 | SCHW | M | 2,165 | $27.45 | $59,429 | 7,395 Direct | +41.40% | Acquired | 252.6% (price as of 2026-10-06) |
| March 26, 2024 | SCHW | A | 2,165 | · | · | 108,574 Indirect | +2.03% | Acquired | (price as of 2026-10-06) |
| March 26, 2024 | SCHW | M | 2,165 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-06) |
| Jan. 2, 2024 | SCHW | A | 1,839 | · | · | 1,839 Direct | · | Acquired | (price as of 2026-10-06) |
| Dec. 15, 2023 | SCHW | M | 2,247 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-06) |
| Dec. 15, 2023 | SCHW | M | 2,247 | $25.82 | $58,018 | 7,395 Direct | +43.65% | Acquired | 274.9% (price as of 2026-10-06) |
| Oct. 2, 2023 | SCHW | A | 2,181 | · | · | 2,181 Direct | · | Acquired | (price as of 2026-10-06) |
| July 3, 2023 | SCHW | A | 2,077 | · | · | 2,077 Direct | · | Acquired | (price as of 2026-10-06) |
| May 22, 2023 | SCHW | A | 5,464 | · | · | 5,464 Direct | · | Acquired | (price as of 2026-10-06) |
| May 22, 2023 | SCHW | A | 2,496 | · | · | 7,395 Direct | +50.95% | Acquired | (price as of 2026-10-06) |
| April 3, 2023 | SCHW | A | 2,110 | · | · | 2,110 Direct | · | Acquired | (price as of 2026-10-06) |
| March 15, 2023 | SCHW | P | 34,387 | $58.26 | $2,003,387 | 99,801 Indirect | +52.57% | Acquired | 66.2% (price as of 2026-10-06) |
| March 14, 2023 | SCHW | P | 6,757 | $56.08 | $378,933 | 65,414 Indirect | +11.52% | Acquired | 72.6% (price as of 2026-10-06) |
| Jan. 3, 2023 | SCHW | A | 1,453 | · | · | 1,453 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 10, 2022 | SCHW | M | 14,345 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-06) |
| Nov. 10, 2022 | SCHW | M | 2,685 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-06) |
| Nov. 10, 2022 | SCHW | M | 14,345 | $19.21 | $275,567 | 4,899 Direct | · | Acquired | 403.9% (price as of 2026-10-06) |
| Nov. 10, 2022 | SCHW | M | 2,685 | $13.67 | $36,704 | 4,899 Direct | +121.27% | Acquired | 608.1% (price as of 2026-10-06) |
| Oct. 3, 2022 | SCHW | A | 1,579 | · | · | 1,579 Direct | · | Acquired | (price as of 2026-10-06) |
| July 1, 2022 | SCHW | A | 1,902 | · | · | 1,902 Direct | · | Acquired | (price as of 2026-10-06) |
| May 19, 2022 | SCHW | A | 2,054 | · | · | 4,899 Direct | +72.20% | Acquired | (price as of 2026-10-06) |
| May 19, 2022 | SCHW | A | 4,703 | · | · | 4,703 Direct | · | Acquired | (price as of 2026-10-06) |
| April 1, 2022 | SCHW | A | 1,489 | · | · | 1,489 Direct | · | Acquired | (price as of 2026-10-06) |
| Jan. 3, 2022 | SCHW | A | 1,547 | · | · | 1,547 Direct | · | Acquired | (price as of 2026-10-06) |
| Oct. 1, 2021 | SCHW | A | 1,740 | · | · | 1,740 Direct | · | Acquired | (price as of 2026-10-06) |
| July 1, 2021 | SCHW | A | 1,843 | · | · | 1,843 Direct | · | Acquired | (price as of 2026-10-06) |
| May 17, 2021 | SCHW | A | 1,529 | · | · | 4,997 Direct | +44.09% | Acquired | (price as of 2026-10-06) |
| May 17, 2021 | SCHW | A | 4,390 | · | · | 4,390 Direct | · | Acquired | (price as of 2026-10-06) |
| April 1, 2021 | SCHW | A | 1,782 | · | · | 1,782 Direct | · | Acquired | (price as of 2026-10-06) |
| Jan. 4, 2021 | SCHW | A | 2,242 | · | · | 2,242 Direct | · | Acquired | (price as of 2026-10-06) |
| Oct. 1, 2020 | SCHW | A | 415 | · | · | 9,333 Direct | +4.65% | Acquired | (price as of 2026-10-06) |
| July 1, 2020 | SCHW | A | 474 | · | · | 8,918 Direct | +5.61% | Acquired | (price as of 2026-10-06) |
| May 14, 2020 | SCHW | A | 3,396 | · | · | 7,167 Direct | +90.06% | Acquired | (price as of 2026-10-06) |
| May 14, 2020 | SCHW | A | 6,655 | · | · | 6,655 Direct | · | Acquired | (price as of 2026-10-06) |
| April 1, 2020 | SCHW | A | 475 | · | · | 8,444 Direct | +5.96% | Acquired | (price as of 2026-10-06) |
| Jan. 2, 2020 | SCHW | A | 324 | · | · | 7,969 Direct | +4.24% | Acquired | (price as of 2026-10-06) |
| Oct. 1, 2019 | SCHW | A | 1,883 | · | · | 1,883 Direct | · | Acquired | (price as of 2026-10-06) |
| July 1, 2019 | SCHW | A | 1,867 | · | · | 1,867 Direct | · | Acquired | (price as of 2026-10-06) |
| May 17, 2019 | SCHW | A | 1,841 | · | · | 5,772 Direct | +46.83% | Acquired | (price as of 2026-10-06) |
| May 17, 2019 | SCHW | A | 8,584 | · | · | 8,584 Direct | · | Acquired | (price as of 2026-10-06) |
| April 1, 2019 | SCHW | A | 1,611 | · | · | 1,611 Direct | · | Acquired | (price as of 2026-10-06) |
| Jan. 2, 2019 | SCHW | A | 1,482 | · | · | 1,482 Direct | · | Acquired | (price as of 2026-10-06) |
| Oct. 1, 2018 | SCHW | A | 2,511 | · | · | 2,511 Direct | · | Acquired | (price as of 2026-10-06) |
| July 2, 2018 | SCHW | A | 2,247 | · | · | 2,247 Direct | · | Acquired | (price as of 2026-10-06) |
| May 17, 2018 | SCHW | A | 1,351 | · | · | 6,105 Direct | +28.42% | Acquired | (price as of 2026-10-06) |
| May 17, 2018 | SCHW | A | 5,139 | · | · | 5,139 Direct | · | Acquired | (price as of 2026-10-06) |
| April 2, 2018 | SCHW | A | 2,308 | · | · | 2,308 Direct | · | Acquired | (price as of 2026-10-06) |
| Jan. 2, 2018 | SCHW | A | 2,402 | · | · | 2,402 Direct | · | Acquired | (price as of 2026-10-06) |
| Oct. 2, 2017 | SCHW | A | 355 | · | · | 7,645 Direct | +4.87% | Acquired | (price as of 2026-10-06) |
| July 3, 2017 | SCHW | A | 360 | · | · | 7,290 Direct | +5.19% | Acquired | (price as of 2026-10-06) |
| May 18, 2017 | SCHW | A | 1,831 | · | · | 6,767 Direct | +37.09% | Acquired | (price as of 2026-10-06) |
| May 18, 2017 | SCHW | A | 7,165 | · | · | 7,165 Direct | · | Acquired | (price as of 2026-10-06) |
| April 3, 2017 | SCHW | A | 386 | · | · | 6,930 Direct | +5.90% | Acquired | (price as of 2026-10-06) |
| Jan. 3, 2017 | SCHW | A | 389 | · | · | 6,544 Direct | +6.32% | Acquired | (price as of 2026-10-06) |
Showing latest 100 of 129 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 1, 2026 | SCHW | Restricted Stock Units | Common Stock | · | · | 369 | Acquired |
| Sept. 23, 2026 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $31.48 | Oct. 3, 2026 | 1,918 | Disposed |
| July 1, 2026 | SCHW | Restricted Stock Units | Common Stock | · | · | 379 | Acquired |
| June 23, 2026 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $25.11 | July 1, 2026 | 2,258 | Disposed |
| May 26, 2026 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $89.40 | May 26, 2036 | 3,977 | Acquired |
| April 1, 2026 | SCHW | Restricted Stock Units | Common Stock | · | · | 393 | Acquired |
| March 24, 2026 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $28.38 | April 1, 2026 | 1,899 | Disposed |
| March 24, 2026 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $28.96 | May 19, 2026 | 7,866 | Disposed |
| Jan. 2, 2026 | SCHW | Restricted Stock Units | Common Stock | · | · | 357 | Acquired |
| Dec. 16, 2025 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $31.98 | Dec. 16, 2025 | 1,922 | Disposed |
| Oct. 1, 2025 | SCHW | Restricted Stock Units | Common Stock | · | · | 366 | Acquired |
| Sept. 23, 2025 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $28.55 | Oct. 1, 2025 | 2,105 | Disposed |
| July 1, 2025 | SCHW | Restricted Stock Units | Common Stock | · | · | 371 | Acquired |
| June 24, 2025 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $33.12 | July 1, 2025 | 1,853 | Disposed |
| May 27, 2025 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $88.63 | May 27, 2035 | 3,646 | Acquired |
| April 1, 2025 | SCHW | Restricted Stock Units | Common Stock | · | · | 435 | Acquired |
| Jan. 2, 2025 | SCHW | Restricted Stock Units | Common Stock | · | · | 458 | Acquired |
| Dec. 18, 2024 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $30.22 | Jan. 2, 2025 | 1,997 | Disposed |
| Dec. 18, 2024 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $29.93 | April 1, 2025 | 2,005 | Disposed |
| Dec. 18, 2024 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $31.21 | May 15, 2025 | 8,548 | Disposed |
| Oct. 1, 2024 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $63.91 | Oct. 1, 2034 | 2,145 | Acquired |
| July 1, 2024 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $73.42 | July 1, 2034 | 1,836 | Acquired |
| May 28, 2024 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $70.79 | May 28, 2034 | 4,496 | Acquired |
| April 19, 2024 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $25.01 | May 19, 2024 | 10,511 | Disposed |
| April 19, 2024 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $27.32 | July 1, 2024 | 2,185 | Disposed |
| April 19, 2024 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $28.79 | Oct. 1, 2024 | 2,054 | Disposed |
| April 1, 2024 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $72.37 | April 1, 2034 | 1,520 | Acquired |
| March 26, 2024 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $27.45 | April 1, 2024 | 2,165 | Disposed |
| Jan. 2, 2024 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $69.10 | Jan. 2, 2034 | 1,839 | Acquired |
| Dec. 15, 2023 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $25.82 | Jan. 2, 2024 | 2,247 | Disposed |
| Oct. 2, 2023 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $53.55 | Oct. 2, 2033 | 2,181 | Acquired |
| July 3, 2023 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $57.72 | July 3, 2033 | 2,077 | Acquired |
| May 22, 2023 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $51.97 | May 22, 2033 | 5,464 | Acquired |
| April 3, 2023 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $51.57 | April 3, 2033 | 2,110 | Acquired |
| Jan. 3, 2023 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $81.94 | Jan. 3, 2033 | 1,453 | Acquired |
| Nov. 10, 2022 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $19.21 | May 20, 2023 | 14,345 | Disposed |
| Nov. 10, 2022 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $13.67 | Dec. 12, 2022 | 2,685 | Disposed |
| Oct. 3, 2022 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $73.21 | Oct. 3, 2032 | 1,579 | Acquired |
| July 1, 2022 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $63.92 | July 1, 2032 | 1,902 | Acquired |
| May 19, 2022 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $62.66 | May 19, 2032 | 4,703 | Acquired |
| April 1, 2022 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $83.54 | April 1, 2032 | 1,489 | Acquired |
| Jan. 3, 2022 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $85.76 | Jan. 3, 2032 | 1,547 | Acquired |
| Oct. 1, 2021 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $74.42 | Oct. 1, 2031 | 1,740 | Acquired |
| July 1, 2021 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $73.57 | July 1, 2031 | 1,843 | Acquired |
| May 17, 2021 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $73.00 | May 17, 2031 | 4,390 | Acquired |
| April 1, 2021 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $66.44 | April 1, 2031 | 1,782 | Acquired |
| Jan. 4, 2021 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $52.76 | Jan. 4, 2031 | 2,242 | Acquired |
| Oct. 1, 2020 | SCHW | Restricted Stock Units | Common Stock | · | · | 415 | Acquired |
| July 1, 2020 | SCHW | Restricted Stock Units | Common Stock | · | · | 474 | Acquired |
| May 14, 2020 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $33.40 | May 14, 2030 | 6,655 | Acquired |
| April 1, 2020 | SCHW | Restricted Stock Units | Common Stock | · | · | 475 | Acquired |
| Jan. 2, 2020 | SCHW | Restricted Stock Units | Common Stock | · | · | 324 | Acquired |
| Oct. 1, 2019 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $37.76 | Oct. 1, 2029 | 1,883 | Acquired |
| July 1, 2019 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $40.76 | July 1, 2029 | 1,867 | Acquired |
| May 17, 2019 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $43.21 | May 17, 2029 | 8,584 | Acquired |
| April 1, 2019 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $44.13 | April 1, 2029 | 1,611 | Acquired |
| Jan. 2, 2019 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $41.58 | Jan. 2, 2029 | 1,482 | Acquired |
| Oct. 1, 2018 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $49.55 | Oct. 1, 2028 | 2,511 | Acquired |
| July 2, 2018 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $51.30 | July 2, 2028 | 2,247 | Acquired |
| May 17, 2018 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $59.32 | May 17, 2028 | 5,139 | Acquired |
| April 2, 2018 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $50.41 | April 2, 2028 | 2,308 | Acquired |
| Jan. 2, 2018 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $51.44 | Jan. 2, 2028 | 2,402 | Acquired |
| Oct. 2, 2017 | SCHW | Restricted Stock Units | Common Stock | · | · | 355 | Acquired |
| July 3, 2017 | SCHW | Restricted Stock Units | Common Stock | · | · | 360 | Acquired |
| May 18, 2017 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $38.33 | May 18, 2027 | 7,165 | Acquired |
| April 3, 2017 | SCHW | Restricted Stock Units | Common Stock | · | · | 386 | Acquired |
| Jan. 3, 2017 | SCHW | Restricted Stock Units | Common Stock | · | · | 389 | Acquired |
| Oct. 3, 2016 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $31.48 | Oct. 3, 2026 | 1,918 | Acquired |
| July 1, 2016 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $25.11 | July 1, 2026 | 2,258 | Acquired |
| May 19, 2016 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $28.96 | May 19, 2026 | 7,866 | Acquired |
| April 1, 2016 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $28.38 | April 1, 2026 | 1,899 | Acquired |
| Jan. 4, 2016 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $31.98 | Jan. 4, 2026 | 1,922 | Acquired |
| Oct. 1, 2015 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $28.55 | Oct. 1, 2025 | 2,105 | Acquired |
| July 1, 2015 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $33.12 | July 1, 2025 | 1,853 | Acquired |
| May 15, 2015 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $31.21 | May 15, 2025 | 8,548 | Acquired |
| April 1, 2015 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $29.93 | April 1, 2025 | 2,005 | Acquired |
| Jan. 2, 2015 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $30.22 | Jan. 2, 2025 | 1,997 | Acquired |
| Oct. 1, 2014 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $28.79 | Oct. 1, 2024 | 2,054 | Acquired |
| July 1, 2014 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $27.32 | July 1, 2024 | 2,185 | Acquired |
| May 19, 2014 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $25.01 | May 19, 2024 | 10,511 | Acquired |
| April 1, 2014 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $27.45 | April 1, 2024 | 2,165 | Acquired |
| Jan. 2, 2014 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $25.82 | Jan. 2, 2024 | 2,247 | Acquired |
| Oct. 1, 2013 | SCHW | Restricted Stock Units | Common Stock | · | · | 1,287 | Acquired |
| July 1, 2013 | SCHW | Restricted Stock Units | Common Stock | · | · | 1,287 | Acquired |
| May 20, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $19.21 | May 20, 2023 | 14,345 | Acquired |
| April 1, 2013 | SCHW | Restricted Stock Units | Common Stock | · | · | 1,583 | Acquired |
| Jan. 2, 2013 | SCHW | Restricted Stock Units | Common Stock | · | · | 1,824 | Acquired |
| Jan. 2, 2013 | SCHW | Restricted Stock Units | Common Stock | · | · | 2,871 | Acquired |
| Dec. 12, 2012 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $13.67 | Dec. 12, 2022 | 2,685 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 20, 2019 | ELF | No securities beneficially owned [F1,F2] | 0 | Direct |