Stephen E Courter

Insider

First SEC filing: July 6, 2023 · Latest: July 6, 2023

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 27 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

27 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 30, 2026	CDZIP	A	6,103	$4.10	$25,022	81,592 Direct	+8.08%	Acquired	447.1% (price as of 2026-08-19)
Oct. 27, 2025	UPLD	A	25,000	—	—	124,232 Direct	+25.19%	Acquired	(price as of 2026-08-19)
June 30, 2025	CDZIP	A	8,212	$3.04	$24,964	75,489 Direct	+12.21%	Acquired	637.8% (price as of 2026-08-19)
Nov. 21, 2023	UPLD	S	20,448	$4.43	$90,585	74,232 Direct	-21.60%	Disposed	-89.4% (price as of 2026-08-19)
July 31, 2023	UPLD	A	62,816	—	—	94,680 Direct	+197.14%	Acquired	(price as of 2026-08-19)
July 3, 2023	CDZIP	A	5,666	$4.41	$24,987	59,103 Direct	+10.60%	Acquired	408.6% (price as of 2026-08-19)
Dec. 16, 2022	CDZIP	P	2,000	$2.57	$5,140	53,437 Direct	+3.89%	Acquired	772.8% (price as of 2026-08-19)
Oct. 13, 2022	UPLD	S 10b5-1	3,500	$7.06	$24,710	31,864 Direct	-9.90%	Disposed	-93.3% (price as of 2026-08-19)
Oct. 12, 2022	UPLD	S 10b5-1	3,500	$7.37	$25,795	35,364 Direct	-9.01%	Disposed	-93.6% (price as of 2026-08-19)
Aug. 1, 2022	UPLD	A	17,830	—	—	38,864 Direct	+84.77%	Acquired	(price as of 2026-08-19)
July 12, 2022	CDZIP	A	11,339	$2.20	$24,946	51,437 Direct	+28.28%	Acquired	919.5% (price as of 2026-08-19)
April 4, 2022	CDZIP	P	9,600	$2.23	$21,408	40,098 Direct	+31.48%	Acquired	905.8% (price as of 2026-08-19)
April 1, 2022	CDZIP	P	600	$2.13	$1,278	30,698 Direct	+1.99%	Acquired	953.1% (price as of 2026-08-19)
Aug. 2, 2021	UPLD	A	6,051	—	—	21,034 Direct	+40.39%	Acquired	(price as of 2026-08-19)
Nov. 13, 2020	UPLD	S 10b5-1	1,235	$42.21	$52,129	14,983 Direct	-7.61%	Disposed	-98.9% (price as of 2026-08-19)
Aug. 3, 2020	UPLD	A	4,567	—	—	16,218 Direct	+39.20%	Acquired	(price as of 2026-08-19)
Nov. 1, 2019	UPLD	S 10b5-1	1,450	$34.42	$49,909	11,651 Direct	-11.07%	Disposed	-98.6% (price as of 2026-08-19)
Aug. 5, 2019	UPLD	A	1,188	—	—	13,101 Direct	+9.97%	Acquired	(price as of 2026-08-19)
June 30, 2019	CDZIP	A	1,914	$10.45	$20,001	25,862 Direct	+7.99%	Acquired	114.6% (price as of 2026-08-19)
Aug. 6, 2018	UPLD	A	1,497	—	—	11,913 Direct	+14.37%	Acquired	(price as of 2026-08-19)
June 30, 2018	CDZIP	A	1,573	$12.71	$19,993	23,948 Direct	+7.03%	Acquired	76.5% (price as of 2026-08-19)
Aug. 8, 2017	UPLD	A	6,525	—	—	37,941 Direct	+20.77%	Acquired	(price as of 2026-08-19)
June 30, 2017	CDZIP	A	1,449	—	—	22,375 Direct	+6.92%	Acquired	(price as of 2026-08-19)
Aug. 8, 2016	UPLD	A	15,487	—	—	15,487 Direct	—	Acquired	(price as of 2026-08-19)
Aug. 8, 2016	UPLD	A	15,487	—	—	31,416 Direct	+97.23%	Acquired	(price as of 2026-08-19)
June 30, 2016	CDZIP	A	3,473	—	—	20,926 Direct	+19.90%	Acquired	(price as of 2026-08-19)
Nov. 9, 2015	UPLD	A	15,929	—	—	15,929 Direct	—	Acquired	(price as of 2026-08-19)
June 30, 2015	CDZIP	A	2,370	—	—	17,453 Direct	+15.71%	Acquired	(price as of 2026-08-19)
Nov. 5, 2014	UPLD	A	10,416	—	—	10,416 Direct	—	Acquired	(price as of 2026-08-19)
June 30, 2014	CDZIP	A	2,419	—	—	15,083 Direct	+19.10%	Acquired	(price as of 2026-08-19)
June 30, 2013	CDZIP	A	3,711	—	—	12,664 Direct	+41.45%	Acquired	(price as of 2026-08-19)
April 23, 2013	CDZIP	P	300	$5.21	$1,563	8,953 Direct	+3.47%	Acquired	330.5% (price as of 2026-08-19)
April 22, 2013	CDZIP	P	500	$5.29	$2,645	8,653 Direct	+6.13%	Acquired	324.0% (price as of 2026-08-19)
April 19, 2013	CDZIP	P	300	$5.28	$1,584	8,153 Direct	+3.82%	Acquired	324.8% (price as of 2026-08-19)
April 19, 2013	CDZIP	P	200	$5.19	$1,038	7,853 Direct	+2.61%	Acquired	332.2% (price as of 2026-08-19)
June 30, 2012	CDZIP	A	2,759	—	—	7,653 Direct	+56.38%	Acquired	(price as of 2026-08-19)
June 30, 2011	CDZIP	A	1,884	—	—	4,894 Direct	+62.59%	Acquired	(price as of 2026-08-19)
June 30, 2010	CDZIP	A	1,597	—	—	3,010 Direct	+113.02%	Acquired	(price as of 2026-08-19)
June 30, 2009	CDZIP	A	1,413	—	—	1,413 Direct	—	Acquired	(price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Aug. 8, 2017	UPLD	Stock Option (right to buy)	Common Stock (6,525)	$23.60	Aug. 8, 2027	6,525	Acquired
Aug. 8, 2016	UPLD	Stock Option (right to buy) [F1]	Common Stock (15,487)	$7.74	Aug. 8, 2026	15,487	Acquired
Aug. 8, 2016	UPLD	Common Stock	Common Stock (15,487)	$7.74	Aug. 8, 2026	15,487	Acquired
Nov. 9, 2015	UPLD	Stock Option (right to buy)	Common Stock (15,929)	$7.84	Nov. 9, 2025	15,929	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Nov. 5, 2014	UPLD	Common Stock	0	Direct