Stephen E Cummings

CIK 1232066 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 5, 2009 · Latest: Jan. 5, 2009

On this page

Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 52 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

52 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D
Dec. 31, 2008	36995	D	93,075	—	—	0 Direct	-100.00%	Disposed
Dec. 31, 2008	36995	D	47,972	—	—	0 Direct	-100.00%	Disposed
Dec. 31, 2008	36995	D	146,850	—	—	0 Direct	-100.00%	Disposed
Dec. 31, 2008	36995	D	112,771	—	—	0 Direct	-100.00%	Disposed
Dec. 31, 2008	36995	D	61,112	—	—	0 Direct	-100.00%	Disposed
Dec. 31, 2008	36995	D	141,280	—	—	0 Direct	-100.00%	Disposed
Dec. 31, 2008	36995	F	30,521	$5.54	$169,086	141,280 Direct	-17.77%	Disposed
Dec. 31, 2008	36995	D	400	—	—	0 Indirect	-100.00%	Disposed
Dec. 31, 2008	36995	D	400	—	—	0 Indirect	-100.00%	Disposed
Dec. 31, 2008	36995	D	400	—	—	0 Indirect	-100.00%	Disposed
Dec. 31, 2008	36995	D	400	—	—	0 Indirect	-100.00%	Disposed
Dec. 31, 2008	36995	D	400	—	—	0 Indirect	-100.00%	Disposed
Dec. 31, 2008	36995	D	400	—	—	0 Indirect	-100.00%	Disposed
Dec. 31, 2008	36995	D	436	—	—	0 Indirect	-100.00%	Disposed
Dec. 8, 2008	36995	S	130,240	$6.13	$798,371	171,801 Direct	-43.12%	Disposed
April 22, 2008	36995	F	818	$26.20	$21,432	302,041 Direct	-0.27%	Disposed
April 18, 2008	36995	F	3,048	$27.24	$83,028	302,859 Direct	-1.00%	Disposed
March 31, 2008	36995	F	1,950	$27.00	$52,650	305,907 Direct	-0.63%	Disposed
Feb. 20, 2008	36995	F	3,183	$34.08	$108,477	307,857 Direct	-1.02%	Disposed
Feb. 19, 2008	36995	A	93,075	—	—	93,075 Direct	—	Acquired
Feb. 19, 2008	36995	A	99,918	—	—	311,040 Direct	+47.33%	Acquired
April 20, 2007	36995	F	1,070	$55.85	$59,760	211,122 Direct	-0.50%	Disposed
April 19, 2007	36995	F	1,401	$55.52	$77,784	212,192 Direct	-0.66%	Disposed
April 18, 2007	36995	F	2,586	$55.87	$144,480	213,593 Direct	-1.20%	Disposed
March 30, 2007	36995	F	2,550	$55.05	$140,378	216,179 Direct	-1.17%	Disposed
Feb. 20, 2007	36995	A	47,972	—	—	47,972 Direct	—	Acquired
Feb. 20, 2007	36995	A	47,972	—	—	218,729 Direct	+28.09%	Acquired
Dec. 14, 2006	36995	G	2,109	—	—	170,757 Direct	-1.22%	Disposed
June 12, 2006	36995	G	460	—	—	172,866 Direct	-0.27%	Disposed
April 22, 2006	36995	F	1,070	$56.65	$60,616	173,326 Direct	-0.61%	Disposed
April 19, 2006	36995	F	1,401	$56.32	$78,904	174,396 Direct	-0.80%	Disposed
April 18, 2006	36995	F	2,586	$56.18	$145,281	175,797 Direct	-1.45%	Disposed
March 31, 2006	36995	A	146,850	$56.05	$8,230,942	146,850 Direct	—	Acquired
March 31, 2006	36995	A	30,038	—	—	178,383 Direct	+20.25%	Acquired
March 31, 2006	36995	A	30,038	—	—	178,383 Direct	+20.25%	Acquired
Dec. 19, 2005	36995	G	373	—	—	148,345 Direct	-0.25%	Disposed
Dec. 16, 2005	36995	G	380	—	—	148,718 Direct	-0.25%	Disposed
Dec. 14, 2005	36995	G	190	—	—	149,098 Direct	-0.13%	Disposed
Dec. 13, 2005	36995	G	949	—	—	149,288 Direct	-0.63%	Disposed
Aug. 29, 2005	36995	G	1,653	—	—	150,237 Direct	-1.09%	Disposed
June 9, 2005	36995	S	14,500	$50.25	$728,625	151,890 Direct	-8.71%	Disposed
June 9, 2005	36995	S	15,500	$50.16	$777,480	166,390 Direct	-8.52%	Disposed
May 27, 2005	36995	G	208	—	—	181,890 Direct	-0.11%	Disposed
April 22, 2005	36995	F	1,070	$50.58	$54,121	182,098 Direct	-0.58%	Disposed
April 19, 2005	36995	F	1,401	$50.27	$70,428	183,168 Direct	-0.76%	Disposed
April 18, 2005	36995	A	30,453	$50.38	$1,534,222	184,569 Direct	+19.76%	Acquired
April 18, 2005	36995	A	112,771	$50.38	$5,681,403	112,771 Direct	—	Acquired
April 15, 2005	36995	F	3,958	$49.52	$196,000	154,116 Direct	-2.50%	Disposed
April 22, 2004	36995	F	818	$45.92	$37,563	158,264 Direct	-0.51%	Disposed
April 20, 2004	36995	F	293	$44.38	$13,003	159,082 Direct	-0.18%	Disposed
April 19, 2004	36995	A	61,112	$44.65	$2,728,651	61,112 Direct	—	Acquired
April 19, 2004	36995	A	16,500	$44.65	$736,725	159,375 Direct	+11.55%	Acquired
Feb. 15, 2004	36995	F	2,021	$47.52	$96,038	142,875 Direct	-1.39%	Disposed
Feb. 15, 2004	36995	F	556	$47.52	$26,421	144,896 Direct	-0.38%	Disposed
Feb. 4, 2004	36995	G	215	—	—	145,452 Direct	-0.15%	Disposed

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 31, 2008	36995	ESOP (Right to Buy) [F12]	Common Stock (93,075)	$33.79	Feb. 19, 2018	93,075	Disposed
Dec. 31, 2008	36995	ESOP (Right to Buy) [F10]	Common Stock (47,972)	$58.36	Feb. 20, 2017	47,972	Disposed
Dec. 31, 2008	36995	ESOP (Right to Buy) [F8]	Common Stock (146,850)	$56.05	March 30, 2016	146,850	Disposed
Dec. 31, 2008	36995	ESOP [F6]	Common Stock (112,771)	$50.38	April 18, 2015	112,771	Disposed
Dec. 31, 2008	36995	ESOP [F3]	Common Stock (61,112)	$44.65	April 19, 2014	61,112	Disposed
Feb. 19, 2008	36995	ESOP (Right to Buy) [F3]	Common Stock (93,075)	$33.79	Feb. 19, 2018	93,075	Acquired
Feb. 20, 2007	36995	ESOP (Right to Buy) [F2]	Common Stock (47,972)	$58.36	Feb. 20, 2017	47,972	Acquired
March 31, 2006	36995	ESOP (Right to Buy) [F1,F5]	Common Stock (146,850)	$56.05	March 30, 2016	146,850	Acquired
April 18, 2005	36995	ESOP [F1]	Common Stock (112,771)	$50.38	April 18, 2015	112,771	Acquired
April 19, 2004	36995	ESOP [F3]	Common Stock (61,112)	$44.65	April 19, 2014	61,112	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
April 1, 2026	NTB	Restricted Stock Units→ Bank of N.T. Butterfield & Son Ltd RSU (5,149)	5,149	Direct