Stephen K West
CIK 1015959 · View on SEC EDGAR ↗
First SEC filing: Dec. 14, 2011 · Latest: Dec. 14, 2011
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 14, 2011 | SWZ | P | 1,000 | $10.92 | $10,920 | 1,071 Direct | -48.29% | Disposed | -45.8% (price as of 2026-08-19) |
| Dec. 14, 2011 | SWZ | P | 1,000 | $10.92 | $10,920 | 2,071 Direct | -32.56% | Disposed | -45.8% (price as of 2026-08-19) |
| Dec. 14, 2011 | SWZ | P | 1,000 | $10.92 | $10,920 | 3,071 Direct | -24.56% | Disposed | -45.8% (price as of 2026-08-19) |
| Dec. 14, 2011 | SWZ | P | 1,000 | $10.89 | $10,890 | 4,071 Direct | -19.72% | Disposed | -45.6% (price as of 2026-08-19) |
| Dec. 14, 2011 | SWZ | P | 1,000 | $10.89 | $10,890 | 5,071 Direct | -16.47% | Disposed | -45.6% (price as of 2026-08-19) |
| Dec. 14, 2011 | SWZ | P | 1,000 | $10.89 | $10,890 | 6,071 Direct | -14.14% | Disposed | -45.6% (price as of 2026-08-19) |
| Dec. 14, 2011 | SWZ | P | 1,000 | $10.89 | $10,890 | 7,071 Direct | -12.39% | Disposed | -45.6% (price as of 2026-08-19) |
| Dec. 13, 2011 | SWZ | P | 9,100 | $11.00 | $100,100 | 8,071 Direct | -53.00% | Disposed | -46.2% (price as of 2026-08-19) |
| Dec. 13, 2011 | SWZ | P | 1,600 | $11.00 | $17,600 | 17,171 Direct | -8.52% | Disposed | -46.2% (price as of 2026-08-19) |
| Dec. 13, 2011 | SWZ | P | 1,000 | $11.01 | $11,010 | 18,771 Direct | -5.06% | Disposed | -46.2% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 22, 2007 | SWZ | Subscription Rights (right to buy) | Common Stock (554) | $16.60 | June 22, 2007 | 1,662 | Acquired |
| June 22, 2007 | SWZ | Subscription Rights (right to buy) | Common Stock (0) | $16.60 | June 22, 2007 | 17,555 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).