Stephen P Appelbaum
CIK 1363586 · View on SEC EDGAR ↗
Insider
First SEC filing: May 19, 2006 · Latest: May 19, 2006
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 84 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 29, 2021 | CASS | A | 2,199 | — | — | 54,221 Direct | +4.23% | Acquired | (price as of 2026-08-20) |
| Jan. 29, 2021 | CASS | F | 1,088 | $40.60 | $44,173 | 52,022 Direct | -2.05% | Disposed | 37.1% (price as of 2026-08-20) |
| Jan. 29, 2021 | CASS | A | 2,297 | — | — | 53,110 Direct | +4.52% | Acquired | (price as of 2026-08-20) |
| Jan. 29, 2021 | CASS | F | 811 | $40.60 | $32,927 | 50,813 Direct | -1.57% | Disposed | 37.1% (price as of 2026-08-20) |
| Jan. 31, 2020 | CASS | A | 1,612 | — | — | 51,624 Direct | +3.22% | Acquired | (price as of 2026-08-20) |
| Jan. 31, 2020 | CASS | F | 1,209 | $54.02 | $65,310 | 50,012 Direct | -2.36% | Disposed | 3.1% (price as of 2026-08-20) |
| Jan. 31, 2020 | CASS | A | 2,734 | — | — | 51,221 Direct | +5.64% | Acquired | (price as of 2026-08-20) |
| Jan. 31, 2020 | CASS | F | 777 | $54.02 | $41,974 | 48,487 Direct | -1.58% | Disposed | 3.1% (price as of 2026-08-20) |
| Nov. 5, 2019 | CASS | M | 4,147 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Nov. 5, 2019 | CASS | F | 870 | $59.45 | $51,722 | 49,264 Direct | -1.74% | Disposed | -6.3% (price as of 2026-08-20) |
| Nov. 5, 2019 | CASS | D | 2,227 | $59.45 | $132,395 | 50,134 Direct | -4.25% | Disposed | -6.3% (price as of 2026-08-20) |
| Nov. 5, 2019 | CASS | M | 4,147 | $31.92 | $132,372 | 52,361 Direct | +8.60% | Acquired | 74.4% (price as of 2026-08-20) |
| Sept. 9, 2019 | CASS | M | 4,547 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Sept. 9, 2019 | CASS | F | 1,107 | $54.92 | $60,796 | 48,214 Direct | -2.24% | Disposed | 1.4% (price as of 2026-08-20) |
| Sept. 9, 2019 | CASS | D | 2,105 | $54.92 | $115,607 | 49,321 Direct | -4.09% | Disposed | 1.4% (price as of 2026-08-20) |
| Sept. 9, 2019 | CASS | M | 4,547 | $25.42 | $115,585 | 51,426 Direct | +9.70% | Acquired | 119.0% (price as of 2026-08-20) |
| Feb. 1, 2019 | CASS | A | 1,660 | — | — | 46,879 Direct | +3.67% | Acquired | (price as of 2026-08-20) |
| Jan. 25, 2019 | CASS | F | 382 | $51.73 | $19,761 | 45,219 Direct | -0.84% | Disposed | 7.6% (price as of 2026-08-20) |
| Aug. 8, 2018 | CASS | M | 3,789 | — | — | 3,789 Direct | -50.00% | Disposed | (price as of 2026-08-20) |
| Aug. 8, 2018 | CASS | F | 929 | $70.29 | $65,299 | 38,002 Direct | -2.39% | Disposed | -5.0% (price as of 2026-08-20) |
| Aug. 8, 2018 | CASS | D | 1,645 | $70.29 | $115,627 | 38,931 Direct | -4.05% | Disposed | -5.0% (price as of 2026-08-20) |
| Aug. 8, 2018 | CASS | M | 3,789 | $30.51 | $115,602 | 40,576 Direct | +10.30% | Acquired | 119.0% (price as of 2026-08-20) |
| June 5, 2018 | CASS | M | 3,792 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| June 5, 2018 | CASS | F | 949 | $64.58 | $61,286 | 36,787 Direct | -2.51% | Disposed | 3.5% (price as of 2026-08-20) |
| June 5, 2018 | CASS | D | 1,599 | $64.58 | $103,263 | 37,736 Direct | -4.07% | Disposed | 3.5% (price as of 2026-08-20) |
| June 5, 2018 | CASS | M | 3,792 | $27.23 | $103,256 | 39,335 Direct | +10.67% | Acquired | 145.4% (price as of 2026-08-20) |
| Feb. 1, 2018 | CASS | A | 1,352 | — | — | 35,543 Direct | +3.95% | Acquired | (price as of 2026-08-20) |
| Jan. 27, 2018 | CASS | F | 404 | $58.17 | $23,501 | 34,191 Direct | -1.17% | Disposed | 14.9% (price as of 2026-08-20) |
| Jan. 26, 2018 | CASS | F | 322 | $58.17 | $18,731 | 34,595 Direct | -0.92% | Disposed | 14.9% (price as of 2026-08-20) |
| Nov. 29, 2017 | CASS | M | 3,447 | — | — | 3,446 Direct | -50.01% | Disposed | (price as of 2026-08-20) |
| Nov. 29, 2017 | CASS | F | 850 | $69.48 | $59,058 | 31,744 Direct | -2.61% | Disposed | 5.8% (price as of 2026-08-20) |
| Nov. 29, 2017 | CASS | D | 1,486 | $69.48 | $103,247 | 32,594 Direct | -4.36% | Disposed | 5.8% (price as of 2026-08-20) |
| Nov. 29, 2017 | CASS | M | 3,447 | $29.95 | $103,238 | 34,080 Direct | +11.25% | Acquired | 145.4% (price as of 2026-08-20) |
| June 9, 2017 | CASS | M | 2,318 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| June 9, 2017 | CASS | F | 625 | $66.12 | $41,325 | 30,633 Direct | -2.00% | Disposed | 11.1% (price as of 2026-08-20) |
| June 9, 2017 | CASS | D | 874 | $66.12 | $57,789 | 31,258 Direct | -2.72% | Disposed | 11.1% (price as of 2026-08-20) |
| June 9, 2017 | CASS | M | 2,318 | $24.93 | $57,788 | 32,132 Direct | +7.77% | Acquired | 194.8% (price as of 2026-08-20) |
| Feb. 2, 2017 | CASS | A | 1,178 | — | — | 29,814 Direct | +4.11% | Acquired | (price as of 2026-08-20) |
| Jan. 28, 2017 | CASS | F | 129 | $67.21 | $8,670 | 28,636 Direct | -0.45% | Disposed | 9.3% (price as of 2026-08-20) |
| Jan. 27, 2017 | CASS | F | 375 | $67.21 | $25,204 | 28,765 Direct | -1.29% | Disposed | 9.3% (price as of 2026-08-20) |
| Jan. 26, 2017 | CASS | F | 299 | $67.50 | $20,182 | 29,140 Direct | -1.02% | Disposed | 8.9% (price as of 2026-08-20) |
| Nov. 21, 2016 | CASS | M | 6,234 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Nov. 21, 2016 | CASS | F | 1,797 | $70.35 | $126,419 | 29,439 Direct | -5.75% | Disposed | 4.5% (price as of 2026-08-20) |
| Nov. 21, 2016 | CASS | D | 1,888 | $70.35 | $132,821 | 31,236 Direct | -5.70% | Disposed | 4.5% (price as of 2026-08-20) |
| Nov. 21, 2016 | CASS | M | 6,234 | $21.30 | $132,784 | 33,124 Direct | +23.18% | Acquired | 245.0% (price as of 2026-08-20) |
| July 26, 2016 | CASS | M | 6,234 | — | — | 6,234 Direct | -50.00% | Disposed | (price as of 2026-08-20) |
| July 26, 2016 | CASS | F | 1,563 | $54.13 | $84,605 | 26,890 Direct | -5.49% | Disposed | 35.8% (price as of 2026-08-20) |
| July 26, 2016 | CASS | D | 2,454 | $54.13 | $132,835 | 28,453 Direct | -7.94% | Disposed | 35.8% (price as of 2026-08-20) |
| July 26, 2016 | CASS | M | 6,234 | $21.30 | $132,784 | 30,907 Direct | +25.27% | Acquired | 245.0% (price as of 2026-08-20) |
| Jan. 28, 2016 | CASS | F | 146 | $49.24 | $7,189 | 24,673 Direct | -0.59% | Disposed | 49.3% (price as of 2026-08-20) |
| Jan. 27, 2016 | CASS | F | 375 | $48.93 | $18,349 | 24,819 Direct | -1.49% | Disposed | 50.2% (price as of 2026-08-20) |
| Jan. 26, 2016 | CASS | A | 1,926 | $49.81 | $95,934 | 25,194 Direct | +8.28% | Acquired | 47.5% (price as of 2026-08-20) |
| Jan. 22, 2016 | CASS | F | 248 | $50.53 | $12,531 | 23,268 Direct | -1.05% | Disposed | 45.4% (price as of 2026-08-20) |
| March 12, 2015 | CASS | M | 4,728 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| March 12, 2015 | CASS | F | 1,078 | $52.72 | $56,832 | 23,516 Direct | -4.38% | Disposed | 39.4% (price as of 2026-08-20) |
| March 12, 2015 | CASS | D | 2,106 | $52.72 | $111,028 | 24,594 Direct | -7.89% | Disposed | 39.4% (price as of 2026-08-20) |
| March 12, 2015 | CASS | M | 4,728 | $23.48 | $111,013 | 26,700 Direct | +21.52% | Acquired | 213.0% (price as of 2026-08-20) |
| Jan. 28, 2015 | CASS | F | 146 | $48.03 | $7,012 | 21,972 Direct | -0.66% | Disposed | 53.0% (price as of 2026-08-20) |
| Jan. 27, 2015 | CASS | A | 2,415 | — | — | 22,118 Direct | +12.26% | Acquired | (price as of 2026-08-20) |
| Jan. 23, 2015 | CASS | F | 274 | $52.24 | $14,314 | 19,703 Direct | -1.37% | Disposed | 40.7% (price as of 2026-08-20) |
| Jan. 22, 2015 | CASS | F | 247 | $52.30 | $12,918 | 19,977 Direct | -1.22% | Disposed | 40.5% (price as of 2026-08-20) |
| Jan. 28, 2014 | CASS | A | 3,245 | — | — | 3,245 Direct | — | Acquired | (price as of 2026-08-20) |
| Jan. 28, 2014 | CASS | A | 939 | — | — | 20,224 Direct | +4.87% | Acquired | (price as of 2026-08-20) |
| Jan. 25, 2014 | CASS | F | 283 | $60.98 | $17,257 | 19,285 Direct | -1.45% | Disposed | 20.5% (price as of 2026-08-20) |
| Jan. 24, 2014 | CASS | F | 274 | $60.98 | $16,709 | 19,568 Direct | -1.38% | Disposed | 20.5% (price as of 2026-08-20) |
| Jan. 22, 2014 | CASS | F | 284 | $65.10 | $18,488 | 19,842 Direct | -1.41% | Disposed | 12.9% (price as of 2026-08-20) |
| Aug. 9, 2013 | CASS | M | 4,730 | — | — | 4,728 Direct | -50.01% | Disposed | (price as of 2026-08-20) |
| Aug. 9, 2013 | CASS | F | 950 | $59.06 | $56,107 | 20,089 Direct | -4.52% | Disposed | 24.4% (price as of 2026-08-20) |
| Aug. 9, 2013 | CASS | D | 1,881 | $59.06 | $111,092 | 21,039 Direct | -8.21% | Disposed | 24.4% (price as of 2026-08-20) |
| Aug. 9, 2013 | CASS | M | 4,730 | $23.48 | $111,060 | 22,920 Direct | +26.00% | Acquired | 213.0% (price as of 2026-08-20) |
| Jan. 22, 2013 | CASS | A | 6,283 | — | — | 6,283 Direct | — | Acquired | (price as of 2026-08-20) |
| Jan. 22, 2013 | CASS | A | 1,594 | — | — | 18,190 Direct | +9.60% | Acquired | (price as of 2026-08-20) |
| Jan. 24, 2012 | CASS | A | 6,263 | — | — | 6,263 Direct | — | Acquired | (price as of 2026-08-20) |
| Jan. 24, 2012 | CASS | A | 1,605 | — | — | 15,088 Direct | +11.90% | Acquired | (price as of 2026-08-20) |
| Jan. 25, 2011 | CASS | A | 5,698 | — | — | 5,698 Direct | — | Acquired | (price as of 2026-08-20) |
| Jan. 25, 2011 | CASS | A | 1,566 | — | — | 12,258 Direct | +14.65% | Acquired | (price as of 2026-08-20) |
| Jan. 26, 2010 | CASS | A | 1,917 | — | — | 1,917 Direct | — | Acquired | (price as of 2026-08-20) |
| Jan. 26, 2010 | CASS | A | 580 | — | — | 10,692 Direct | +5.74% | Acquired | (price as of 2026-08-20) |
| Jan. 20, 2009 | CASS | A | 10,305 | — | — | 10,305 Direct | — | Acquired | (price as of 2026-08-20) |
| Jan. 20, 2009 | CASS | A | 2,479 | — | — | 7,169 Direct | +52.86% | Acquired | (price as of 2026-08-20) |
| Jan. 22, 2008 | CASS | A | 7,818 | — | — | 7,818 Direct | — | Acquired | (price as of 2026-08-20) |
| Jan. 22, 2008 | CASS | A | 2,105 | — | — | 6,533 Direct | +47.54% | Acquired | (price as of 2026-08-20) |
| Jan. 31, 2007 | CASS | A | 2,026 | — | — | 5,026 Direct | +67.53% | Acquired | (price as of 2026-08-20) |
| May 15, 2006 | CASS | A | 2,000 | $50.00 | $100,000 | 2,000 Direct | — | Acquired | 166.8% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 5, 2019 | CASS | Stock Appreciation Rights | Common Stock (4,147) | $31.92 | Jan. 23, 2022 | 4,147 | Disposed |
| Sept. 9, 2019 | CASS | Stock Appreciation Rights | Common Stock (4,547) | $25.42 | Jan. 23, 2022 | 4,547 | Disposed |
| Aug. 8, 2018 | CASS | Stock Appreciation Rights | Common Stock (3,789) | $30.51 | Jan. 23, 2022 | 3,789 | Disposed |
| June 5, 2018 | CASS | Stock Appreciation Rights | Common Stock (3,792) | $27.23 | Jan. 24, 2021 | 3,792 | Disposed |
| Nov. 29, 2017 | CASS | Stock Appreciation Rights | Common Stock (3,447) | $29.95 | Jan. 24, 2021 | 3,447 | Disposed |
| June 9, 2017 | CASS | Stock Appreciation Rights | Common Stock (2,318) | $24.93 | Jan. 25, 2020 | 2,318 | Disposed |
| Nov. 21, 2016 | CASS | Stock Appreciation Rights | Common Stock (6,234) | $21.30 | Jan. 19, 2019 | 6,234 | Disposed |
| July 26, 2016 | CASS | Stock Appreciation Rights | Common Stock (6,234) | $21.30 | Jan. 19, 2019 | 6,234 | Disposed |
| March 12, 2015 | CASS | Stock Appreciation Rights | Common Stock (4,728) | $23.48 | Jan. 21, 2018 | 4,728 | Disposed |
| Jan. 28, 2014 | CASS | Stock Appreciation Rights | Common Stock (3,245) | $61.64 | Jan. 27, 2024 | 3,245 | Acquired |
| Aug. 9, 2013 | CASS | Stock Appreciation Rights | Common Stock (4,730) | $23.48 | Jan. 21, 2018 | 4,730 | Disposed |
| Jan. 22, 2013 | CASS | Stock Appreciation Rights | Common Stock (6,283) | $42.14 | Jan. 21, 2023 | 6,283 | Acquired |
| Jan. 24, 2012 | CASS | Stock Appreciation Rights | Common Stock (6,263) | $36.92 | Jan. 23, 2022 | 6,263 | Acquired |
| Jan. 25, 2011 | CASS | Stock Appreciation Rights | Common Stock (5,698) | $36.24 | Jan. 25, 2021 | 5,698 | Acquired |
| Jan. 26, 2010 | CASS | Stock Appreciation Rights | Common Stock (1,917) | $30.16 | Jan. 26, 2020 | 1,917 | Acquired |
| Jan. 20, 2009 | CASS | Stock Appreciation Rights | Common Stock (10,305) | $25.77 | Jan. 20, 2019 | 10,305 | Acquired |
| Jan. 22, 2008 | CASS | Stock Appreciation Rights | Common Stock (7,818) | $28.41 | Jan. 22, 2018 | 7,818 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
CASS
President and CFO (6)| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2021 | — | — | — | — | — | — | — | — |
| 2020 | — | — | — | — | — | — | — | — |
| 2018 | $288,931 | $142,900 | $197,357 | — | — | $109,588 | $17,720 | $756,496 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.