Stephen P Kaufman
CIK 1186370 · View on SEC EDGAR ↗
First SEC filing: Sept. 11, 2007 · Latest: Sept. 11, 2007
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 2, 2013 | LHX | S | 200 | $64.52 | $12,904 | 4,000 Direct | -4.76% | Disposed | 325.4% (price as of 2026-08-20) |
| Dec. 2, 2013 | LHX | S | 100 | $64.52 | $6,452 | 4,200 Direct | -2.33% | Disposed | 325.4% (price as of 2026-08-20) |
| Dec. 2, 2013 | LHX | S | 800 | $64.51 | $51,608 | 4,300 Direct | -15.69% | Disposed | 325.5% (price as of 2026-08-20) |
| Dec. 2, 2013 | LHX | S | 100 | $64.50 | $6,450 | 5,100 Direct | -1.92% | Disposed | 325.5% (price as of 2026-08-20) |
| Dec. 2, 2013 | LHX | S | 72 | $64.48 | $4,643 | 5,200 Direct | -1.37% | Disposed | 325.7% (price as of 2026-08-20) |
| Dec. 2, 2013 | LHX | S | 2,000 | $64.47 | $128,940 | 5,272 Direct | -27.50% | Disposed | 325.7% (price as of 2026-08-20) |
| Dec. 2, 2013 | LHX | S | 956 | $64.46 | $61,624 | 7,272 Direct | -11.62% | Disposed | 325.8% (price as of 2026-08-20) |
| Nov. 27, 2013 | KLAC | S | 1,250 | $63.87 | $79,838 | 3,539 Direct | -26.10% | Disposed | 2815.7% (price as of 2026-08-20) |
| Nov. 27, 2013 | KLAC | S | 1,250 | $63.86 | $79,825 | 3,539 Direct | -26.10% | Disposed | 2816.1% (price as of 2026-08-20) |
| Nov. 27, 2013 | KLAC | S | 1,250 | $63.87 | $79,838 | 3,539 Direct | -26.10% | Disposed | 2815.7% (price as of 2026-08-20) |
| Nov. 27, 2013 | KLAC | S | 2,500 | $63.88 | $159,700 | 3,539 Direct | -41.40% | Disposed | 2815.2% (price as of 2026-08-20) |
| Nov. 27, 2013 | KLAC | S | 2,500 | $63.89 | $159,725 | 3,539 Direct | -41.40% | Disposed | 2814.8% (price as of 2026-08-20) |
| Nov. 27, 2013 | KLAC | S | 2,500 | $63.91 | $159,775 | 3,539 Direct | -41.40% | Disposed | 2813.9% (price as of 2026-08-20) |
| Oct. 29, 2013 | KLAC | S | 5,000 | $65.51 | $327,550 | 3,539 Direct | -58.55% | Disposed | 2742.7% (price as of 2026-08-20) |
| Oct. 29, 2013 | KLAC | S | 5,000 | $65.52 | $327,600 | 3,539 Direct | -58.55% | Disposed | 2742.3% (price as of 2026-08-20) |
| Sept. 11, 2013 | LHX | S | 1,057 | $57.82 | $61,116 | 4,000 Direct | -20.90% | Disposed | 374.7% (price as of 2026-08-20) |
| Jan. 31, 2013 | KLAC | S | 1,250 | $55.49 | $69,362 | 3,539 Direct | -26.10% | Disposed | 3256.0% (price as of 2026-08-20) |
| Jan. 31, 2013 | KLAC | S | 1,250 | $55.49 | $69,362 | 3,539 Direct | -26.10% | Disposed | 3256.0% (price as of 2026-08-20) |
| Jan. 29, 2013 | KLAC | S | 1,250 | $55.73 | $69,662 | 3,539 Direct | -26.10% | Disposed | 3241.6% (price as of 2026-08-20) |
| Jan. 29, 2013 | KLAC | S | 1,250 | $55.74 | $69,675 | 3,539 Direct | -26.10% | Disposed | 3241.0% (price as of 2026-08-20) |
| Jan. 29, 2013 | KLAC | S | 1,250 | $55.74 | $69,675 | 3,539 Direct | -26.10% | Disposed | 3241.0% (price as of 2026-08-20) |
| Feb. 16, 2012 | KLAC | S | 10,000 | $50.59 | $505,900 | 16,224 Indirect | -38.13% | Disposed | 3581.1% (price as of 2026-08-20) |
| Sept. 10, 2007 | TMO | P | 1,000 | $53.55 | $53,550 | 1,000 Direct | — | Acquired | 1057.1% (price as of 2026-08-20) |
Showing latest 100 of 172 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 1, 2014 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (471) | — | — | 471 | Acquired |
| July 1, 2014 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (411) | — | — | 411 | Acquired |
| April 1, 2014 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (423) | — | — | 423 | Acquired |
| Feb. 12, 2014 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (18,000) | — | — | 18,000 | Disposed |
| Jan. 1, 2014 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (448) | — | — | 448 | Acquired |
| Dec. 2, 2013 | LHX | Non-Qualified Stock Option (Right to Buy) | Common Stock, Par Value $1.00 (4,228) | $27.30 | Oct. 22, 2014 | 4,228 | Disposed |
| Nov. 27, 2013 | KLAC | Non-Qualified Stock Option (Right to Buy) | Common Stock (1,250) | $52.84 | Oct. 30, 2014 | 1,250 | Disposed |
| Nov. 27, 2013 | KLAC | Non-Qualified Stock Option (Right to Buy) | Common Stock (1,250) | $56.79 | July 31, 2014 | 1,250 | Disposed |
| Nov. 27, 2013 | KLAC | Non-Qualified Stock Option (Right to Buy) | Common Stock (1,250) | $55.88 | May 1, 2014 | 1,250 | Disposed |
| Nov. 27, 2013 | KLAC | Non-Qualified Stock Option (Right to Buy) | Common Stock (2,500) | $40.24 | May 11, 2015 | 2,500 | Disposed |
| Nov. 27, 2013 | KLAC | Non-Qualified Stock Option (Right to Buy) | Common Stock (2,500) | $44.76 | Jan. 25, 2015 | 2,500 | Disposed |
| Nov. 27, 2013 | KLAC | Non-Qualified Stock Option (Right to Buy) | Common Stock (2,500) | $40.68 | Oct. 18, 2014 | 2,500 | Disposed |
| Oct. 29, 2013 | KLAC | Non-Qualified Stock Option (Right to Buy) | Common Stock (5,000) | $59.44 | Nov. 5, 2013 | 5,000 | Disposed |
| Oct. 29, 2013 | KLAC | Non-Qualified Stock Option (Right to Buy) | Common Stock (5,000) | $59.44 | Nov. 5, 2013 | 5,000 | Disposed |
| Oct. 1, 2013 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (523) | — | — | 523 | Acquired |
| Sept. 11, 2013 | LHX | Non-Qualified Stock Option (Right to Buy) | Common Stock, Par Value $1.00 (1,057) | $16.86 | Oct. 24, 2013 | 1,057 | Disposed |
| July 1, 2013 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (626) | — | — | 626 | Acquired |
| April 1, 2013 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (679) | — | — | 679 | Acquired |
| Jan. 31, 2013 | KLAC | Non-Qualified Stock Option (Right to Buy) | Common Stock (1,250) | $50.39 | Feb. 14, 2014 | 1,250 | Disposed |
| Jan. 31, 2013 | KLAC | Non-Qualified Stock Option (Right to Buy) | Common Stock (1,250) | $50.39 | Feb. 14, 2014 | 1,250 | Disposed |
| Jan. 29, 2013 | KLAC | Non-Qualified Stock Option (Right to Buy) | Common Stock (1,250) | $41.45 | Aug. 1, 2013 | 1,250 | Disposed |
| Jan. 29, 2013 | KLAC | Non-Qualified Stock Option (Right to Buy) | Common Stock (1,250) | $47.86 | May 2, 2013 | 1,250 | Disposed |
| Jan. 29, 2013 | KLAC | Non-Qualified Stock Option (Right to Buy) | Common Stock (1,250) | $51.98 | Jan. 31, 2013 | 1,250 | Disposed |
| Jan. 1, 2013 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (592) | — | — | 592 | Acquired |
| Oct. 1, 2012 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (570) | — | — | 570 | Acquired |
| July 1, 2012 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (693) | — | — | 693 | Acquired |
| April 1, 2012 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (643) | — | — | 643 | Acquired |
| Feb. 16, 2012 | KLAC | Non-Qualified Stock Option (Right to Buy) | Common Stock (5,000) | $37.05 | Nov. 8, 2012 | 5,000 | Disposed |
| Feb. 16, 2012 | KLAC | Non-Qualified Stock Option (Right to Buy) | Common Stock (5,000) | $37.05 | Nov. 8, 2012 | 5,000 | Disposed |
| Jan. 1, 2012 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (805) | — | — | 805 | Acquired |
| Oct. 1, 2011 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (849) | — | — | 849 | Acquired |
| July 1, 2011 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (637) | — | — | 637 | Acquired |
| April 1, 2011 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (579) | — | — | 579 | Acquired |
| Jan. 1, 2011 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (585) | — | — | 585 | Acquired |
| Oct. 1, 2010 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (593) | — | — | 593 | Acquired |
| July 1, 2010 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (645) | — | — | 645 | Acquired |
| April 1, 2010 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (554) | — | — | 554 | Acquired |
| Jan. 1, 2010 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (557) | — | — | 557 | Acquired |
| Oct. 1, 2009 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (733) | — | — | 733 | Acquired |
| July 1, 2009 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (906) | — | — | 906 | Acquired |
| April 1, 2009 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (904) | — | — | 904 | Acquired |
| Jan. 1, 2009 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (631) | — | — | 631 | Acquired |
| Oct. 1, 2008 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (529) | — | — | 529 | Acquired |
| July 1, 2008 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (493) | — | — | 493 | Acquired |
| April 1, 2008 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (478) | — | — | 478 | Acquired |
| Jan. 1, 2008 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (383) | — | — | 383 | Acquired |
| Oct. 30, 2007 | KLAC | Non-Qualified Stock Option (Rights to Buy) | Common Stock (1,250) | $52.84 | Oct. 30, 2014 | 1,250 | Acquired |
| Oct. 1, 2007 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (402) | — | — | 402 | Acquired |
| July 31, 2007 | KLAC | Non-Qualified Stock Option (Rights to Buy) | Common Stock (1,250) | $56.79 | July 31, 2014 | 1,250 | Acquired |
| July 31, 2007 | KLAC | Non-Qualified Stock Option (Rights to Buy) | Common Stock (1,250) | $56.79 | July 30, 2017 | 1,250 | Acquired |
| July 12, 2007 | TMO | Stock Option (Right to Buy) | Common Stock (15,000) | $53.09 | July 12, 2014 | 15,000 | Acquired |
| July 1, 2007 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (440) | — | — | 440 | Acquired |
| May 1, 2007 | KLAC | Non-Qualified Stock Option (Rights to Buy) | Common Stock (1,250) | $55.88 | May 1, 2014 | 1,250 | Acquired |
| May 1, 2007 | KLAC | Non-Qualified Stock Option (right to buy) | Common Stock (1,250) | $55.88 | April 30, 2017 | 1,250 | Acquired |
| April 1, 2007 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (471) | — | — | 471 | Acquired |
| Feb. 14, 2007 | KLAC | Non-Qualified Stock Option (right to buy) | Common Stock (1,250) | $50.39 | Feb. 14, 2014 | 1,250 | Acquired |
| Feb. 14, 2007 | KLAC | Non-Qualified Stock Option (right to buy) | Common Stock (1,250) | $50.39 | Feb. 14, 2014 | 1,250 | Acquired |
| Jan. 1, 2007 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (523) | — | — | 523 | Acquired |
| Oct. 1, 2006 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (539) | — | — | 539 | Acquired |
| Aug. 1, 2006 | KLAC | Non-Qualified Stock Option (right to buy) | Common Stock (1,250) | $41.45 | Aug. 1, 2013 | 1,250 | Acquired |
| July 1, 2006 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (578) | — | — | 578 | Acquired |
| May 2, 2006 | KLAC | Non-Qualified Stock Option (right to buy) | Common Stock (1,250) | $47.86 | May 2, 2013 | 1,250 | Acquired |
| April 1, 2006 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (508) | — | — | 508 | Acquired |
| Jan. 31, 2006 | KLAC | Non-Qualified Stock Option (right to buy) | Common Stock (1,250) | $51.98 | Jan. 31, 2013 | 1,250 | Acquired |
| Jan. 1, 2006 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (558) | — | — | 558 | Acquired |
| Dec. 8, 2005 | LHX | Non-Qualified Stock Option (right to buy) | Common Stock, Par Value $1.00 (3,000) | $17.82 | Oct. 24, 2013 | 3,000 | Disposed |
| Dec. 8, 2005 | LHX | Non-Qualified Stock Option (right to buy) | Common Stock, Par Value $1.00 (4,000) | $13.35 | Oct. 25, 2012 | 4,000 | Disposed |
| Dec. 8, 2005 | LHX | Non-Qualified Stock Option (right to buy) | Common Stock, Par Value $1.00 (4,000) | $16.82 | Oct. 26, 2011 | 4,000 | Disposed |
| Dec. 8, 2005 | LHX | Non-Qualified Stock Option (right to buy) | Common Stock, Par Value $1.00 (4,000) | $15.12 | Oct. 27, 2010 | 4,000 | Disposed |
| Nov. 4, 2005 | KLAC | Non-Qualified Stock Option (right to buy) | Common Stock (1,250) | $49.99 | Nov. 4, 2012 | 1,250 | Acquired |
| Oct. 1, 2005 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (574) | — | — | 574 | Acquired |
| Aug. 2, 2005 | KLAC | Non-Qualified Stock Option (right to buy) | Common Stock (2,500) | $51.35 | Aug. 2, 2012 | 2,500 | Acquired |
| Aug. 2, 2005 | KLAC | Non-Qualified Stock Option (right to buy) | Common Stock (2,500) | $51.35 | Aug. 2, 2015 | 2,500 | Acquired |
| July 1, 2005 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (757) | — | — | 757 | Acquired |
| May 11, 2005 | KLAC | Non-Qualified Stock Option (right to buy) | Common Stock (2,500) | $40.24 | May 11, 2015 | 2,500 | Acquired |
| April 1, 2005 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (737) | — | — | 737 | Acquired |
| Jan. 25, 2005 | KLAC | Non-Qualified Stock Option (right to buy) | Common Stock (2,500) | $44.76 | Jan. 25, 2015 | 2,500 | Acquired |
| Oct. 22, 2004 | LHX | Non-Qualified Stock Option (right to buy) | Common Stock, Par Value $1.00 (2,000) | $57.70 | Oct. 22, 2014 | 2,000 | Acquired |
| Oct. 18, 2004 | KLAC | Non-Qualified Stock Option (right to buy) | Common Stock (2,500) | $40.68 | Oct. 18, 2014 | 2,500 | Acquired |
| Jan. 2, 2004 | LHX | Phantom Stock Units | Common Stock, Par Value $1.00 (1,000) | — | — | 1,000 | Acquired |
| Nov. 5, 2003 | KLAC | Non-Qualified Stock Option (right to buy) | Common Stock (5,000) | $59.44 | Nov. 5, 2013 | 5,000 | Acquired |
| Nov. 5, 2003 | KLAC | Non-Qualified Stock Option (right to buy) | Common Stock (5,000) | $59.44 | Nov. 5, 2013 | 5,000 | Acquired |
| Oct. 24, 2003 | LHX | Non-Qualified Stock Option (right to buy) | Common Stock, Par Value $1.00 (2,000) | $35.63 | — | 2,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 16, 2007 | TMO | Common Stock | 0 | Direct |