Steven G Elliott

Insider

First SEC filing: July 3, 2007 · Latest: July 3, 2007

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 97 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

97 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
April 1, 2022	PPLC	A	690	$29.02	$20,024	67,361 Direct	+1.03%	Acquired	60.3% (price as of 2026-08-21)
Jan. 3, 2022	PPLC	A	1,286	$30.14	$38,760	66,215 Direct	+1.98%	Acquired	54.3% (price as of 2026-08-21)
Oct. 1, 2021	PPLC	A	1,341	$27.96	$37,494	64,047 Direct	+2.14%	Acquired	66.4% (price as of 2026-08-21)
July 1, 2021	PPLC	A	1,327	$28.26	$37,501	61,789 Direct	+2.19%	Acquired	64.6% (price as of 2026-08-21)
May 1, 2021	HBANP	A	10,280	—	—	133,264 Direct	+8.36%	Acquired	(price as of 2026-08-21)
April 1, 2021	PPLC	A	1,303	$28.77	$37,487	59,587 Direct	+2.24%	Acquired	61.7% (price as of 2026-08-21)
Jan. 26, 2021	HBANP	A	825	$13.63	$11,245	14,848 Indirect	+5.88%	Acquired	21.4% (price as of 2026-08-21)
Jan. 4, 2021	PPLC	A	1,360	$27.58	$37,509	57,455 Direct	+2.42%	Acquired	68.7% (price as of 2026-08-21)
Oct. 26, 2020	HBANP	A	1,094	$10.28	$11,246	14,023 Indirect	+8.46%	Acquired	61.0% (price as of 2026-08-21)
Oct. 1, 2020	PPLC	A	1,361	$27.55	$37,496	55,263 Direct	+2.52%	Acquired	68.9% (price as of 2026-08-21)
July 27, 2020	HBANP	A	1,206	$9.33	$11,252	12,720 Indirect	+10.47%	Acquired	77.4% (price as of 2026-08-21)
July 1, 2020	PPLC	A	1,431	$26.20	$37,492	53,102 Direct	+2.77%	Acquired	77.6% (price as of 2026-08-21)
May 1, 2020	HBANP	A	16,919	—	—	118,719 Direct	+16.62%	Acquired	(price as of 2026-08-21)
April 27, 2020	HBANP	A	1,286	$8.75	$11,252	11,123 Indirect	+13.07%	Acquired	89.1% (price as of 2026-08-21)
April 1, 2020	PPLC	A	1,638	$22.90	$37,510	50,865 Direct	+3.33%	Acquired	103.1% (price as of 2026-08-21)
Jan. 27, 2020	HBANP	A	830	$13.56	$11,255	9,749 Indirect	+9.31%	Acquired	22.1% (price as of 2026-08-21)
Jan. 2, 2020	PPLC	A	1,059	$35.42	$37,510	48,351 Direct	+2.24%	Acquired	31.3% (price as of 2026-08-21)
Oct. 28, 2019	HBANP	A	771	$14.60	$11,257	8,505 Indirect	+9.97%	Acquired	13.4% (price as of 2026-08-21)
Oct. 1, 2019	PPLC	A	1,118	$31.31	$35,005	46,748 Direct	+2.45%	Acquired	48.6% (price as of 2026-08-21)
July 29, 2019	HBANP	A	769	$14.63	$11,250	7,734 Indirect	+11.04%	Acquired	13.1% (price as of 2026-08-21)
July 1, 2019	PPLC	A	1,145	$30.58	$35,014	45,037 Direct	+2.61%	Acquired	52.1% (price as of 2026-08-21)
May 1, 2019	HBANP	A	10,530	—	—	95,285 Direct	+12.42%	Acquired	(price as of 2026-08-21)
April 29, 2019	HBANP	A	803	$14.00	$11,242	6,965 Indirect	+13.03%	Acquired	18.2% (price as of 2026-08-21)
April 1, 2019	PPLC	A	1,106	$31.64	$34,994	43,308 Direct	+2.62%	Acquired	47.0% (price as of 2026-08-21)
Jan. 28, 2019	HBANP	A	835	$13.47	$11,247	6,162 Indirect	+15.67%	Acquired	22.9% (price as of 2026-08-21)
Jan. 2, 2019	PPLC	A	1,245	$28.11	$34,997	41,659 Direct	+3.08%	Acquired	65.5% (price as of 2026-08-21)
Oct. 25, 2018	HBANP	A	836	$13.46	$11,253	5,327 Indirect	+18.62%	Acquired	23.0% (price as of 2026-08-21)
Oct. 1, 2018	PPLC	A	1,189	$29.44	$35,004	39,833 Direct	+3.08%	Acquired	58.0% (price as of 2026-08-21)
July 27, 2018	HBANP	A	729	$15.43	$11,248	4,491 Indirect	+19.38%	Acquired	7.3% (price as of 2026-08-21)
July 2, 2018	PPLC	A	1,218	$28.74	$35,005	38,113 Direct	+3.30%	Acquired	61.9% (price as of 2026-08-21)
May 1, 2018	HBANP	A	8,440	—	—	84,755 Direct	+11.06%	Acquired	(price as of 2026-08-21)
April 26, 2018	HBANP	A	743	$15.14	$11,249	3,762 Indirect	+24.61%	Acquired	9.3% (price as of 2026-08-21)
April 2, 2018	PPLC	A	1,247	$28.06	$34,991	36,377 Direct	+3.55%	Acquired	65.8% (price as of 2026-08-21)
Jan. 25, 2018	HBANP	A	696	$16.15	$11,240	3,019 Indirect	+29.96%	Acquired	2.5% (price as of 2026-08-21)
Jan. 2, 2018	PPLC	A	1,144	$30.60	$35,006	34,623 Direct	+3.42%	Acquired	52.0% (price as of 2026-08-21)
Oct. 27, 2017	HBANP	A	804	$14.00	$11,256	2,323 Indirect	+52.93%	Acquired	18.2% (price as of 2026-08-21)
Oct. 2, 2017	PPLC	A	862	$37.72	$32,515	33,053 Direct	+2.68%	Acquired	23.3% (price as of 2026-08-21)
July 26, 2017	HBANP	A	849	$13.26	$11,258	1,519 Indirect	+126.72%	Acquired	24.8% (price as of 2026-08-21)
July 3, 2017	PPLC	A	849	$38.28	$32,500	31,858 Direct	+2.74%	Acquired	21.5% (price as of 2026-08-21)
May 30, 2017	AB	S	15,627	$22.18	$346,607	0 Direct	-100.00%	Disposed	63.3% (price as of 2026-08-21)
May 19, 2017	AB	M	16,349	$14.58	$238,368	31,976 Direct	+104.62%	Acquired	148.4% (price as of 2026-08-21)
May 19, 2017	AB	S	16,349	$21.08	$344,637	15,627 Direct	-51.13%	Disposed	71.8% (price as of 2026-08-21)
May 19, 2017	AB	M	16,349	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 4, 2017	AB	S	11,414	$20.49	$233,873	15,627 Direct	-42.21%	Disposed	76.7% (price as of 2026-08-21)
May 1, 2017	HBANP	A	9,549	—	—	76,315 Direct	+14.30%	Acquired	(price as of 2026-08-21)
April 28, 2017	HBANP	A	670	$13.05	$8,744	670 Indirect	—	Acquired	26.8% (price as of 2026-08-21)
April 3, 2017	PPLC	A	876	$37.11	$32,508	30,692 Direct	+2.94%	Acquired	25.4% (price as of 2026-08-21)
Jan. 27, 2017	HBANP	A	634	$13.79	$8,743	6,575 Indirect	+10.67%	Acquired	20.0% (price as of 2026-08-21)
Jan. 3, 2017	PPLC	A	955	$34.03	$32,499	29,502 Direct	+3.35%	Acquired	36.7% (price as of 2026-08-21)
Dec. 12, 2016	PPLC	I	1,011	$33.94	$34,313	28,243 Direct	+3.71%	Acquired	37.1% (price as of 2026-08-21)
Oct. 28, 2016	HBANP	A	817	$10.71	$8,750	5,941 Indirect	+15.94%	Acquired	54.5% (price as of 2026-08-21)
Oct. 3, 2016	PPLC	A	957	$33.95	$32,490	27,232 Direct	+3.64%	Acquired	37.0% (price as of 2026-08-21)
July 27, 2016	HBANP	A	919	$9.50	$8,730	5,124 Indirect	+21.85%	Acquired	74.2% (price as of 2026-08-21)
July 1, 2016	PPLC	A	864	$37.60	$32,486	25,983 Direct	+3.44%	Acquired	23.7% (price as of 2026-08-21)
May 19, 2016	AB	A	6,626	$22.64	$150,013	27,041 Direct	+32.46%	Acquired	59.9% (price as of 2026-08-21)
May 1, 2016	HBANP	A	12,425	—	—	66,766 Direct	+22.86%	Acquired	(price as of 2026-08-21)
April 22, 2016	HBANP	A	851	$10.28	$8,748	4,205 Indirect	+25.37%	Acquired	61.0% (price as of 2026-08-21)
April 1, 2016	PPLC	A	851	$38.19	$32,500	24,868 Direct	+3.54%	Acquired	21.8% (price as of 2026-08-21)
Feb. 1, 2016	HBANP	A	1,019	$8.59	$8,753	3,354 Indirect	+43.64%	Acquired	92.7% (price as of 2026-08-21)
Jan. 4, 2016	PPLC	A	965	$33.68	$32,501	23,780 Direct	+4.23%	Acquired	38.1% (price as of 2026-08-21)
Nov. 4, 2015	HBANP	A	784	$11.16	$8,749	2,335 Indirect	+50.55%	Acquired	48.3% (price as of 2026-08-21)
Oct. 1, 2015	PPLC	A	997	$32.60	$32,502	22,562 Direct	+4.62%	Acquired	42.7% (price as of 2026-08-21)
July 27, 2015	HBANP	A	749	$11.68	$8,748	1,551 Indirect	+93.39%	Acquired	41.7% (price as of 2026-08-21)
July 1, 2015	PPLC	A	1,100	$29.55	$32,505	21,318 Direct	+5.44%	Acquired	57.4% (price as of 2026-08-21)
June 2, 2015	PPLC	A	341	$31.81	$10,847	19,967 Direct	+1.74%	Acquired	46.2% (price as of 2026-08-21)
May 21, 2015	AB	A	3,781	$31.74	$120,009	20,415 Direct	+22.73%	Acquired	14.1% (price as of 2026-08-21)
May 1, 2015	PPLC	A	317	$34.19	$10,838	19,626 Direct	+1.64%	Acquired	36.1% (price as of 2026-08-21)
May 1, 2015	HBANP	A	11,478	—	—	54,341 Direct	+26.78%	Acquired	(price as of 2026-08-21)
April 27, 2015	HBANP	A	802	$10.91	$8,750	802 Indirect	—	Acquired	51.7% (price as of 2026-08-21)
April 1, 2015	PPLC	A	322	$33.67	$10,842	19,310 Direct	+1.70%	Acquired	38.2% (price as of 2026-08-21)
Jan. 2, 2015	PPLC	A	894	$36.36	$32,506	18,780 Direct	+5.00%	Acquired	27.9% (price as of 2026-08-21)
Dec. 31, 2014	PPLC	A	298	$36.33	$10,826	17,708 Direct	+1.71%	Acquired	28.0% (price as of 2026-08-21)
Nov. 28, 2014	PPLC	A	305	$35.53	$10,837	17,410 Direct	+1.78%	Acquired	30.9% (price as of 2026-08-21)
Oct. 31, 2014	PPLC	A	310	$34.99	$10,847	17,105 Direct	+1.85%	Acquired	33.0% (price as of 2026-08-21)
Sept. 30, 2014	PPLC	A	330	$32.84	$10,837	16,612 Direct	+2.03%	Acquired	41.7% (price as of 2026-08-21)
Aug. 29, 2014	PPLC	A	313	$34.63	$10,839	16,282 Direct	+1.96%	Acquired	34.3% (price as of 2026-08-21)
July 31, 2014	PPLC	A	328	$32.99	$10,821	15,969 Direct	+2.10%	Acquired	41.0% (price as of 2026-08-21)
July 2, 2014	PPLC	A	316	$34.33	$10,848	15,641 Direct	+2.06%	Acquired	35.5% (price as of 2026-08-21)
May 30, 2014	PPLC	A	309	$35.09	$10,843	15,165 Direct	+2.08%	Acquired	32.6% (price as of 2026-08-21)
May 15, 2014	AB	A	5,220	$22.99	$120,008	16,634 Direct	+45.73%	Acquired	57.5% (price as of 2026-08-21)
May 1, 2014	HBANP	A	13,766	—	—	42,863 Direct	+47.31%	Acquired	(price as of 2026-08-21)
April 30, 2014	PPLC	A	325	$33.34	$10,836	14,856 Direct	+2.24%	Acquired	39.5% (price as of 2026-08-21)
April 2, 2014	PPLC	A	334	$32.42	$10,828	14,531 Direct	+2.35%	Acquired	43.5% (price as of 2026-08-21)
March 5, 2014	PPLC	A	339	$32.00	$10,848	14,037 Direct	+2.47%	Acquired	45.4% (price as of 2026-08-21)
Jan. 31, 2014	PPLC	A	354	$30.57	$10,822	13,699 Direct	+2.65%	Acquired	52.2% (price as of 2026-08-21)
Dec. 31, 2013	PPLC	A	360	$30.09	$10,832	13,185 Direct	+2.81%	Acquired	54.6% (price as of 2026-08-21)
Nov. 29, 2013	PPLC	A	353	$30.71	$10,841	12,825 Direct	+2.83%	Acquired	51.5% (price as of 2026-08-21)
Oct. 31, 2013	PPLC	A	354	$30.63	$10,843	12,472 Direct	+2.92%	Acquired	51.9% (price as of 2026-08-21)
Oct. 2, 2013	PPLC	A	353	$30.69	$10,834	12,119 Direct	+3.00%	Acquired	51.6% (price as of 2026-08-21)
Aug. 30, 2013	PPLC	A	353	$30.70	$10,837	11,626 Direct	+3.13%	Acquired	51.5% (price as of 2026-08-21)
July 31, 2013	PPLC	A	341	$31.77	$10,834	11,274 Direct	+3.12%	Acquired	46.4% (price as of 2026-08-21)
June 28, 2013	PPLC	A	358	$30.26	$10,833	10,804 Direct	+3.43%	Acquired	53.7% (price as of 2026-08-21)
May 31, 2013	PPLC	A	365	$29.70	$10,840	10,446 Direct	+3.62%	Acquired	56.6% (price as of 2026-08-21)
May 20, 2013	AB	A	4,539	$26.44	$120,011	11,414 Direct	+66.02%	Acquired	37.0% (price as of 2026-08-21)
May 1, 2013	HBANP	A	10,269	—	—	29,097 Direct	+54.54%	Acquired	(price as of 2026-08-21)
April 30, 2013	PPLC	A	325	$33.38	$10,848	10,081 Direct	+3.33%	Acquired	39.4% (price as of 2026-08-21)
March 29, 2013	PPLC	A	346	$31.31	$10,833	9,647 Direct	+3.72%	Acquired	48.6% (price as of 2026-08-21)
Feb. 28, 2013	PPLC	A	352	$30.82	$10,849	9,301 Direct	+3.93%	Acquired	50.9% (price as of 2026-08-21)
Jan. 31, 2013	PPLC	A	358	$30.29	$10,844	8,950 Direct	+4.17%	Acquired	53.6% (price as of 2026-08-21)
Dec. 31, 2012	PPLC	A	364	$28.63	$10,421	8,492 Direct	+4.48%	Acquired	62.5% (price as of 2026-08-21)

Showing latest 100 of 457 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
April 1, 2022	PPLC	Stock Unit (DDCP)	Common Stock (690)	—	—	690	Acquired
Jan. 3, 2022	PPLC	Stock Unit (DDCP)	Common Stock (1,286)	—	—	1,286	Acquired
Oct. 1, 2021	PPLC	Stock Unit (DDCP)	Common Stock (1,341)	—	—	1,341	Acquired
July 1, 2021	PPLC	Stock Unit (DDCP)	Common Stock (1,327)	—	—	1,327	Acquired
April 1, 2021	PPLC	Stock Unit (DDCP)	Common Stock (1,303)	—	—	1,303	Acquired
Jan. 4, 2021	PPLC	Stock Unit (DDCP)	Common Stock (1,360)	—	—	1,360	Acquired
Oct. 1, 2020	PPLC	Stock Unit (DDCP)	Common Stock (1,361)	—	—	1,361	Acquired
July 1, 2020	PPLC	Stock Unit (DDCP)	Common Stock (1,431)	—	—	1,431	Acquired
April 1, 2020	PPLC	Stock Unit (DDCP)	Common Stock (1,638)	—	—	1,638	Acquired
Jan. 2, 2020	PPLC	Stock Unit (DDCP)	Common Stock (1,059)	—	—	1,059	Acquired
Oct. 1, 2019	PPLC	Stock Unit (DDCP)	Common Stock (1,118)	—	—	1,118	Acquired
July 1, 2019	PPLC	Stock Unit (DDCP)	Common Stock (1,145)	—	—	1,145	Acquired
April 1, 2019	PPLC	Stock Unit (DDCP)	Common Stock (1,106)	—	—	1,106	Acquired
Jan. 2, 2019	PPLC	Stock Unit (DDCP)	Common Stock (1,245)	—	—	1,245	Acquired
Oct. 1, 2018	PPLC	Stock Unit (DDCP)	Common Stock (1,189)	—	—	1,189	Acquired
July 2, 2018	PPLC	Stock Unit (DDCP)	Common Stock (1,218)	—	—	1,218	Acquired
April 2, 2018	PPLC	Stock Unit (DDCP)	Common Stock (1,247)	—	—	1,247	Acquired
Jan. 2, 2018	PPLC	Stock Unit (DDCP)	Common Stock (1,144)	—	—	1,144	Acquired
Oct. 2, 2017	PPLC	Stock Unit (DDCP)	Common Stock (862)	—	—	862	Acquired
July 3, 2017	PPLC	Stock Unit (DDCP)	Common Stock (849)	—	—	849	Acquired
May 19, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (16,349)	$14.58	May 15, 2022	16,349	Disposed
April 3, 2017	PPLC	Stock Unit (DDCP)	Common Stock (876)	—	—	876	Acquired
Jan. 3, 2017	PPLC	Stock Unit (DDCP)	Common Stock (955)	—	—	955	Acquired
Dec. 12, 2016	PPLC	Stock Unit (DDCP)	Common Stock (1,011)	—	—	1,011	Acquired
Oct. 3, 2016	PPLC	Stock Unit (DDCP)	Common Stock (957)	—	—	957	Acquired
July 1, 2016	PPLC	Stock Unit (DDCP)	Common Stock (864)	—	—	864	Acquired
April 1, 2016	PPLC	Stock Unit (DDCP)	Common Stock (851)	—	—	851	Acquired
Jan. 4, 2016	PPLC	Stock Unit (DDCP)	Common Stock (965)	—	—	965	Acquired
Oct. 1, 2015	PPLC	Stock Unit (DDCP)	Common Stock (997)	—	—	997	Acquired
July 1, 2015	PPLC	Stock Unit (DDCP)	Common Stock (1,100)	—	—	1,100	Acquired
June 2, 2015	PPLC	Stock Unit (DDCP)	Common Stock (341)	—	—	341	Acquired
May 1, 2015	PPLC	Stock Unit (DDCP)	Common Stock (317)	—	—	317	Acquired
April 1, 2015	PPLC	Stock Unit (DDCP)	Common Stock (322)	—	—	322	Acquired
Jan. 2, 2015	PPLC	Stock Unit (DDCP)	Common Stock (894)	—	—	894	Acquired
Dec. 31, 2014	PPLC	Stock Unit (DDCP)	Common Stock (298)	—	—	298	Acquired
Nov. 28, 2014	PPLC	Stock Unit (DDCP)	Common Stock (305)	—	—	305	Acquired
Oct. 31, 2014	PPLC	Stock Unit (DDCP)	Common Stock (310)	—	—	310	Acquired
Sept. 30, 2014	PPLC	Stock Unit (DDCP)	Common Stock (330)	—	—	330	Acquired
Aug. 29, 2014	PPLC	Stock Unit (DDCP)	Common Stock (313)	—	—	313	Acquired
July 31, 2014	PPLC	Stock Unit (DDCP)	Common Stock (328)	—	—	328	Acquired
July 2, 2014	PPLC	Stock Unit (DDCP)	Common Stock (316)	—	—	316	Acquired
May 30, 2014	PPLC	Stock Unit (DDCP)	Common Stock (309)	—	—	309	Acquired
April 30, 2014	PPLC	Stock Unit (DDCP)	Common Stock (325)	—	—	325	Acquired
April 2, 2014	PPLC	Stock Unit (DDCP)	Common Stock (334)	—	—	334	Acquired
March 5, 2014	PPLC	Stock Unit (DDCP)	Common Stock (339)	—	—	339	Acquired
Jan. 31, 2014	PPLC	Stock Unit (DDCP)	Common Stock (354)	—	—	354	Acquired
Dec. 31, 2013	PPLC	Stock Unit (DDCP)	Common Stock (360)	—	—	360	Acquired
Nov. 29, 2013	PPLC	Stock Unit (DDCP)	Common Stock (353)	—	—	353	Acquired
Oct. 31, 2013	PPLC	Stock Unit (DDCP)	Common Stock (354)	—	—	354	Acquired
Oct. 2, 2013	PPLC	Stock Unit (DDCP)	Common Stock (353)	—	—	353	Acquired
Aug. 30, 2013	PPLC	Stock Unit (DDCP)	Common Stock (353)	—	—	353	Acquired
July 31, 2013	PPLC	Stock Unit (DDCP)	Common Stock (341)	—	—	341	Acquired
June 28, 2013	PPLC	Stock Unit (DDCP)	Common Stock (358)	—	—	358	Acquired
May 31, 2013	PPLC	Stock Unit (DDCP)	Common Stock (365)	—	—	365	Acquired
April 30, 2013	PPLC	Stock Unit (DDCP)	Common Stock (325)	—	—	325	Acquired
March 29, 2013	PPLC	Stock Unit (DDCP)	Common Stock (346)	—	—	346	Acquired
Feb. 28, 2013	PPLC	Stock Unit (DDCP)	Common Stock (352)	—	—	352	Acquired
Jan. 31, 2013	PPLC	Stock Unit (DDCP)	Common Stock (358)	—	—	358	Acquired
Dec. 31, 2012	PPLC	Stock Unit (DDCP)	Common Stock (364)	—	—	364	Acquired
Nov. 30, 2012	PPLC	Stock Unit (DDCP)	Common Stock (355)	—	—	355	Acquired
Oct. 31, 2012	PPLC	Stock Unit (DDCP)	Common Stock (352)	—	—	352	Acquired
Sept. 28, 2012	PPLC	Stock Unit (DDCP)	Common Stock (359)	—	—	359	Acquired
Aug. 31, 2012	PPLC	Stock Unit (DDCP)	Common Stock (355)	—	—	355	Acquired
July 31, 2012	PPLC	Stock Unit (DDCP)	Common Stock (360)	—	—	360	Acquired
June 29, 2012	PPLC	Stock Unit (DDCP)	Common Stock (375)	—	—	375	Acquired
May 31, 2012	PPLC	Stock Unit (DDCP)	Common Stock (381)	—	—	381	Acquired
May 15, 2012	AB	Holding Unit Option (right to buy)	Holding Units [F1] (16,349)	$14.58	May 15, 2022	16,349	Acquired
April 30, 2012	PPLC	Stock Unit (DDCP)	Common Stock (381)	—	—	381	Acquired
March 30, 2012	PPLC	Stock Unit (DDCP)	Common Stock (369)	—	—	369	Acquired
Feb. 29, 2012	PPLC	Stock Unit (DDCP)	Common Stock (365)	—	—	365	Acquired
Jan. 31, 2012	PPLC	Stock Unit (DDCP)	Common Stock (375)	—	—	375	Acquired
Dec. 30, 2011	PPLC	Stock Unit (DDCP)	Common Stock (296)	—	—	296	Acquired
Nov. 30, 2011	PPLC	Stock Unit (DDCP)	Common Stock (290)	—	—	290	Acquired
Nov. 1, 2011	PPLC	Stock Unit (DDCP)	Common Stock (300)	—	—	300	Acquired
Sept. 30, 2011	PPLC	Stock Unit (DDCP)	Common Stock (305)	—	—	305	Acquired
Aug. 31, 2011	PPLC	Stock Unit (DDCP)	Common Stock (302)	—	—	302	Acquired
July 29, 2011	PPLC	Stock Unit (DDCP)	Common Stock (312)	—	—	312	Acquired
June 30, 2011	PPLC	Stock Unit (DDCP)	Common Stock (313)	—	—	313	Acquired
May 31, 2011	PPLC	Stock Unit (DDCP)	Common Stock (309)	—	—	309	Acquired
May 11, 2011	AB	Holding Unit option (right to buy)	Holding Units [F1] (10,034)	$21.75	May 11, 2021	10,034	Acquired
April 29, 2011	PPLC	Stock Unit (DDCP)	Common Stock (317)	—	—	317	Acquired
March 31, 2011	PPLC	Stock Unit (DDCP)	Common Stock (344)	—	—	344	Acquired
March 1, 2011	PPLC	Stock Unit (DDCP)	Common Stock (350)	—	—	350	Acquired
Feb. 1, 2011	PPLC	Stock Unit (DDCP)	Common Stock (337)	—	—	337	Acquired
March 16, 2010	BNY	EMP OPT-Right to Buy-Type NQ 3/16/10	Common Stock (173,739)	$30.25	March 15, 2020	173,739	Acquired
March 9, 2009	BNY	EMP OPT-Right to Buy-Type NQ 3/9/09	Common Stock (198,107)	$18.02	March 8, 2019	198,107	Acquired
March 10, 2008	BNY	Performance Shares [F5]	Common Stock (13,913)	—	March 15, 2011	13,913	Acquired
March 10, 2008	BNY	Emp Opt-RTB-Type NQ 3/10/08	Common Stock (235,709)	$42.31	March 9, 2018	235,709	Acquired
Jan. 23, 2008	BNY	EMP OPT-Right to Buy-Type I 1/99	Common Stock (18,400)	$33.25	Jan. 20, 2009	18,400	Disposed
Jan. 23, 2008	BNY	EMP OPT-Right to Buy-Type I 10/98	Common Stock (70,000)	$29.31	Oct. 22, 2008	70,000	Disposed
Nov. 26, 2007	BNY	EMP OPT (Right to Buy) Type III 1/98	Common Stock (31,250)	$29.66	Jan. 20, 2008	31,250	Disposed
July 24, 2007	BNY	EMP OPT (Right to Buy) Type III 1/98	Common Stock (31,250)	$29.66	Jan. 20, 2008	31,250	Disposed
July 23, 2007	BNY	EMP OPT-Right to Buy-Type NQ 07/23/07	Common Stock (470,000)	$44.59	July 22, 2017	470,000	Acquired
July 23, 2007	BNY	EMP OPT-RTB-Type NQ 07/07	Common Stock (37,696)	$44.59	July 22, 2017	37,696	Acquired
July 1, 2007	64782	EMP OPT 02/07 Type NQS	Common Stock (16,876)	$45.97	Feb. 19, 2017	16,876	Disposed
July 1, 2007	64782	EMP OPT (Right to Buy) Type NQ 02/20/07	Common Stock (195,095)	$45.97	Feb. 19, 2017	195,095	Disposed
July 1, 2007	64782	EMP OPT-RTB-Type NQ 05/06	Common Stock (125,600)	$37.33	May 14, 2016	125,600	Disposed
July 1, 2007	64782	EMP OPT-Right to Buy-Type NQ 5/05	Common Stock (213,324)	$27.91	May 16, 2015	213,324	Disposed
July 1, 2007	64782	EMP OPT-Right to Buy-Type I 5/04	Common Stock (145,455)	$27.67	May 16, 2014	145,455	Disposed
July 1, 2007	64782	EMP OPT (Right to Buy) Type I 5/03	Common Stock (225,350)	$25.60	May 18, 2013	225,350	Disposed

Showing latest 100 of 132 transactions

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Jan. 6, 2011	PPLC	Common Stock	0	Direct