Insider at

04

Insider transactions

05
0 buys (P) 1 sells (S) Net: $-1,913,710 + 84 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

84 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Feb. 6, 2026 SOFI S 94,225 $20.31 $1,913,710 588,849 Direct -13.79% Disposed -21.6% (price as of 2026-10-05)
June 2, 2021 RM S 2,406 $49.97 $120,228 22,448 Indirect -9.68% Disposed -34.4% (price as of 2026-10-05)
May 26, 2020 MA S 15,000 $304.25 $4,563,750 8,384 Indirect -64.15% Disposed 85.6% (price as of 2026-10-05)
May 26, 2020 MA S 4,230 $303.98 $1,285,835 5,376 Direct -44.03% Disposed 85.7% (price as of 2026-10-05)
Aug. 25, 2015 RM P 30,000 $14.70 $441,000 30,000 Indirect · Acquired 122.9% (price as of 2026-10-05)
Aug. 7, 2015 RM P 9,594 $18.99 $182,190 73,779 Direct +14.95% Acquired 72.6% (price as of 2026-10-05)
Aug. 6, 2015 RM P 6,832 $19.33 $132,063 64,185 Direct +11.91% Acquired 69.5% (price as of 2026-10-05)
Aug. 5, 2015 RM P 10,000 $19.50 $195,000 24,854 Indirect +67.32% Acquired 68.1% (price as of 2026-10-05)
Aug. 4, 2015 RM P 4,854 $19.47 $94,507 14,854 Indirect +48.54% Acquired 68.3% (price as of 2026-10-05)
Aug. 3, 2015 RM P 18,208 $19.50 $355,056 57,353 Direct +46.51% Acquired 68.1% (price as of 2026-10-05)
May 27, 2015 RM P 15,000 $17.80 $267,000 39,145 Direct +62.12% Acquired 84.1% (price as of 2026-10-05)
May 27, 2015 RM P 10,000 $17.80 $178,000 10,000 Indirect · Acquired 84.1% (price as of 2026-10-05)
March 16, 2015 RM P 10,000 $15.20 $152,000 20,465 Direct +95.56% Acquired 115.6% (price as of 2026-10-05)
March 13, 2015 RM P 4,589 $15.43 $70,808 10,465 Direct +78.10% Acquired 112.4% (price as of 2026-10-05)
Nov. 6, 2014 MA S 15,390 $86.01 $1,323,694 25,605 Direct -37.54% Disposed 556.4% (price as of 2026-10-05)
Nov. 6, 2014 MA S 4,610 $85.87 $395,861 40,995 Direct -10.11% Disposed 557.5% (price as of 2026-10-05)

Showing latest 100 of 122 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
July 17, 2026 SOFI Deferred Stock Unit Common Stock (13,993) · · 13,993 Acquired
July 14, 2026 SOFI Deferred Stock Unit Common Stock (13,993) · · 13,993 Acquired
June 9, 2026 SOFI Restricted Stock Unit Common Stock (5,149) · · 5,149 Disposed
Feb. 6, 2026 SOFI Stock Options (right to buy) Common Stock (250,000) $7.33 June 1, 2027 250,000 Disposed
Nov. 26, 2025 SOFI Prepaid Forward Contract Common Stock (384,000) · · 384,000 Acquired
July 25, 2025 SOFI Restricted Stock Unit Common Stock (2,823) · · 2,823 Acquired
June 10, 2025 SOFI Restricted Stock Unit Common Stock (18,388) · · 18,388 Acquired
June 9, 2025 SOFI Restricted Stock Unit Common Stock (5,149) · · 5,149 Acquired
May 28, 2025 SOFI Restricted Stock Unit Common Stock (35,034) · · 35,034 Disposed
May 28, 2025 SOFI Restricted Stock Unit Common Stock (9,810) · · 9,810 Disposed
May 21, 2024 SOFI Restricted Stock Unit Common Stock (7,571) · · 7,571 Disposed
Jan. 9, 2024 SOFI Restricted Stock Unit Common Stock (7,571) · · 7,571 Acquired
Aug. 14, 2023 SOFI Restricted Stock Unit Common Stock (26,249) · · 26,249 Acquired
June 14, 2023 SOFI Restricted Stock Unit Common Stock (35,974) · · 35,974 Disposed
June 7, 2023 RM Stock Option (right to buy) Common Stock (9,188) $15.89 May 4, 2026 9,188 Disposed
June 7, 2023 RM Stock Option (right to buy) Common Stock (8,753) $16.30 April 29, 2025 8,753 Disposed
Aug. 15, 2022 SOFI Restricted Stock Unit Common Stock (35,974) · · 35,974 Acquired
June 29, 2022 SOFI Common Stock Common Stock (31,122) · · 31,122 Disposed
May 28, 2021 SOFI Restricted Stock Unit Common Stock (31,122) · · 31,122 Acquired
May 28, 2021 SOFI Stock Options (right to buy) Common Stock (37,081) $6.95 June 29, 2030 37,081 Acquired
May 28, 2021 SOFI Stock Options (right to buy) Common Stock (196,065) $7.33 June 1, 2027 196,065 Acquired
May 28, 2021 SOFI Stock Options (right to buy) Common Stock (313,704) $7.33 June 1, 2027 313,704 Acquired
May 4, 2016 RM Stock Option (right to buy) Common Stock (9,188) $15.89 May 4, 2026 9,188 Acquired
April 29, 2015 RM Stock Option (right to buy) Common Stock (8,753) $16.30 April 29, 2025 8,753 Acquired
Jan. 14, 2009 C Employee Stock Options (Right to Buy) Common Stock (110,170) $17.85 Jan. 14, 2019 110,170 Acquired
Jan. 14, 2009 C Employee Stock Options (Right to Buy) Common Stock (110,170) $10.61 Jan. 14, 2019 110,170 Acquired
July 20, 2007 C Employee Stock Options (Right to Buy) Common Stock (11,591) $50.73 Feb. 13, 2012 11,591 Acquired
July 20, 2007 C Employee Stock Options (Right to Buy) Common Stock (12,866) $42.11 Feb. 13, 2012 12,866 Disposed
Dec. 15, 2006 C Employee Stock Options (Right to Buy) Common Stock (2,068) $53.11 Oct. 19, 2009 2,068 Acquired
Dec. 15, 2006 C Employee Stock Options (Right to Buy) Common Stock (2,282) $44.22 Oct. 19, 2009 2,282 Disposed
Nov. 17, 2006 C Employee Stock Options (Right to Buy) Common Stock (43,336) $32.05 Feb. 12, 2009 43,336 Disposed
Oct. 5, 2006 C Employee Stock Options (Right to Buy) Common Stock (34,808) $51.03 Feb. 13, 2012 34,808 Acquired
Oct. 5, 2006 C Employee Stock Options (Right to Buy) Common Stock (38,599) $42.11 Feb. 13, 2012 38,599 Disposed
May 1, 2006 C Employee Stock Options (Right to Buy) Common Stock (10,342) $49.95 April 18, 2010 10,342 Acquired
May 1, 2006 C Employee Stock Options (Right to Buy) Common Stock (11,436) $41.45 April 18, 2010 11,436 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 21 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Sept. 30, 2005 C Common Stock 271,964 Direct
Sept. 30, 2005 C Common Stock 6,521 Indirect
Sept. 30, 2005 C Employee Stock Options (Right to Buy)→ Common Stock (21,665) 21,665 Direct
Sept. 30, 2005 C Employee Stock Options (Right to Buy)→ Common Stock (21,671) 21,671 Direct
Sept. 30, 2005 C Employee Stock Options (Right to Buy)→ Common Stock (11,437) 11,437 Direct
Sept. 30, 2005 C Employee Stock Options (Right to Buy)→ Common Stock (25,733) 25,733 Direct
Sept. 30, 2005 C Employee Stock Options (Right to Buy)→ Common Stock (12,866) 12,866 Direct
Sept. 30, 2005 C Employee Stock Options (Right to Buy)→ Common Stock (12,866) 12,866 Direct
Sept. 30, 2005 C Employee Stock Options (Right to Buy)→ Common Stock (2,282) 2,282 Direct
Sept. 30, 2005 C Employee Stock Options (Right to Buy)→ Common Stock (33,953) 33,953 Direct
Sept. 30, 2005 C Employe Stock Options (Right to Buy)→ Common Stock (10,693) 10,693 Direct
Sept. 30, 2005 C Employee Stock Options (Right to Buy)→ Common Stock (8,558) 8,558 Direct
Sept. 30, 2005 C Employee Stock Options (Right to Buy)→ Common Stock (11,070) 11,070 Direct
Sept. 30, 2005 C Employee Stock Options (Right to Buy)→ Common Stock (21,664) 21,664 Direct
Sept. 30, 2005 C Employee Stock Options (Right to Buy)→ Common Stock (21,664) 21,664 Direct
Sept. 30, 2005 C Employee Stock Options (Right to Buy)→ Common Stock (21,671) 21,671 Direct
Sept. 30, 2005 C Employee Stock Options (Right to Buy)→ Common Stock (21,444) 21,444 Direct
Sept. 30, 2005 C Employee Stock Options (Right to Buy)→ Common Stock (5,361) 5,361 Direct
Sept. 30, 2005 C Employee Stock Options (Right to Buy)→ Common Stock (10,378) 10,378 Direct
Sept. 30, 2005 C Employee Stock Options (Right to Buy)→ Common Stock (30,553) 30,553 Direct
Sept. 30, 2005 C Employee Stock Options (Right to Buy)→ Common Stock (11,443) 11,443 Direct