Steven L Basta
CIK 1417397 · View on SEC EDGAR ↗
First SEC filing: April 3, 2025 · Latest: April 3, 2025
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 10, 2026 | PHAT | F | 6,277 | $12.82 | $80,471 | 373,315 Direct | -1.65% | Disposed | -32.1% (price as of 2026-08-21) |
| Feb. 10, 2026 | PHAT | A | 12,362 | — | — | 379,592 Direct | +3.37% | Acquired | (price as of 2026-08-21) |
| Jan. 2, 2026 | PHAT | A | 226,156 | — | — | 221,156 Direct | — | Acquired | (price as of 2026-08-21) |
| Jan. 2, 2026 | PHAT | A | 251,034 | — | — | 364,820 Direct | +220.62% | Acquired | (price as of 2026-08-21) |
| Dec. 17, 2025 | PHAT | F | 31,502 | $15.36 | $483,871 | 113,786 Direct | -21.68% | Disposed | -43.3% (price as of 2026-08-21) |
| Dec. 17, 2025 | PHAT | A | 62,038 | — | — | 145,288 Direct | +74.52% | Acquired | (price as of 2026-08-21) |
| Nov. 28, 2025 | PHAT | M | 90,000 | — | — | 180,000 Direct | -33.33% | Disposed | (price as of 2026-08-21) |
| Nov. 28, 2025 | PHAT | F | 48,375 | $15.62 | $755,618 | 83,250 Direct | -36.75% | Disposed | -44.2% (price as of 2026-08-21) |
| Nov. 28, 2025 | PHAT | M | 90,000 | — | — | 131,625 Direct | +216.22% | Acquired | (price as of 2026-08-21) |
| Sept. 25, 2025 | PHAT | M | 90,000 | — | — | 270,000 Direct | -25.00% | Disposed | (price as of 2026-08-21) |
| Sept. 25, 2025 | PHAT | F | 48,375 | $11.66 | $564,052 | 41,625 Direct | -53.75% | Disposed | -25.3% (price as of 2026-08-21) |
| Sept. 25, 2025 | PHAT | M | 90,000 | — | — | 90,000 Direct | — | Acquired | (price as of 2026-08-21) |
| April 3, 2025 | PHAT | A | 1,085,000 | — | — | 1,085,000 Direct | — | Acquired | (price as of 2026-08-21) |
| April 3, 2025 | PHAT | A | 360,000 | — | — | 360,000 Direct | — | Acquired | (price as of 2026-08-21) |
| Dec. 12, 2024 | YARW | A | 20,000 | — | — | 20,000 Direct | — | Acquired | (price as of 2026-08-21) |
| Jan. 1, 2024 | YARW | A | 20,000 | — | — | 20,000 Direct | — | Acquired | (price as of 2026-08-21) |
| Dec. 13, 2023 | YARW | A | 20,000 | — | — | 20,000 Direct | — | Acquired | (price as of 2026-08-21) |
| Aug. 10, 2022 | YARW | A | 20,500 | — | — | 20,500 Direct | — | Acquired | (price as of 2026-08-21) |
| July 19, 2021 | YARW | A | 20,500 | — | — | 20,500 Direct | — | Acquired | (price as of 2026-08-21) |
| Aug. 3, 2020 | YARW | A | 22,500 | — | — | 22,500 Direct | — | Acquired | (price as of 2026-08-21) |
| April 3, 2020 | YARW | A | 14,499 | — | — | 536,537 Direct | +2.78% | Acquired | (price as of 2026-08-21) |
| March 19, 2020 | YARW | A | 45,000 | — | — | 45,000 Direct | — | Acquired | (price as of 2026-08-21) |
| March 9, 2020 | YARW | A | 7,108 | — | — | 522,038 Direct | +1.38% | Acquired | (price as of 2026-08-21) |
| Dec. 11, 2019 | YARW | M | 14,000 | $1.83 | $25,620 | 357,641 Direct | -3.77% | Disposed | -99.4% (price as of 2026-08-21) |
| Dec. 11, 2019 | YARW | M | 238,800 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| Dec. 11, 2019 | YARW | M | 14,000 | $1.83 | $25,620 | 509,764 Direct | +2.82% | Acquired | -99.4% (price as of 2026-08-21) |
| Dec. 11, 2019 | YARW | F | 85,210 | $4.52 | $385,149 | 495,764 Direct | -14.67% | Disposed | -99.8% (price as of 2026-08-21) |
| Dec. 11, 2019 | YARW | M | 238,800 | — | — | 580,974 Direct | +69.79% | Acquired | (price as of 2026-08-21) |
| Dec. 11, 2019 | YARW | M | 14,000 | $1.83 | $25,620 | 357,641 Direct | -3.77% | Disposed | -99.4% (price as of 2026-08-21) |
| Dec. 11, 2019 | YARW | M | 238,800 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| Dec. 11, 2019 | YARW | M | 14,000 | $1.83 | $25,620 | 509,764 Direct | +2.82% | Acquired | -99.4% (price as of 2026-08-21) |
| Dec. 11, 2019 | YARW | F | 85,210 | $4.52 | $385,149 | 495,764 Direct | -14.67% | Disposed | -99.8% (price as of 2026-08-21) |
| Dec. 11, 2019 | YARW | M | 238,800 | — | — | 580,974 Direct | +69.79% | Acquired | (price as of 2026-08-21) |
| July 29, 2019 | YARW | A | 238,800 | — | — | 1,050,100 Direct | +29.43% | Acquired | (price as of 2026-08-21) |
| July 29, 2019 | YARW | A | 238,800 | — | — | 1,050,100 Direct | +29.43% | Acquired | (price as of 2026-08-21) |
| May 3, 2018 | YARW | A | 212,850 | — | — | 669,400 Direct | +46.62% | Acquired | (price as of 2026-08-21) |
| Nov. 21, 2016 | KALV | M | 1,125 | — | — | 0 Direct | — | Acquired | |
| Nov. 21, 2016 | KALV | U | 99 | $8.59 | $850 | 0 Direct | -100.00% | Disposed | |
| Nov. 21, 2016 | KALV | F | 1,026 | $8.59 | $8,813 | 99 Direct | -91.20% | Disposed | |
| Nov. 21, 2016 | KALV | M | 1,125 | $7.84 | $8,820 | 1,125 Direct | — | Acquired |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 2, 2026 | PHAT | Stock Option (Right to Buy) | Common Stock (226,156) | $15.71 | Jan. 1, 2036 | 226,156 | Acquired |
| Nov. 28, 2025 | PHAT | Performance Shares | Common Stock (90,000) | — | — | 90,000 | Disposed |
| Sept. 25, 2025 | PHAT | Performance Shares | Common Stock (90,000) | — | — | 90,000 | Disposed |
| April 3, 2025 | PHAT | Stock Option (Right to Buy) | Common Stock (1,085,000) | $5.01 | April 2, 2035 | 1,085,000 | Acquired |
| April 3, 2025 | PHAT | Performance Shares | Common Stock (360,000) | — | — | 360,000 | Acquired |
| Dec. 12, 2024 | YARW | Stock Option (right to buy) | Common Stock (20,000) | $2.40 | Dec. 11, 2034 | 20,000 | Acquired |
| Jan. 1, 2024 | YARW | Stock Option (right to buy) | Common Stock (20,000) | $2.33 | Dec. 31, 2033 | 20,000 | Acquired |
| Dec. 13, 2023 | YARW | Stock Option (right to buy) | Common Stock (20,000) | $2.70 | Dec. 12, 2033 | 20,000 | Acquired |
| Aug. 10, 2022 | YARW | Stock Options | Common Stock (20,500) | $0.31 | Aug. 10, 2032 | 20,500 | Acquired |
| July 19, 2021 | YARW | Stock Options | Common Stock (20,500) | $2.75 | July 19, 2031 | 20,500 | Acquired |
| Aug. 3, 2020 | YARW | Stock Options | Common Stock (22,500) | $1.72 | Aug. 3, 2030 | 22,500 | Acquired |
| March 19, 2020 | YARW | Stock Option | Common Stock (45,000) | $2.67 | March 19, 2030 | 45,000 | Acquired |
| Dec. 11, 2019 | YARW | Non-Qualified Stock Option | Common Stock (14,000) | — | Feb. 2, 2026 | 14,000 | Disposed |
| Dec. 11, 2019 | YARW | Restricted Stock Units | Common Stock (238,800) | — | — | 238,800 | Disposed |
| Dec. 11, 2019 | YARW | Non-Qualified Stock Option | Common Stock (14,000) | — | Feb. 2, 2026 | 14,000 | Disposed |
| Dec. 11, 2019 | YARW | Restricted Stock Units | Common Stock (238,800) | — | — | 238,800 | Disposed |
| July 29, 2019 | YARW | Restricted Stock Units | Common Stock (238,800) | — | — | 238,800 | Acquired |
| July 29, 2019 | YARW | Restricted Stock Units | Common Stock (238,800) | — | — | 238,800 | Acquired |
| May 3, 2018 | YARW | Stock Option | Common Stock (212,850) | $8.49 | May 2, 2028 | 212,850 | Acquired |
| Nov. 21, 2016 | KALV | Stock Option (Right to Buy) | Common Stock (1,125) | $7.84 | June 6, 2023 | 1,125 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 11 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| April 3, 2025 | PHAT | No securities are beneficially owned. | 0 | Direct |
| Jan. 24, 2018 | YARW | Common Stock | 65,320 | Indirect |
| Jan. 24, 2018 | YARW | Common Stock | 252,085 | Indirect |
| Jan. 24, 2018 | YARW | Common Stock | 18,535 | Direct |
| Jan. 24, 2018 | YARW | Stock Option→ Common Stock | — | Direct |
| Jan. 24, 2018 | YARW | Stock Option→ Common Stock | — | Direct |
| April 8, 2015 | KALV | Stock Option (Right to Buy)→ Common Stock (6,250) | 6,250 | Direct |
| April 8, 2015 | KALV | Stock Option (Right to Buy)→ Common Stock (3,347) | 3,347 | Direct |
| April 8, 2015 | KALV | Stock Option (Right to Buy)→ Common Stock (10,042) | 10,042 | Direct |
| April 8, 2015 | KALV | Stock Option (Right to Buy)→ Common Stock (6,700) | 6,700 | Direct |
| April 8, 2015 | KALV | Stock Option (Right to Buy)→ Common Stock (15,750) | 15,750 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
YARW
CEO| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2018 | $580,000 | $319,000 | — | $1,706,865 | — | — | — | $2,605,865 |
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2025 | $525,000 | — | — | — | $455,701 | — | $17,625 | $6,968,070 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.