Steven L Basta

CIK 1417397 · View on SEC EDGAR ↗

Insider

First SEC filing: April 3, 2025 · Latest: April 3, 2025

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 40 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 10, 2026 PHAT F 6,277 $12.82 $80,471 373,315 Direct -1.65% Disposed -32.1% (price as of 2026-08-21)
Feb. 10, 2026 PHAT A 12,362 379,592 Direct +3.37% Acquired (price as of 2026-08-21)
Jan. 2, 2026 PHAT A 226,156 221,156 Direct Acquired (price as of 2026-08-21)
Jan. 2, 2026 PHAT A 251,034 364,820 Direct +220.62% Acquired (price as of 2026-08-21)
Dec. 17, 2025 PHAT F 31,502 $15.36 $483,871 113,786 Direct -21.68% Disposed -43.3% (price as of 2026-08-21)
Dec. 17, 2025 PHAT A 62,038 145,288 Direct +74.52% Acquired (price as of 2026-08-21)
Nov. 28, 2025 PHAT M 90,000 180,000 Direct -33.33% Disposed (price as of 2026-08-21)
Nov. 28, 2025 PHAT F 48,375 $15.62 $755,618 83,250 Direct -36.75% Disposed -44.2% (price as of 2026-08-21)
Nov. 28, 2025 PHAT M 90,000 131,625 Direct +216.22% Acquired (price as of 2026-08-21)
Sept. 25, 2025 PHAT M 90,000 270,000 Direct -25.00% Disposed (price as of 2026-08-21)
Sept. 25, 2025 PHAT F 48,375 $11.66 $564,052 41,625 Direct -53.75% Disposed -25.3% (price as of 2026-08-21)
Sept. 25, 2025 PHAT M 90,000 90,000 Direct Acquired (price as of 2026-08-21)
April 3, 2025 PHAT A 1,085,000 1,085,000 Direct Acquired (price as of 2026-08-21)
April 3, 2025 PHAT A 360,000 360,000 Direct Acquired (price as of 2026-08-21)
Dec. 12, 2024 YARW A 20,000 20,000 Direct Acquired (price as of 2026-08-21)
Jan. 1, 2024 YARW A 20,000 20,000 Direct Acquired (price as of 2026-08-21)
Dec. 13, 2023 YARW A 20,000 20,000 Direct Acquired (price as of 2026-08-21)
Aug. 10, 2022 YARW A 20,500 20,500 Direct Acquired (price as of 2026-08-21)
July 19, 2021 YARW A 20,500 20,500 Direct Acquired (price as of 2026-08-21)
Aug. 3, 2020 YARW A 22,500 22,500 Direct Acquired (price as of 2026-08-21)
April 3, 2020 YARW A 14,499 536,537 Direct +2.78% Acquired (price as of 2026-08-21)
March 19, 2020 YARW A 45,000 45,000 Direct Acquired (price as of 2026-08-21)
March 9, 2020 YARW A 7,108 522,038 Direct +1.38% Acquired (price as of 2026-08-21)
Dec. 11, 2019 YARW M 14,000 $1.83 $25,620 357,641 Direct -3.77% Disposed -99.4% (price as of 2026-08-21)
Dec. 11, 2019 YARW M 238,800 0 Direct -100.00% Disposed (price as of 2026-08-21)
Dec. 11, 2019 YARW M 14,000 $1.83 $25,620 509,764 Direct +2.82% Acquired -99.4% (price as of 2026-08-21)
Dec. 11, 2019 YARW F 85,210 $4.52 $385,149 495,764 Direct -14.67% Disposed -99.8% (price as of 2026-08-21)
Dec. 11, 2019 YARW M 238,800 580,974 Direct +69.79% Acquired (price as of 2026-08-21)
Dec. 11, 2019 YARW M 14,000 $1.83 $25,620 357,641 Direct -3.77% Disposed -99.4% (price as of 2026-08-21)
Dec. 11, 2019 YARW M 238,800 0 Direct -100.00% Disposed (price as of 2026-08-21)
Dec. 11, 2019 YARW M 14,000 $1.83 $25,620 509,764 Direct +2.82% Acquired -99.4% (price as of 2026-08-21)
Dec. 11, 2019 YARW F 85,210 $4.52 $385,149 495,764 Direct -14.67% Disposed -99.8% (price as of 2026-08-21)
Dec. 11, 2019 YARW M 238,800 580,974 Direct +69.79% Acquired (price as of 2026-08-21)
July 29, 2019 YARW A 238,800 1,050,100 Direct +29.43% Acquired (price as of 2026-08-21)
July 29, 2019 YARW A 238,800 1,050,100 Direct +29.43% Acquired (price as of 2026-08-21)
May 3, 2018 YARW A 212,850 669,400 Direct +46.62% Acquired (price as of 2026-08-21)
Nov. 21, 2016 KALV M 1,125 0 Direct Acquired
Nov. 21, 2016 KALV U 99 $8.59 $850 0 Direct -100.00% Disposed
Nov. 21, 2016 KALV F 1,026 $8.59 $8,813 99 Direct -91.20% Disposed
Nov. 21, 2016 KALV M 1,125 $7.84 $8,820 1,125 Direct Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 2, 2026 PHAT Stock Option (Right to Buy) Common Stock (226,156) $15.71 Jan. 1, 2036 226,156 Acquired
Nov. 28, 2025 PHAT Performance Shares Common Stock (90,000) 90,000 Disposed
Sept. 25, 2025 PHAT Performance Shares Common Stock (90,000) 90,000 Disposed
April 3, 2025 PHAT Stock Option (Right to Buy) Common Stock (1,085,000) $5.01 April 2, 2035 1,085,000 Acquired
April 3, 2025 PHAT Performance Shares Common Stock (360,000) 360,000 Acquired
Dec. 12, 2024 YARW Stock Option (right to buy) Common Stock (20,000) $2.40 Dec. 11, 2034 20,000 Acquired
Jan. 1, 2024 YARW Stock Option (right to buy) Common Stock (20,000) $2.33 Dec. 31, 2033 20,000 Acquired
Dec. 13, 2023 YARW Stock Option (right to buy) Common Stock (20,000) $2.70 Dec. 12, 2033 20,000 Acquired
Aug. 10, 2022 YARW Stock Options Common Stock (20,500) $0.31 Aug. 10, 2032 20,500 Acquired
July 19, 2021 YARW Stock Options Common Stock (20,500) $2.75 July 19, 2031 20,500 Acquired
Aug. 3, 2020 YARW Stock Options Common Stock (22,500) $1.72 Aug. 3, 2030 22,500 Acquired
March 19, 2020 YARW Stock Option Common Stock (45,000) $2.67 March 19, 2030 45,000 Acquired
Dec. 11, 2019 YARW Non-Qualified Stock Option Common Stock (14,000) Feb. 2, 2026 14,000 Disposed
Dec. 11, 2019 YARW Restricted Stock Units Common Stock (238,800) 238,800 Disposed
Dec. 11, 2019 YARW Non-Qualified Stock Option Common Stock (14,000) Feb. 2, 2026 14,000 Disposed
Dec. 11, 2019 YARW Restricted Stock Units Common Stock (238,800) 238,800 Disposed
July 29, 2019 YARW Restricted Stock Units Common Stock (238,800) 238,800 Acquired
July 29, 2019 YARW Restricted Stock Units Common Stock (238,800) 238,800 Acquired
May 3, 2018 YARW Stock Option Common Stock (212,850) $8.49 May 2, 2028 212,850 Acquired
Nov. 21, 2016 KALV Stock Option (Right to Buy) Common Stock (1,125) $7.84 June 6, 2023 1,125 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 11 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
April 3, 2025 PHAT No securities are beneficially owned. 0 Direct
Jan. 24, 2018 YARW Common Stock 65,320 Indirect
Jan. 24, 2018 YARW Common Stock 252,085 Indirect
Jan. 24, 2018 YARW Common Stock 18,535 Direct
Jan. 24, 2018 YARW Stock Option→ Common Stock Direct
Jan. 24, 2018 YARW Stock Option→ Common Stock Direct
April 8, 2015 KALV Stock Option (Right to Buy)→ Common Stock (6,250) 6,250 Direct
April 8, 2015 KALV Stock Option (Right to Buy)→ Common Stock (3,347) 3,347 Direct
April 8, 2015 KALV Stock Option (Right to Buy)→ Common Stock (10,042) 10,042 Direct
April 8, 2015 KALV Stock Option (Right to Buy)→ Common Stock (6,700) 6,700 Direct
April 8, 2015 KALV Stock Option (Right to Buy)→ Common Stock (15,750) 15,750 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

YARW

CEO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2018 $580,000 $319,000 $1,706,865 $2,605,865
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2025 $525,000 $455,701 $17,625 $6,968,070

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.