Steven Michael Slovak

CIK 1421382 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 4, 2012 · Latest: Jan. 4, 2012

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 9 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

9 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 22, 2013 REFR S 15,000 $7.07 $106,050 45,800 Direct -24.67% Disposed -93.5% (price as of 2026-08-21)
Aug. 9, 2013 REFR S 10,000 $4.70 $47,000 45,800 Direct -17.92% Disposed -90.2% (price as of 2026-08-21)
Feb. 10, 2011 REFR S 4,884 $8.48 $41,416 18,000 Direct -21.34% Disposed -94.6% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Dec. 31, 2015 REFR Stock Option (right to buy) Common Stock (23,000) $5.26 Dec. 30, 2025 23,000 Acquired
Dec. 31, 2014 REFR Stock Option (right to buy) Common Stock (23,450) $5.19 Dec. 30, 2024 23,450 Acquired
Dec. 31, 2013 REFR Stock Option (right to buy) Common Stock (46,900) $5.56 Dec. 30, 2023 46,900 Acquired
Nov. 22, 2013 REFR Stock Option (right to buy) Common Stock (15,000) $3.69 Dec. 31, 2019 15,000 Disposed
Jan. 1, 2013 REFR Stock Option (right to buy) Common Stock (35,900) $3.70 Dec. 31, 2023 35,900 Acquired
Jan. 1, 2010 REFR Stock Option (right to buy) Common Stock (15,000) $3.69 Dec. 31, 2019 15,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 13 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 8, 2008 REFR Common Stock 884 Direct
Jan. 8, 2008 REFR Stock Option (right to buy)→ Common Stock (4,000) 4,000 Direct
Jan. 8, 2008 REFR Stock Option (right to buy)→ Common Stock (2,000) 2,000 Direct
Jan. 8, 2008 REFR Stock Option (right to buy)→ Common Stock (2,000) 2,000 Direct
Jan. 8, 2008 REFR Stock Option (right to buy)→ Common Stock (4,000) 4,000 Direct
Jan. 8, 2008 REFR Stock Option (right to buy)→ Common Stock (5,000) 5,000 Direct
Jan. 8, 2008 REFR Stock Option (right to buy)→ Common Stock (5,000) 5,000 Direct
Jan. 8, 2008 REFR Stock Option (right to buy)→ Common Stock (6,000) 6,000 Direct
Jan. 8, 2008 REFR Stock Option (right to buy)→ Common Stock (7,500) 7,500 Direct
Jan. 8, 2008 REFR Stock Option (right to buy)→ Common Stock (10,000) 10,000 Direct
Jan. 8, 2008 REFR Stock Option (right to buy)→ Common Stock (10,000) 10,000 Direct
Jan. 8, 2008 REFR Stock Option (right to buy)→ Common Stock (15,000) 15,000 Direct
Jan. 8, 2008 REFR Stock Option (right to buy)→ Common Stock (15,000) 15,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

REFR

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2013 $148,608 — — — — — — $391,802
2012 $143,444 — — — — — — $296,586
2011 $143,444 — — — — — — —

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.