Steven Yasbek

Insider

First SEC filing: Sept. 8, 2008 · Latest: Sept. 8, 2008

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 39 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

39 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 30, 2017	SMSI	F	22,551	$1.45	$32,699	74,585 Direct	-23.22%	Disposed	-95.0% (price as of 2026-08-21)
June 29, 2017	SMSI	F	2,974	$1.05	$3,123	97,136 Direct	-2.97%	Disposed	-93.1% (price as of 2026-08-21)
April 4, 2017	SMSI	F	4,432	$1.31	$5,806	100,110 Direct	-4.24%	Disposed	-94.5% (price as of 2026-08-21)
March 9, 2017	SMSI	D	2,409	—	—	104,542 Direct	-2.25%	Disposed	(price as of 2026-08-21)
Feb. 21, 2017	SMSI	F	1,141	$1.83	$2,088	106,951 Direct	-1.06%	Disposed	-96.0% (price as of 2026-08-21)
Dec. 28, 2016	SMSI	F	3,063	$1.70	$5,207	108,092 Direct	-2.76%	Disposed	-95.7% (price as of 2026-08-21)
Sept. 28, 2016	SMSI	F	3,058	$2.52	$7,706	111,155 Direct	-2.68%	Disposed	-97.1% (price as of 2026-08-21)
June 27, 2016	SMSI	F	12,108	$0.69	$8,355	456,855 Direct	-2.58%	Disposed	-97.4% (price as of 2026-08-21)
March 30, 2016	SMSI	F	19,649	$0.63	$12,379	468,963 Direct	-4.02%	Disposed	-97.1% (price as of 2026-08-21)
March 8, 2016	SMSI	D	4,473	—	—	488,612 Direct	-0.91%	Disposed	(price as of 2026-08-21)
March 7, 2016	SMSI	A	150,000	—	—	493,085 Direct	+43.72%	Acquired	(price as of 2026-08-21)
March 7, 2016	SMSI	A	150,000	—	—	493,085 Direct	+43.72%	Acquired	(price as of 2026-08-21)
Dec. 30, 2015	SMSI	F	2,468	$0.72	$1,777	343,085 Direct	-0.71%	Disposed	-97.5% (price as of 2026-08-21)
Dec. 1, 2015	SMSI	F	4,934	$0.76	$3,750	345,553 Direct	-1.41%	Disposed	-97.6% (price as of 2026-08-21)
Nov. 4, 2015	SMSI	P	200	$0.76	$152	350,487 Direct	+0.06%	Acquired	-97.6% (price as of 2026-08-21)
Nov. 4, 2015	SMSI	P	39,800	$0.85	$33,830	350,487 Direct	+12.81%	Acquired	-97.9% (price as of 2026-08-21)
Sept. 22, 2015	SMSI	F	4,935	$0.84	$4,145	310,487 Direct	-1.56%	Disposed	-97.8% (price as of 2026-08-21)
Aug. 6, 2015	SMSI	F	4,934	$1.18	$5,822	315,422 Direct	-1.54%	Disposed	-98.5% (price as of 2026-08-21)
June 3, 2015	SMSI	F	7,943	$1.30	$10,326	320,356 Direct	-2.42%	Disposed	-98.6% (price as of 2026-08-21)
March 25, 2015	SMSI	F	7,306	$1.53	$11,178	328,299 Direct	-2.18%	Disposed	-98.8% (price as of 2026-08-21)
March 10, 2015	SMSI	S	33,577	$1.35	$45,329	335,605 Direct	-9.09%	Disposed	-98.7% (price as of 2026-08-21)
Feb. 23, 2015	SMSI	A	150,000	—	—	369,182 Direct	+68.44%	Acquired	(price as of 2026-08-21)
Dec. 17, 2014	SMSI	D	4,877	$0.93	$4,536	219,182 Direct	-2.18%	Disposed	-98.1% (price as of 2026-08-21)
Sept. 30, 2014	SMSI	D	3,657	$0.96	$3,511	224,059 Direct	-1.61%	Disposed	-98.1% (price as of 2026-08-21)
June 16, 2014	SMSI	D	8,843	$1.67	$14,768	227,716 Direct	-3.74%	Disposed	-98.9% (price as of 2026-08-21)
March 6, 2014	SMSI	D	2,600	—	—	237,391 Direct	-1.08%	Disposed	(price as of 2026-08-21)
March 6, 2014	SMSI	D	832	$1.62	$1,348	236,559 Direct	-0.35%	Disposed	-98.9% (price as of 2026-08-21)
Feb. 18, 2014	SMSI	A	75,000	—	—	239,991 Direct	+45.46%	Acquired	(price as of 2026-08-21)
Dec. 20, 2013	SMSI	D	1,664	$1.04	$1,731	164,991 Direct	-1.00%	Disposed	-98.3% (price as of 2026-08-21)
Sept. 9, 2013	SMSI	D	1,248	$1.11	$1,385	166,655 Direct	-0.74%	Disposed	-98.4% (price as of 2026-08-21)
June 14, 2013	SMSI	D	1,227	$1.37	$1,681	167,903 Direct	-0.73%	Disposed	-98.7% (price as of 2026-08-21)
Feb. 13, 2013	SMSI	D	4,225	—	—	169,130 Direct	-2.44%	Disposed	(price as of 2026-08-21)
Feb. 11, 2013	SMSI	A	75,000	—	—	173,355 Direct	+76.25%	Acquired	(price as of 2026-08-21)
Nov. 29, 2012	SMSI	S	18,000	$1.20	$21,600	98,355 Direct	-15.47%	Disposed	-98.5% (price as of 2026-08-21)
March 15, 2012	SMSI	A	50,000	—	—	116,355 Direct	+75.35%	Acquired	(price as of 2026-08-21)
Feb. 22, 2012	SMSI	D	19,057	—	—	66,355 Direct	-22.31%	Disposed	(price as of 2026-08-21)
Dec. 12, 2011	SMSI	S	46,729	$1.06	$49,533	85,412 Direct	-35.36%	Disposed	-98.3% (price as of 2026-08-21)
March 14, 2011	SMSI	S	5,454	$8.26	$45,050	132,141 Direct	-3.96%	Disposed	-99.8% (price as of 2026-08-21)
Feb. 28, 2011	SMSI	A	50,000	—	—	137,595 Direct	+57.08%	Acquired	(price as of 2026-08-21)
Feb. 24, 2011	SMSI	D	142	—	—	87,595 Direct	-0.16%	Disposed	(price as of 2026-08-21)
Dec. 13, 2010	SMSI	S	3,150	$15.97	$50,306	87,737 Direct	-3.47%	Disposed	-99.9% (price as of 2026-08-21)
Nov. 8, 2010	SMSI	S	3,300	$15.30	$50,490	90,887 Direct	-3.50%	Disposed	-99.9% (price as of 2026-08-21)
March 1, 2010	SMSI	S	3,450	$8.76	$30,222	94,187 Direct	-3.53%	Disposed	-99.8% (price as of 2026-08-21)
Feb. 24, 2010	SMSI	D	278	—	—	97,637 Direct	-0.28%	Disposed	(price as of 2026-08-21)
Feb. 19, 2010	SMSI	A	50,000	—	—	97,915 Direct	+104.35%	Acquired	(price as of 2026-08-21)
March 2, 2009	SMSI	A	30,000	—	—	47,915 Direct	+167.46%	Acquired	(price as of 2026-08-21)
Dec. 15, 2008	SMSI	S	2,085	$5.11	$10,654	17,915 Direct	-10.42%	Disposed	-99.6% (price as of 2026-08-21)
May 12, 2008	SMSI	A	20,000	—	—	20,000 Direct	—	Acquired	(price as of 2026-08-21)
Aug. 22, 2007	ATEC	A	20,000	—	—	50,620 Direct	-28.32%	Disposed	(price as of 2026-08-21)
Nov. 13, 2006	ATEC	P	5,800	$3.00	$17,400	5,800 Direct	—	Acquired	-74.5% (price as of 2026-08-21)
Nov. 8, 2006	ATEC	P	37,910	$3.21	$121,691	50,620 Direct	+298.27%	Acquired	-76.2% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Aug. 22, 2007	ATEC	Incentive Stock Option	Common Stock (20,000)	$3.93	Aug. 22, 2017	20,000	Disposed
Nov. 8, 2006	ATEC	Incentive Stock Option	Common Stock (37,910)	$3.21	Nov. 8, 2016	37,910	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Sept. 8, 2008	SMSI	Common Stock	0	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

SMSI

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2017	$144,747	—	—	—	$71,074	—	$146,831	$362,652
2016	$270,750	—	$102,000	—	$101,103	—	$3,600	$477,453

ATEC

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2008	$91,731	—	—	—	—	—	$19,690	$135,081
2007	$216,347	$44,183	—	—	—	—	$8,891	$313,716
2006	$170,173	$12,038	—	—	—	—	$6,807	$212,322

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.