Subbarao V Uppaluri

CIK 1389406 · View on SEC EDGAR ↗

Insider

First SEC filing: March 20, 2026 · Latest: March 20, 2026

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 9 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

9 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 16, 2011 OPK P 1,000 $3.41 $3,410 162,000 Indirect +0.62% Acquired -57.0% (price as of 2026-08-21)
Sept. 10, 2008 OPK P 1,000 $1.65 $1,650 161,000 Indirect +0.62% Acquired -11.2% (price as of 2026-08-21)
July 2, 2008 OPK P 5,000 $1.22 $6,100 160,000 Indirect +3.23% Acquired 20.1% (price as of 2026-08-21)
July 2, 2008 OPK P 5,000 $1.25 $6,250 155,000 Indirect +3.33% Acquired 17.2% (price as of 2026-08-21)
May 8, 2008 OPK P 20,000 $1.25 $25,000 3,797,869 Direct +0.53% Acquired 17.2% (price as of 2026-08-21)
Feb. 13, 2008 OPK P 10,000 $1.80 $18,000 3,777,869 Direct +0.27% Acquired -18.6% (price as of 2026-08-21)
Dec. 4, 2007 OPK P 13,587 $1.84 $25,000 3,767,869 Direct +0.36% Acquired -20.4% (price as of 2026-08-21)
July 13, 2007 OPK P 200,000 $1.80 $360,000 15,690,546 Indirect +1.29% Acquired -18.6% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 18, 2026 OPK Stock Option (Right to Buy) Common Stock (80,000) $1.42 June 17, 2036 80,000 Acquired
March 18, 2026 OPK Stock Option (Right to Buy) Common Stock (50,000) $1.17 March 17, 2036 50,000 Acquired
April 14, 2010 OPK Stock Option (Right to Buy) Common Stock (235,000) $2.36 April 13, 2017 235,000 Acquired
May 5, 2009 OPK Stock Option (Right to Buy) Common Stock (225,000) $1.16 May 4, 2016 225,000 Acquired
April 28, 2008 OPK Stock Option (Right to Buy) Common Stock (175,000) $1.65 April 28, 2015 175,000 Acquired
May 3, 2007 OPK Stock Option (Right to Buy) Common Stock (400,000) $4.88 May 3, 2014 400,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 18 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 20, 2026 OPK Common Stock 622,817 Direct
March 20, 2026 OPK Common Stock 2,000,000 Indirect
March 20, 2026 OPK Common Stock 500,000 Indirect
March 20, 2026 OPK Common Stock 36,000 Indirect
Sept. 23, 2008 BCDA Common Stock 396,592 Direct
Sept. 23, 2008 BCDA Options→ Common Stock (40,000) 40,000 Direct
July 16, 2007 OPK Common Stock 3,754,282 Direct
July 16, 2007 OPK Common Stock 15,490,546 Indirect
July 16, 2007 OPK Warrants (Right to Buy)→ Common Stock (4,000,000) 4,000,000 Indirect
July 16, 2007 OPK Warrants (Right to Buy)→ Common Stock (81,085) 81,085 Indirect
July 16, 2007 OPK Warrants (Right to Buy)→ Common Stock (6,487) 6,487 Indirect
July 16, 2007 OPK Warrants (Right to Buy)→ Common Stock (22,124) 22,124 Indirect
July 16, 2007 OPK Warrants (Right to Buy)→ Common Stock (22,124) 22,124 Indirect
July 16, 2007 OPK Warrants (Right to Buy)→ Common Stock (22,125) 22,125 Indirect
July 16, 2007 OPK Warrants (Right to Buy)→ Common Stock (316,690) 316,690 Direct
July 16, 2007 OPK Warrants (Right to Buy)→ Common Stock (316,690) 316,690 Direct
July 16, 2007 OPK Warrants (Right to Buy)→ Common Stock (316,690) 316,690 Direct
Feb. 13, 2007 OPK Common Stock 74,355 Indirect