SWARTLEY RICHARD R
CIK 1408566 · View on SEC EDGAR ↗
Insider
First SEC filing: Aug. 17, 2007 · Latest: Aug. 17, 2007
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 3 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
3 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 31, 2008 | UVSP | P | 346 | $26.00 | $8,996 | 18,305 Direct | +1.93% | Acquired | 60.7% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 3, 2007 | UVSP | STOCK OPTION | COMMON (4,125) | $18.85 | Dec. 31, 2007 | 4,125 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 5 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Aug. 17, 2007 | UVSP | COMMON | 13,284 | Direct |
| Aug. 17, 2007 | UVSP | STOCK OPTIONS→ COMMON (4,125) | 4,125 | Direct |
| Aug. 17, 2007 | UVSP | STOCK OPTIONS→ COMMON (3,937) | 3,937 | Direct |
| Aug. 17, 2007 | UVSP | STOCK OPTIONS→ COMMON (3,000) | 3,000 | Direct |
| Aug. 17, 2007 | UVSP | STOCK OPTIONS→ COMMON (3,000) | 3,000 | Direct |