TFPLP Holdings III LLC
CIK 1607431 · View on SEC EDGAR ↗
Insider
First SEC filing: May 8, 2014 · Latest: May 8, 2014
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 4 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 4, 2016 | TIPT | J | 190 | — | — | 604,755 Direct | +0.03% | Acquired | (price as of 2026-08-21) |
| Jan. 1, 2016 | TIPT | J | 14,909 | — | — | 604,223 Direct | +2.53% | Acquired | (price as of 2026-08-21) |
| Nov. 3, 2014 | TIPT | J | 86,155 | — | — | 478,139 Direct | -15.27% | Disposed | (price as of 2026-08-21) |
| Sept. 2, 2014 | TIPT | J | 11,234 | — | — | 564,295 Direct | -1.95% | Disposed | (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 4, 2016 | TIPT | Tiptree Financial Partners, L.P. partnership unit warrant | Class A Common Stock (532) | $7.54 | June 30, 2022 | 190 | Acquired |
| Jan. 1, 2016 | TIPT | Tiptree Financial Partners, L.P. partnership unit warrant | Class A Common Stock (41,716) | $7.54 | June 30, 2022 | 14,909 | Acquired |
| Nov. 3, 2014 | TIPT | Tiptree Financial Partners, L.P. partnership unit | Class A common stock (241,063) | — | — | 86,155 | Disposed |
| Sept. 2, 2014 | TIPT | Tiptree Financial Partners, L.P. partnership unit | Class A common stock (31,433) | — | — | 11,234 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.