Theodore Daniel Zucconi

Insider

First SEC filing: Dec. 19, 2016 · Latest: Dec. 19, 2016

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

GALT selling April 16, 2018

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 16 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

16 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
April 16, 2018	GALT	M	4,000	—	—	27,250 Direct	-12.80%	Disposed	(price as of 2026-08-20)
April 16, 2018	GALT	S	4,000	$3.58	$14,320	1,083 Direct	-78.69%	Disposed	-0.1% (price as of 2026-08-20)
April 16, 2018	GALT	M	4,000	$0.89	$3,560	5,083 Direct	+369.34%	Acquired	301.7% (price as of 2026-08-20)
Dec. 14, 2017	GALT	A	46,875	—	—	46,875 Direct	—	Acquired	(price as of 2026-08-20)
May 23, 2017	GALT	P	1,000	$2.27	$2,270	1,083 Direct	+1204.82%	Acquired	57.5% (price as of 2026-08-20)
Jan. 13, 2017	GALT	S	85	$0.35	$30	38 Direct	-69.11%	Disposed	921.4% (price as of 2026-08-20)
Jan. 12, 2017	GALT	S	2,299	$0.48	$1,104	123 Direct	-94.92%	Disposed	644.8% (price as of 2026-08-20)
Dec. 15, 2016	GALT	A	31,250	—	—	31,250 Direct	—	Acquired	(price as of 2026-08-20)
April 8, 2011	GALT	A	300,000	—	—	300,000 Direct	—	Acquired	(price as of 2026-08-20)
March 24, 2011	GALT	M	370,000	—	—	130,000 Direct	-74.00%	Disposed	(price as of 2026-08-20)
March 24, 2011	GALT	M	370,000	$0.23	$85,100	466,343 Direct	+384.04%	Acquired	159.1% (price as of 2026-08-20)
May 21, 2009	GALT	A	400,000	—	—	400,000 Direct	—	Acquired	(price as of 2026-08-20)
May 21, 2009	GALT	A	150,000	—	—	150,000 Direct	—	Acquired	(price as of 2026-08-20)
May 21, 2009	GALT	A	200,000	—	—	200,000 Direct	—	Acquired	(price as of 2026-08-20)
May 21, 2009	GALT	A	1,250,000	—	—	1,250,000 Direct	—	Acquired	(price as of 2026-08-20)
March 24, 2009	GALT	A	500,000	—	—	500,000 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 13, 2009	GALT	A	500,000	—	—	500,000 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 19, 2008	GALT	P	300	$0.20	$60	300 Direct	—	Acquired	197.9% (price as of 2026-08-20)
Sept. 19, 2008	GALT	P	1,700	$0.23	$391	1,700 Direct	—	Acquired	159.1% (price as of 2026-08-20)
Sept. 18, 2008	GALT	P	4,000	$0.25	$1,000	4,000 Direct	—	Acquired	138.3% (price as of 2026-08-20)
Sept. 18, 2008	GALT	P	2,000	$0.20	$400	2,000 Direct	—	Acquired	197.9% (price as of 2026-08-20)
Sept. 18, 2008	GALT	P	3,000	$0.20	$600	3,000 Direct	—	Acquired	197.9% (price as of 2026-08-20)
April 10, 2008	GALT	A	150,000	—	—	150,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 19, 2007	GALT	A	200,000	—	—	200,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 11, 2007	GALT	G	32	—	—	64,343 Direct	-0.05%	Disposed	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
April 16, 2018	GALT	Stock option (right to buy)	Common stock (4,000)	$0.89	Dec. 15, 2026	4,000	Disposed
Dec. 14, 2017	GALT	Stock option (right to buy)	Common stock (46,875)	$2.39	Dec. 14, 2027	46,875	Acquired
Jan. 13, 2017	GALT	Warrants (right to buy)	Common stock (85)	$5.63	March 28, 2017	85	Disposed
Jan. 12, 2017	GALT	Warrants (right to buy)	Common stock (2,299)	$5.63	March 28, 2017	2,299	Disposed
Dec. 15, 2016	GALT	Stock option (right to buy)	Common stock (31,250)	$0.89	Dec. 15, 2026	31,250	Acquired
April 8, 2011	GALT	Employee Stock Option (right to buy)	Common Stock (300,000)	$1.32	April 8, 2018	300,000	Acquired
March 24, 2011	GALT	Employee Stock Option (Right to Buy)	Common Stock (370,000)	$0.23	March 24, 2014	370,000	Disposed
May 21, 2009	GALT	Employee Stock Option (right to buy)	Common Stock (400,000)	$47.50	May 21, 2016	400,000	Acquired
May 21, 2009	GALT	Employee Stock Option (right to buy)	Common Stock (150,000)	$47.50	May 21, 2016	150,000	Acquired
May 21, 2009	GALT	Employee Stock Option (right to buy)	Common Stock (200,000)	$47.50	May 21, 2016	200,000	Acquired
May 21, 2009	GALT	Employee Stock Option (right to buy)	Common Stock (1,250,000)	$47.50	May 21, 2016	1,250,000	Acquired
March 24, 2009	GALT	Stock Option (Right to Buy)	Common Stock (500,000)	$0.23	March 24, 2014	500,000	Acquired
April 10, 2008	GALT	Employee Stock Option (right to buy)	Common Stock (150,000)	$0.44	April 10, 2013	150,000	Acquired
Dec. 19, 2007	GALT	Employee Stock Options	Common Stock (200,000)	$0.70	Dec. 19, 2012	200,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 19, 2016	GALT	Common Stock	83	Direct
Dec. 19, 2016	GALT	Warrants (right to buy)→ Common stock (2,422)	2,422	Direct
Dec. 21, 2007	GALT	Common Stock	96,343	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

GALT

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2011	$75,834	—	—	—	—	—	$4,315	$80,149
2010	$120,000	$80,000	—	—	—	—	$28,168	$228,168
2009	$111,988	$10,000	—	—	—	—	$53,737	$1,081,461

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.