Insider at

04

Insider transactions

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0 buys (P) 0 sells (S) Net: $0 + 55 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

55 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Jan. 6, 2020 PGEN S 10b5-1 6,533 $5.83 $38,087 74,280 Direct -8.08% Disposed 46.5% (price as of 2026-10-02)
Jan. 3, 2020 PGEN S 3,564 $5.77 $20,564 61,873 Direct -5.45% Disposed 48.0% (price as of 2026-10-02)
Jan. 2, 2020 PGEN S 10b5-1 4,366 $5.60 $24,450 55,671 Direct -7.27% Disposed 52.5% (price as of 2026-10-02)
Oct. 1, 2019 PGEN S 10b5-1 4,521 $5.50 $24,866 45,697 Direct -9.00% Disposed 55.3% (price as of 2026-10-02)
July 1, 2019 PGEN S 10b5-1 4,359 $7.76 $33,826 35,877 Direct -10.83% Disposed 10.1% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
July 22, 2026 PESI Stock Option (Right to Buy) Common Stock (10,000) $16.64 July 22, 2036 10,000 Acquired
July 24, 2025 PESI Stock Option (Right to Buy) Common Stock (10,000) $12.23 July 24, 2035 10,000 Acquired
July 18, 2024 PESI Stock Option (Right to Buy) Common Stock (10,000) $10.20 July 18, 2034 10,000 Acquired
July 20, 2023 PESI Stock Option (Right to Buy) Common Stock (10,000) $9.81 July 20, 2033 10,000 Acquired
July 21, 2022 PESI Stock Option Common Stock (10,000) $5.15 July 21, 2032 10,000 Acquired
July 20, 2021 PESI Stock Option Common Stock (10,000) $5.93 July 20, 2031 10,000 Acquired
Jan. 4, 2020 PGEN Restricted Stock Units Common Stock (18,940) · · 18,940 Disposed
Jan. 2, 2020 PGEN Restricted Stock Units Common Stock (9,766) · · 9,766 Disposed
Dec. 31, 2019 PGEN Restricted Stock Units Common Stock (14,340) · · 14,340 Disposed
Sept. 30, 2019 PGEN Restricted Stock Units Common Stock (14,341) · · 14,341 Disposed
June 30, 2019 PGEN Restricted Stock Units Common Stock (14,341) · · 14,341 Disposed
April 9, 2019 PGEN Restricted Stock Units Common Stock (57,362) · · 57,362 Acquired
Jan. 4, 2019 PGEN Restricted Stock Units Common Stock (75,758) · · 75,758 Acquired
Jan. 2, 2019 PGEN Restricted Stock Units Common Stock (9,766) · · 9,766 Disposed
Jan. 2, 2018 PGEN Restricted Stock Units Common Stock (39,063) · · 39,063 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Oct. 8, 2020 CSX Common Stock 0 Direct
Aug. 13, 2020 PESI Stock Option→ Common Stock (6,000) 6,000 Direct
Dec. 7, 2017 PGEN Common Stock 280 Direct
Dec. 7, 2017 PGEN Option to Purchase Common Stock (Right to Buy)→ Common Stock (401,608) 401,608 Direct