Thomas C Shafer
CIK 1454988 · View on SEC EDGAR ↗
First SEC filing: June 9, 2021 · Latest: June 9, 2021
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 8, 2021 | 19612 | S | 66,969 | $46.16 | $3,091,289 | 157,289 Direct | -29.86% | Disposed | |
| June 13, 2019 | 19612 | P | 6,380 | $39.12 | $249,586 | 31,555 Direct | +25.34% | Acquired | |
| Jan. 30, 2017 | 19612 | S | 51,393 | $48.25 | $2,479,712 | 36,867 Direct | -58.23% | Disposed | |
| Sept. 1, 2016 | 19612 | S | 4,072 | $46.06 | $187,556 | 62,839 Direct | -6.09% | Disposed | |
| Sept. 1, 2016 | 19612 | S | 30,384 | $45.13 | $1,371,230 | 66,911 Direct | -31.23% | Disposed |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 9, 2021 | HBANP | Employee/Director Stock Option (Right to Buy) | Common Stock (26,667) | $17.89 | Feb. 22, 2027 | 26,667 | Acquired |
| June 9, 2021 | HBANP | Employee/Director Stock Option (Right to Buy) | Common Stock (17,185) | $15.64 | Aug. 10, 2027 | 17,185 | Acquired |
| June 9, 2021 | 19612 | Stock Options (8/2017) | Common Stock (5,723) | $46.95 | Aug. 10, 2027 | 5,723 | Disposed |
| June 9, 2021 | 19612 | Stock Options (2/2017) | Common Stock (8,881) | $53.72 | Feb. 22, 2027 | 8,881 | Disposed |
| June 9, 2021 | 19612 | Restricted Stock Service-Based Units (2019) | Common Stock (5,348) | — | — | 5,348 | Disposed |
| June 9, 2021 | 19612 | Restricted Stock Service-Based Units (2018) | Common Stock (3,210) | — | — | 3,210 | Disposed |
| June 9, 2021 | 19612 | Restricted Stock Service-Based Units (8/2017) | Common Stock (343) | — | — | 343 | Disposed |
| June 9, 2021 | 19612 | Restricted Stock Service-Based Units (2/2017) | Common Stock (632) | — | — | 632 | Disposed |
| June 9, 2021 | 19612 | Restricted Stock Service-Based Units (1/2017) | Common Stock (3,671) | — | — | 3,671 | Disposed |
| Feb. 27, 2021 | 19612 | Restricted Stock Service Based Units | Common Stock (1,428) | — | — | 1,428 | Disposed |
| Feb. 25, 2021 | 19612 | Restricted Stock Service-Based Units | Common Stock (1,629) | — | — | 1,629 | Disposed |
| Feb. 27, 2020 | 19612 | Restricted Stock Service-Based Units | Common Stock (1,428) | — | — | 1,428 | Disposed |
| Feb. 25, 2020 | 19612 | Restricted Stock Service-Based Units | Common Stock (1,630) | — | — | 1,630 | Disposed |
| Feb. 28, 2019 | 19612 | Restricted Stock Performance Units | Common Stock (2,896) | — | — | 3,218 | Disposed |
| Feb. 27, 2019 | 19612 | Restricted Stock Service-Based Units | Common Stock (1,428) | — | — | 1,428 | Disposed |
| Feb. 25, 2019 | 19612 | Restricted Stock Service-Based Units | Common Stock (8,146) | — | — | 8,146 | Acquired |
| Feb. 25, 2019 | 19612 | Restricted Stock Performance Units | Common Stock (13,559) | — | — | 13,559 | Acquired |
| Feb. 27, 2018 | 19612 | Restricted Stock Service-Based Units | Common Stock (7,139) | — | — | 7,139 | Acquired |
| Feb. 27, 2018 | 19612 | Restricted Stock Performance Units | Common Stock (11,563) | — | — | 11,563 | Acquired |
| Aug. 9, 2017 | 19612 | Restricted Stock Service-Based Units | Common Stock (304) | — | — | 304 | Acquired |
| Aug. 9, 2017 | 19612 | Restricted Stock Performance Units | Common Stock (1,938) | — | — | 1,938 | Acquired |
| Aug. 9, 2017 | 19612 | Stock Options | Common Stock (5,723) | $46.95 | Aug. 10, 2027 | 5,723 | Acquired |
| Feb. 21, 2017 | 19612 | Restricted Stock Service-Based Units | Common Stock (554) | — | — | 554 | Acquired |
| Feb. 21, 2017 | 19612 | Restricted Stock Performance Units | Common Stock (3,571) | — | — | 3,571 | Acquired |
| Feb. 21, 2017 | 19612 | Stock Options | Common Stock (8,881) | $53.72 | Feb. 22, 2027 | 8,881 | Acquired |
| Jan. 26, 2017 | 19612 | Stock Options | Common Stock (76,185) | $16.24 | Jan. 2, 2023 | 76,185 | Disposed |
| Jan. 4, 2017 | 19612 | Restricted Stock Service-Based Units | Common Stock (3,218) | — | — | 3,218 | Acquired |
| Jan. 4, 2017 | 19612 | Restricted Stock Performance Units | Common Stock (3,218) | — | — | 3,218 | Acquired |
| Aug. 31, 2016 | 19612 | Stock Options | Common Stock (76,185) | $16.24 | Jan. 2, 2023 | 76,185 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| April 2, 2026 | FSUN | Common Stock, $0.0001 par value | 7,105 | Indirect |