Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 11, 2020 FDUS P 2,000 $11.45 $22,900 81,600 Direct +2.51% Acquired 67.1% (price as of 2026-10-05)
March 9, 2020 FDUS P 5,000 $12.40 $62,000 79,600 Direct +6.70% Acquired 54.3% (price as of 2026-10-05)
March 8, 2018 FDUS P 4,000 $12.80 $51,200 74,600 Direct +5.67% Acquired 49.5% (price as of 2026-10-05)
Aug. 24, 2015 FDUS P 100 $7.49 $749 70,600 Direct +0.14% Acquired 155.4% (price as of 2026-10-05)
Dec. 1, 2014 FDUS P 1,500 $16.11 $24,165 70,500 Direct +2.17% Acquired 18.7% (price as of 2026-10-05)
Nov. 9, 2012 FDUS P 1,202 $15.30 $18,391 69,000 Direct +1.77% Acquired 25.0% (price as of 2026-10-05)
March 15, 2012 FDUS P 1,500 $13.50 $20,250 67,798 Direct +2.26% Acquired 41.7% (price as of 2026-10-05)
Nov. 22, 2011 FDUS P 500 $12.00 $6,000 66,298 Direct +0.76% Acquired 59.4% (price as of 2026-10-05)
Nov. 22, 2011 FDUS P 500 $12.00 $6,000 66,298 Direct +0.76% Acquired 59.4% (price as of 2026-10-05)
Nov. 21, 2011 FDUS P 632 $11.92 $7,533 65,798 Direct +0.97% Acquired 60.5% (price as of 2026-10-05)
Nov. 21, 2011 FDUS P 632 $11.92 $7,533 65,798 Direct +0.97% Acquired 60.5% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
June 21, 2011 FDUS Common Stock 64,707 Direct