Thomas Charles Lauer

Insider

First SEC filing: June 21, 2011 · Latest: June 21, 2011

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Insider at

0 buys (P) 0 sells (S) Net: $0 last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 11, 2020	FDUS	P	2,000	$11.45	$22,900	81,600 Direct	+2.51%	Acquired	72.9% (price as of 2026-08-20)
March 9, 2020	FDUS	P	5,000	$12.40	$62,000	79,600 Direct	+6.70%	Acquired	59.7% (price as of 2026-08-20)
March 8, 2018	FDUS	P	4,000	$12.80	$51,200	74,600 Direct	+5.67%	Acquired	54.7% (price as of 2026-08-20)
Aug. 24, 2015	FDUS	P	100	$7.49	$749	70,600 Direct	+0.14%	Acquired	164.4% (price as of 2026-08-20)
Dec. 1, 2014	FDUS	P	1,500	$16.11	$24,165	70,500 Direct	+2.17%	Acquired	22.9% (price as of 2026-08-20)
Nov. 9, 2012	FDUS	P	1,202	$15.30	$18,391	69,000 Direct	+1.77%	Acquired	29.4% (price as of 2026-08-20)
March 15, 2012	FDUS	P	1,500	$13.50	$20,250	67,798 Direct	+2.26%	Acquired	46.7% (price as of 2026-08-20)
Nov. 22, 2011	FDUS	P	500	$12.00	$6,000	66,298 Direct	+0.76%	Acquired	65.0% (price as of 2026-08-20)
Nov. 22, 2011	FDUS	P	500	$12.00	$6,000	66,298 Direct	+0.76%	Acquired	65.0% (price as of 2026-08-20)
Nov. 21, 2011	FDUS	P	632	$11.92	$7,533	65,798 Direct	+0.97%	Acquired	66.1% (price as of 2026-08-20)
Nov. 21, 2011	FDUS	P	632	$11.92	$7,533	65,798 Direct	+0.97%	Acquired	66.1% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
June 21, 2011	FDUS	Common Stock	64,707	Direct