Thomas F Robards

Insider

First SEC filing: Oct. 7, 2010 · Latest: Oct. 7, 2010

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 4 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Sept. 23, 2013	ELLA	A	1,616	—	—	1,616 Direct	—	Acquired	(price as of 2026-08-19)
Sept. 11, 2013	EFC	A	1,822	—	—	8,604 Direct	+26.87%	Acquired	(price as of 2026-08-19)
Sept. 12, 2012	EFC	A	1,782	—	—	6,782 Direct	+35.64%	Acquired	(price as of 2026-08-19)
Sept. 15, 2011	EFC	A	1,250	—	—	5,000 Direct	+33.33%	Acquired	(price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Sept. 11, 2013	EFC	LTIP Units [F1]	Common shares representing ltd liability company interests (1,822)	—	—	1,822	Acquired
Sept. 12, 2012	EFC	LTIP Units [F1]	Common shares representing ltd liability company interests (1,782)	—	—	1,782	Acquired
Sept. 15, 2011	EFC	LTIP Units [F1]	Common shares representing ltd liability company interests (1,250)	—	—	1,250	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 7, 2010	EFC	Common shares representing limited liability cmpny interests	1,250	Direct
Oct. 7, 2010	EFC	LTIP units [F1]→ Common shares (3,750)	3,750	Direct