Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 18 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Sept. 10, 2020 EFC A 5,710 · · 32,119 Direct +21.62% Acquired (price as of 2026-10-02)
Sept. 10, 2020 ELLA A 3,755 · · 22,036 Direct +20.54% Acquired (price as of 2026-10-02)
Sept. 11, 2019 EFC A 3,638 · · 26,409 Direct +15.98% Acquired (price as of 2026-10-02)
Sept. 11, 2019 ELLA A 3,756 · · 18,281 Direct +25.86% Acquired (price as of 2026-10-02)
Sept. 12, 2018 EFC A 3,610 · · 22,771 Direct +18.84% Acquired (price as of 2026-10-02)
Sept. 12, 2018 ELLA A 3,286 · · 14,525 Direct +29.24% Acquired (price as of 2026-10-02)
Sept. 12, 2017 ELLA A 2,494 · · 11,239 Direct +28.52% Acquired (price as of 2026-10-02)
Sept. 12, 2017 EFC A 3,334 · · 19,161 Direct +21.07% Acquired (price as of 2026-10-02)
Sept. 13, 2016 ELLA A 2,464 · · 8,745 Direct +39.23% Acquired (price as of 2026-10-02)
Sept. 13, 2016 EFC A 2,801 · · 15,827 Direct +21.50% Acquired (price as of 2026-10-02)
Sept. 15, 2015 ELLA A 2,307 · · 6,281 Direct +58.05% Acquired (price as of 2026-10-02)
Sept. 15, 2015 EFC A 2,475 · · 13,026 Direct +23.46% Acquired (price as of 2026-10-02)
Sept. 11, 2014 EFC A 1,947 · · 10,551 Direct +22.63% Acquired (price as of 2026-10-02)
Sept. 11, 2014 ELLA A 2,358 · · 3,974 Direct +145.92% Acquired (price as of 2026-10-02)
Sept. 23, 2013 ELLA A 1,616 · · 1,616 Direct · Acquired (price as of 2026-10-02)
Sept. 11, 2013 EFC A 1,822 · · 8,604 Direct +26.87% Acquired (price as of 2026-10-02)
Sept. 12, 2012 EFC A 1,782 · · 6,782 Direct +35.64% Acquired (price as of 2026-10-02)
Sept. 15, 2011 EFC A 1,250 · · 5,000 Direct +33.33% Acquired (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Sept. 10, 2020 EFC OP LTIP Units [F1] Common Units (5,710) · · 5,710 Acquired
Sept. 11, 2019 EFC OP LTIP Units [F1] Common Units [F2] (3,638) · · 3,638 Acquired
Sept. 12, 2018 EFC LTIP Units [F1] Common shares representing ltd liability company interests (3,610) · · 3,610 Acquired
Sept. 12, 2017 EFC LTIP Units [F1] Common shares representing ltd liability company interests (3,334) · · 3,334 Acquired
Sept. 13, 2016 EFC LTIP Units [F1] Common shares representing ltd liability company interests (2,801) · · 2,801 Acquired
Sept. 15, 2015 EFC LTIP Units [F1] Common shares representing ltd liability company interests (2,475) · · 2,475 Acquired
Sept. 11, 2014 EFC LTIP Units [F1] Common shares representing ltd liability company interests (1,947) · · 1,947 Acquired
Sept. 11, 2013 EFC LTIP Units [F1] Common shares representing ltd liability company interests (1,822) · · 1,822 Acquired
Sept. 12, 2012 EFC LTIP Units [F1] Common shares representing ltd liability company interests (1,782) · · 1,782 Acquired
Sept. 15, 2011 EFC LTIP Units [F1] Common shares representing ltd liability company interests (1,250) · · 1,250 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Oct. 7, 2010 EFC Common shares representing limited liability cmpny interests 1,250 Direct
Oct. 7, 2010 EFC LTIP units [F1]→ Common shares (3,750) 3,750 Direct