Thomas Geoffroy

CIK 1842580 · View on SEC EDGAR ↗

Insider

First SEC filing: July 24, 2025 · Latest: July 24, 2025

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 1 non-open-market transaction below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 23, 2021 AFCG A 3,500 3,500 Direct Acquired (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 23, 2021 AFCG Stock Option (right to buy) Common Stock (3,500) $19.00 March 23, 2028 3,500 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 24, 2025 LIEN CHICAGO ATLANTIC BDC, INC. COMMON STOCK (LIEN) 412 Direct
March 18, 2021 AFCG Common Stock Direct
March 18, 2021 AFCG Stock Option (right to buy)→ Common Stock Direct
March 18, 2021 AFCG Stock Option (right to buy)→ Common Stock Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2021 $141,875 $93,638 $4,595 $240,108
2020 $86,430 $20,740 $9,690 $116,860

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.