Thomas Gooley
Insider
First SEC filing: July 6, 2015 · Latest: July 6, 2015
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 14, 2019 | LPLA | M | 14,938 | $19.85 | $296,519 | 32,231 Direct | +86.38% | Acquired | 1583.6% (price as of 2026-10-06) |
| March 14, 2019 | LPLA | M | 6,926 | $39.48 | $273,438 | 39,157 Direct | +21.49% | Acquired | 746.5% (price as of 2026-10-06) |
| March 14, 2019 | LPLA | M | 3,528 | $65.50 | $231,084 | 42,685 Direct | +9.01% | Acquired | 410.2% (price as of 2026-10-06) |
| March 14, 2019 | LPLA | S | 25,392 | $74.06 | $1,880,532 | 17,293 Direct | -59.49% | Disposed | 351.2% (price as of 2026-10-06) |
| March 14, 2019 | LPLA | M | 14,938 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-06) |
| March 14, 2019 | LPLA | M | 6,926 | · | · | 6,926 Direct | -50.00% | Disposed | (price as of 2026-10-06) |
| March 14, 2019 | LPLA | M | 3,528 | · | · | 7,054 Direct | -33.34% | Disposed | (price as of 2026-10-06) |
| March 13, 2019 | LPLA | F | 982 | $74.22 | $72,884 | 17,293 Direct | -5.37% | Disposed | 350.3% (price as of 2026-10-06) |
| Feb. 25, 2019 | LPLA | F | 2,451 | $77.53 | $190,026 | 18,275 Direct | -11.83% | Disposed | 331.1% (price as of 2026-10-06) |
| Feb. 23, 2019 | LPLA | F | 566 | $77.04 | $43,605 | 20,726 Direct | -2.66% | Disposed | 333.8% (price as of 2026-10-06) |
| Feb. 4, 2019 | LPLA | M | 20,576 | $43.74 | $899,994 | 41,868 Direct | +96.64% | Acquired | 664.0% (price as of 2026-10-06) |
| Feb. 4, 2019 | LPLA | M | 15,938 | $24.38 | $388,568 | 57,806 Direct | +38.07% | Acquired | 1270.8% (price as of 2026-10-06) |
| Feb. 4, 2019 | LPLA | M | 6,926 | $39.48 | $273,438 | 64,732 Direct | +11.98% | Acquired | 746.5% (price as of 2026-10-06) |
| Feb. 4, 2019 | LPLA | S | 40,340 | $74.81 | $3,017,835 | 24,392 Direct | -62.32% | Disposed | 346.7% (price as of 2026-10-06) |
| Feb. 4, 2019 | LPLA | S | 3,100 | $75.06 | $232,686 | 21,292 Direct | -12.71% | Disposed | 345.2% (price as of 2026-10-06) |
| Feb. 4, 2019 | LPLA | M | 20,576 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-06) |
| Feb. 4, 2019 | LPLA | M | 15,938 | · | · | 7,969 Direct | -66.67% | Disposed | (price as of 2026-10-06) |
| Feb. 4, 2019 | LPLA | M | 6,926 | · | · | 13,852 Direct | -33.33% | Disposed | (price as of 2026-10-06) |
| Dec. 12, 2018 | LPLA | M | 29,876 | $19.85 | $593,039 | 51,168 Direct | +140.32% | Acquired | 1583.6% (price as of 2026-10-06) |
| Dec. 12, 2018 | LPLA | S | 29,876 | $60.72 | $1,814,071 | 21,292 Direct | -58.39% | Disposed | 450.4% (price as of 2026-10-06) |
| Dec. 12, 2018 | LPLA | M | 29,876 | · | · | 14,938 Direct | -66.67% | Disposed | (price as of 2026-10-06) |
| Aug. 6, 2018 | LPLA | F | 1,134 | $67.22 | $76,227 | 21,292 Direct | -5.06% | Disposed | 397.2% (price as of 2026-10-06) |
| June 13, 2018 | LPLA | F | 484 | $70.49 | $34,117 | 22,426 Direct | -2.11% | Disposed | 374.1% (price as of 2026-10-06) |
| March 13, 2018 | LPLA | F | 960 | $64.99 | $62,390 | 22,910 Direct | -4.02% | Disposed | 414.2% (price as of 2026-10-06) |
| Feb. 25, 2018 | LPLA | F | 654 | $65.50 | $42,837 | 23,870 Direct | -2.67% | Disposed | 410.2% (price as of 2026-10-06) |
| Feb. 23, 2018 | LPLA | A | 3,420 | · | · | 24,524 Direct | +16.21% | Acquired | (price as of 2026-10-06) |
| Feb. 23, 2018 | LPLA | A | 10,582 | · | · | 10,582 Direct | · | Acquired | (price as of 2026-10-06) |
| Aug. 6, 2017 | LPLA | F | 1,193 | $46.11 | $55,009 | 21,104 Direct | -5.35% | Disposed | 624.8% (price as of 2026-10-06) |
| June 13, 2017 | LPLA | F | 510 | $42.08 | $21,461 | 22,297 Direct | -2.24% | Disposed | 694.2% (price as of 2026-10-06) |
| March 13, 2017 | LPLA | A | 5,937 | · | · | 22,807 Direct | +35.19% | Acquired | (price as of 2026-10-06) |
| March 13, 2017 | LPLA | A | 20,778 | · | · | 20,778 Direct | · | Acquired | (price as of 2026-10-06) |
| Feb. 25, 2017 | LPLA | F | 760 | $39.13 | $29,739 | 16,870 Direct | -4.31% | Disposed | 754.1% (price as of 2026-10-06) |
| Aug. 6, 2016 | LPLA | F | 757 | $26.72 | $20,227 | 17,630 Direct | -4.12% | Disposed | 1150.7% (price as of 2026-10-06) |
| June 13, 2016 | LPLA | A | 2,928 | · | · | 18,387 Direct | +18.94% | Acquired | (price as of 2026-10-06) |
| June 13, 2016 | LPLA | A | 23,907 | · | · | 23,907 Direct | · | Acquired | (price as of 2026-10-06) |
| Feb. 25, 2016 | LPLA | A | 5,490 | · | · | 12,348 Direct | +80.05% | Acquired | (price as of 2026-10-06) |
| Feb. 25, 2016 | LPLA | A | 3,111 | · | · | 15,459 Direct | +25.19% | Acquired | (price as of 2026-10-06) |
| Feb. 25, 2016 | LPLA | A | 44,814 | · | · | 44,814 Direct | · | Acquired | (price as of 2026-10-06) |
| Aug. 6, 2015 | LPLA | A | 6,858 | · | · | 6,858 Direct | · | Acquired | (price as of 2026-10-06) |
| Aug. 6, 2015 | LPLA | A | 20,576 | · | · | 20,576 Direct | · | Acquired | (price as of 2026-10-06) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 14, 2019 | LPLA | Option to purchase Common Stock | Common Stock | $19.85 | Feb. 25, 2026 | 14,938 | Disposed |
| March 14, 2019 | LPLA | Option to purchase Common Stock | Common Stock | $39.48 | March 13, 2027 | 6,926 | Disposed |
| March 14, 2019 | LPLA | Option to purchase Common Stock | Common Stock | $65.50 | Feb. 23, 2028 | 3,528 | Disposed |
| Feb. 4, 2019 | LPLA | Option to purchase Common Stock | Common Stock | $43.74 | Aug. 6, 2025 | 20,576 | Disposed |
| Feb. 4, 2019 | LPLA | Option to purchase Common Stock | Common Stock | $24.38 | June 13, 2026 | 15,938 | Disposed |
| Feb. 4, 2019 | LPLA | Option to purchase Common Stock | Common Stock | $39.48 | March 13, 2027 | 6,926 | Disposed |
| Dec. 12, 2018 | LPLA | Option to purchase Common Stock | Common Stock | $19.85 | Feb. 25, 2026 | 29,876 | Disposed |
| Feb. 23, 2018 | LPLA | Option to purchase Common Stock | Common Stock | $65.50 | Feb. 23, 2028 | 10,582 | Acquired |
| March 13, 2017 | LPLA | Option to purchase Common Stock | Common Stock | $39.48 | March 13, 2027 | 20,778 | Acquired |
| June 13, 2016 | LPLA | Option to purchase Common Stock | Common Stock | $24.38 | June 13, 2026 | 23,907 | Acquired |
| Feb. 25, 2016 | LPLA | Option to purchase Common Stock | Common Stock | $19.85 | Feb. 25, 2026 | 44,814 | Acquired |
| Aug. 6, 2015 | LPLA | Option to purchase Common Stock | Common Stock | $43.74 | Aug. 6, 2025 | 20,576 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 6, 2015 | LPLA | No securities are beneficially owned | 0 | Direct |