Thomas H Aasen

CIK 1291969 · View on SEC EDGAR ↗

Insider

First SEC filing: May 26, 2004 · Latest: May 26, 2004

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 78 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

78 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Sept. 30, 2016	AVTX	A	1,883	—	—	1,883 Direct	—	Acquired	(price as of 2026-08-20)
June 30, 2016	AVTX	A	3,481	—	—	3,481 Direct	—	Acquired	(price as of 2026-08-20)
May 18, 2016	AVTX	A	8,357	—	—	8,357 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 11, 2016	AVTX	A	16,714	—	—	16,714 Direct	—	Acquired	(price as of 2026-08-20)
April 4, 2014	ACAD	M	7,500	$1.55	$11,625	38,848 Direct	+23.92%	Acquired	1821.3% (price as of 2026-08-20)
April 4, 2014	ACAD	G	15,000	—	—	23,848 Direct	-38.61%	Disposed	(price as of 2026-08-20)
April 4, 2014	ACAD	G	15,000	—	—	15,000 Indirect	—	Acquired	(price as of 2026-08-20)
April 4, 2014	ACAD	S 10b5-1	15,000	$22.48	$337,200	0 Indirect	-100.00%	Disposed	32.5% (price as of 2026-08-20)
April 4, 2014	ACAD	M	7,500	—	—	82,971 Direct	-8.29%	Disposed	(price as of 2026-08-20)
Jan. 2, 2014	ACAD	M	22,000	$1.55	$34,100	61,348 Direct	+55.91%	Acquired	1821.3% (price as of 2026-08-20)
Jan. 2, 2014	ACAD	G	30,000	—	—	31,348 Direct	-48.90%	Disposed	(price as of 2026-08-20)
Jan. 2, 2014	ACAD	G	30,000	—	—	30,000 Indirect	—	Acquired	(price as of 2026-08-20)
Jan. 2, 2014	ACAD	S 10b5-1	30,000	$24.88	$746,400	0 Indirect	-100.00%	Disposed	19.7% (price as of 2026-08-20)
Jan. 2, 2014	ACAD	M	22,000	—	—	90,471 Direct	-19.56%	Disposed	(price as of 2026-08-20)
Dec. 12, 2013	ACAD	M	11,000	$1.55	$17,050	38,348 Direct	+40.22%	Acquired	1821.3% (price as of 2026-08-20)
Dec. 12, 2013	ACAD	M	1,000	$6.95	$6,950	39,348 Direct	+2.61%	Acquired	328.5% (price as of 2026-08-20)
Dec. 12, 2013	ACAD	M	11,000	—	—	112,471 Direct	-8.91%	Disposed	(price as of 2026-08-20)
Dec. 12, 2013	ACAD	M	1,000	—	—	25,000 Direct	-3.85%	Disposed	(price as of 2026-08-20)
Dec. 2, 2013	ACAD	G	2,000	—	—	27,348 Direct	-6.81%	Disposed	(price as of 2026-08-20)
Oct. 1, 2013	ACAD	M	5,000	$6.95	$34,750	36,585 Direct	+15.83%	Acquired	328.5% (price as of 2026-08-20)
Oct. 1, 2013	ACAD	M	17,500	$1.55	$27,125	54,085 Direct	+47.83%	Acquired	1821.3% (price as of 2026-08-20)
Oct. 1, 2013	ACAD	G	30,000	—	—	24,085 Direct	-55.47%	Disposed	(price as of 2026-08-20)
Oct. 1, 2013	ACAD	G	30,000	—	—	30,000 Indirect	—	Acquired	(price as of 2026-08-20)
Oct. 1, 2013	ACAD	S 10b5-1	30,000	$27.87	$836,100	0 Indirect	-100.00%	Disposed	6.9% (price as of 2026-08-20)
Oct. 1, 2013	ACAD	M	5,000	—	—	26,000 Direct	-16.13%	Disposed	(price as of 2026-08-20)
Oct. 1, 2013	ACAD	M	17,500	—	—	123,471 Direct	-12.41%	Disposed	(price as of 2026-08-20)
Aug. 13, 2013	ACAD	M	30,000	$1.55	$46,500	76,585 Direct	+64.40%	Acquired	1821.3% (price as of 2026-08-20)
Aug. 13, 2013	ACAD	M	15,000	$1.55	$23,250	91,585 Direct	+19.59%	Acquired	1821.3% (price as of 2026-08-20)
Aug. 13, 2013	ACAD	G	60,000	—	—	31,585 Direct	-65.51%	Disposed	(price as of 2026-08-20)
Aug. 13, 2013	ACAD	G	60,000	—	—	60,000 Indirect	—	Acquired	(price as of 2026-08-20)
Aug. 13, 2013	ACAD	S 10b5-1	60,000	$20.15	$1,209,000	0 Indirect	-100.00%	Disposed	47.8% (price as of 2026-08-20)
Aug. 13, 2013	ACAD	M	30,000	—	—	82,263 Direct	-26.72%	Disposed	(price as of 2026-08-20)
Aug. 13, 2013	ACAD	M	15,000	—	—	58,708 Direct	-20.35%	Disposed	(price as of 2026-08-20)
June 7, 2013	ACAD	A	175,000	—	—	175,000 Direct	—	Acquired	(price as of 2026-08-20)
April 11, 2013	ACAD	M	7,500	$1.08	$8,100	57,971 Direct	+14.86%	Acquired	2657.4% (price as of 2026-08-20)
April 11, 2013	ACAD	M	12,500	$2.00	$25,000	70,471 Direct	+21.56%	Acquired	1389.0% (price as of 2026-08-20)
April 11, 2013	ACAD	M	14,029	$1.55	$21,745	84,500 Direct	+19.91%	Acquired	1821.3% (price as of 2026-08-20)
April 11, 2013	ACAD	G	40,000	—	—	44,500 Direct	-47.34%	Disposed	(price as of 2026-08-20)
April 11, 2013	ACAD	G	40,000	—	—	40,000 Indirect	—	Acquired	(price as of 2026-08-20)
April 11, 2013	ACAD	S 10b5-1	40,000	$11.06	$442,400	0 Indirect	-100.00%	Disposed	169.3% (price as of 2026-08-20)
April 11, 2013	ACAD	M	7,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 11, 2013	ACAD	M	12,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 11, 2013	ACAD	M	14,029	—	—	73,708 Direct	-15.99%	Disposed	(price as of 2026-08-20)
April 1, 2013	ACAD	M	3,510	$1.08	$3,791	53,981 Direct	+6.95%	Acquired	2657.4% (price as of 2026-08-20)
April 1, 2013	ACAD	M	36,490	$1.08	$39,409	90,471 Direct	+67.60%	Acquired	2657.4% (price as of 2026-08-20)
April 1, 2013	ACAD	G	40,000	—	—	50,471 Direct	-44.21%	Disposed	(price as of 2026-08-20)
April 1, 2013	ACAD	G	40,000	—	—	40,000 Indirect	—	Acquired	(price as of 2026-08-20)
April 1, 2013	ACAD	S 10b5-1	40,000	$7.68	$307,200	0 Indirect	-100.00%	Disposed	287.8% (price as of 2026-08-20)
April 1, 2013	ACAD	M	3,510	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 1, 2013	ACAD	M	36,490	—	—	7,500 Direct	-82.95%	Disposed	(price as of 2026-08-20)
Jan. 17, 2013	ACAD	M	12,000	$1.08	$12,960	50,471 Direct	+31.19%	Acquired	2657.4% (price as of 2026-08-20)
Jan. 17, 2013	ACAD	M	12,000	—	—	43,990 Direct	-21.43%	Disposed	(price as of 2026-08-20)
Nov. 28, 2012	ACAD	M	5,000	$1.08	$5,400	33,471 Direct	+17.56%	Acquired	2657.4% (price as of 2026-08-20)
Nov. 28, 2012	ACAD	G	5,000	—	—	28,471 Direct	-14.94%	Disposed	(price as of 2026-08-20)
Nov. 28, 2012	ACAD	G	5,000	—	—	9,100 Indirect	+121.95%	Acquired	(price as of 2026-08-20)
Nov. 28, 2012	ACAD	S 10b5-1	9,100	$5.25	$47,775	0 Indirect	-100.00%	Disposed	467.2% (price as of 2026-08-20)
Nov. 28, 2012	ACAD	M	5,000	—	—	3,510 Direct	-58.75%	Disposed	(price as of 2026-08-20)
Nov. 27, 2012	ACAD	G	33,631	—	—	28,471 Direct	-54.15%	Disposed	(price as of 2026-08-20)
Nov. 27, 2012	ACAD	G	33,631	—	—	35,000 Indirect	+2456.61%	Acquired	(price as of 2026-08-20)
Nov. 27, 2012	ACAD	S 10b5-1	30,900	$6.24	$192,816	4,100 Indirect	-88.29%	Disposed	377.2% (price as of 2026-08-20)
Sept. 7, 2012	ACAD	M	7,500	$1.50	$11,250	62,102 Direct	+13.74%	Acquired	1885.3% (price as of 2026-08-20)
Sept. 7, 2012	ACAD	M	7,500	—	—	20,000 Direct	-27.27%	Disposed	(price as of 2026-08-20)
Aug. 3, 2012	ACAD	M	5,000	$1.50	$7,500	54,602 Direct	+10.08%	Acquired	1885.3% (price as of 2026-08-20)
Aug. 3, 2012	ACAD	M	5,000	—	—	27,500 Direct	-15.38%	Disposed	(price as of 2026-08-20)
March 23, 2012	ACAD	A	175,000	—	—	175,000 Direct	—	Acquired	(price as of 2026-08-20)
March 23, 2012	ACAD	A	175,000	—	—	175,000 Direct	—	Acquired	(price as of 2026-08-20)
March 25, 2011	ACAD	A	175,000	—	—	175,000 Direct	—	Acquired	(price as of 2026-08-20)
March 12, 2010	ACAD	A	200,000	—	—	200,000 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 20, 2008	ACAD	A	50,000	—	—	50,000 Direct	—	Acquired	(price as of 2026-08-20)
March 7, 2008	ACAD	A	26,000	—	—	26,000 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 14, 2008	ACAD	M	5,000	—	—	55,990 Direct	-8.20%	Disposed	(price as of 2026-08-20)
Feb. 14, 2008	ACAD	M	5,000	$1.08	$5,400	13,899 Direct	+56.19%	Acquired	2657.4% (price as of 2026-08-20)
Feb. 13, 2008	ACAD	M	8,000	—	—	8,510 Direct	-48.46%	Disposed	(price as of 2026-08-20)
Feb. 13, 2008	ACAD	S 10b5-1	2,000	$10.94	$21,880	2,334 Indirect	-46.15%	Disposed	172.2% (price as of 2026-08-20)
Feb. 13, 2008	ACAD	S 10b5-1	2,000	$10.90	$21,800	4,334 Indirect	-31.58%	Disposed	173.2% (price as of 2026-08-20)
Feb. 13, 2008	ACAD	S 10b5-1	4,000	$10.75	$43,000	6,334 Indirect	-38.71%	Disposed	177.0% (price as of 2026-08-20)
Feb. 13, 2008	ACAD	G 10b5-1	8,000	—	—	10,334 Indirect	+342.76%	Acquired	(price as of 2026-08-20)
Feb. 13, 2008	ACAD	G 10b5-1	8,000	—	—	8,899 Direct	-47.34%	Disposed	(price as of 2026-08-20)
Feb. 13, 2008	ACAD	M 10b5-1	8,000	$1.08	$8,640	16,899 Direct	+89.90%	Acquired	2657.4% (price as of 2026-08-20)
Dec. 18, 2007	ACAD	G	965	—	—	8,899 Direct	-9.78%	Disposed	(price as of 2026-08-20)
Dec. 7, 2007	ACAD	M	2,000	—	—	56,990 Direct	-3.39%	Disposed	(price as of 2026-08-20)
Dec. 7, 2007	ACAD	M	2,000	$1.08	$2,160	9,864 Direct	+25.43%	Acquired	2657.4% (price as of 2026-08-20)
Dec. 6, 2007	ACAD	M	4,000	—	—	58,990 Direct	-6.35%	Disposed	(price as of 2026-08-20)
Dec. 6, 2007	ACAD	S 10b5-1	2,000	$12.00	$24,000	7,864 Direct	-20.28%	Disposed	148.2% (price as of 2026-08-20)
Dec. 6, 2007	ACAD	S 10b5-1	2,000	$12.05	$24,100	9,864 Direct	-16.86%	Disposed	147.1% (price as of 2026-08-20)
Dec. 6, 2007	ACAD	M 10b5-1	4,000	$1.08	$4,320	11,864 Direct	+50.86%	Acquired	2657.4% (price as of 2026-08-20)
Nov. 15, 2007	ACAD	M	5,000	—	—	62,990 Direct	-7.35%	Disposed	(price as of 2026-08-20)
Nov. 15, 2007	ACAD	M	5,000	$1.08	$5,400	7,325 Direct	+215.05%	Acquired	2657.4% (price as of 2026-08-20)
Nov. 14, 2007	ACAD	S 10b5-1	2,000	$11.35	$22,700	2,334 Indirect	-46.15%	Disposed	162.4% (price as of 2026-08-20)
Nov. 14, 2007	ACAD	S 10b5-1	100	$11.24	$1,124	4,334 Indirect	-2.26%	Disposed	164.9% (price as of 2026-08-20)
Nov. 14, 2007	ACAD	S 10b5-1	1,900	$11.23	$21,337	4,434 Indirect	-30.00%	Disposed	165.2% (price as of 2026-08-20)
Nov. 14, 2007	ACAD	S 10b5-1	4,000	$11.05	$44,200	6,334 Indirect	-38.71%	Disposed	169.5% (price as of 2026-08-20)
Aug. 15, 2007	ACAD	S 10b5-1	3,000	$15.80	$47,400	10,334 Indirect	-22.50%	Disposed	88.5% (price as of 2026-08-20)
Aug. 15, 2007	ACAD	S 10b5-1	3,000	$15.65	$46,950	13,334 Indirect	-18.37%	Disposed	90.3% (price as of 2026-08-20)
Aug. 15, 2007	ACAD	S 10b5-1	4,000	$15.58	$62,320	16,334 Indirect	-19.67%	Disposed	91.1% (price as of 2026-08-20)
Aug. 15, 2007	ACAD	S 10b5-1	3,000	$15.45	$46,350	20,334 Indirect	-12.86%	Disposed	92.8% (price as of 2026-08-20)
Aug. 15, 2007	ACAD	S 10b5-1	3,000	$15.30	$45,900	23,334 Indirect	-11.39%	Disposed	94.6% (price as of 2026-08-20)
May 9, 2007	ACAD	G	13,834	—	—	26,334 Indirect	+110.67%	Acquired	(price as of 2026-08-20)
May 9, 2007	ACAD	G	13,834	—	—	2,325 Direct	-85.61%	Disposed	(price as of 2026-08-20)
March 9, 2007	ACAD	A	22,000	—	—	22,000 Direct	—	Acquired	(price as of 2026-08-20)

Showing latest 100 of 113 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Sept. 30, 2016	AVTX	Employee Stock Option (Right to Buy)	Common Stock (1,883)	$4.23	Sept. 29, 2026	1,883	Acquired
June 30, 2016	AVTX	Employee Stock Option (Right to Buy)	Common Stock (3,481)	$2.20	June 29, 2026	3,481	Acquired
May 18, 2016	AVTX	Employee Stock Option (Right to Buy)	Common Stock (8,357)	$3.52	May 17, 2026	8,357	Acquired
Jan. 11, 2016	AVTX	Employee Stock Option (Right to Buy)	Common Stock (16,714)	$3.56	Jan. 10, 2026	16,714	Acquired
April 4, 2014	ACAD	Stock Option (right to buy)	Common Stock (7,500)	$1.55	March 11, 2020	7,500	Disposed
Jan. 2, 2014	ACAD	Stock Option (right to buy)	Common Stock (22,000)	$1.55	March 11, 2020	22,000	Disposed
Dec. 12, 2013	ACAD	Stock Option (right to buy)	Common Stock (11,000)	$1.55	March 11, 2020	11,000	Disposed
Dec. 12, 2013	ACAD	Stock Option (right to buy)	Common Stock (1,000)	$6.95	March 10, 2015	1,000	Disposed
Oct. 1, 2013	ACAD	Stock Option (right to buy)	Common Stock (5,000)	$6.95	March 10, 2015	5,000	Disposed
Oct. 1, 2013	ACAD	Stock Option (right to buy)	Common Stock (17,500)	$1.55	March 11, 2020	17,500	Disposed
Aug. 13, 2013	ACAD	Stock Option (right to buy)	Common Stock (30,000)	$1.55	March 11, 2020	30,000	Disposed
Aug. 13, 2013	ACAD	Stock Option (right to buy)	Common Stock (15,000)	$1.55	March 11, 2020	15,000	Disposed
June 7, 2013	ACAD	Stock Option (right to buy)	Common Stock (175,000)	$17.01	June 6, 2023	175,000	Acquired
April 11, 2013	ACAD	Stock Option (right to buy)	Common Stock (7,500)	$1.08	Sept. 7, 2013	7,500	Disposed
April 11, 2013	ACAD	Stock Option (right to buy)	Common Stock (12,500)	$2.00	March 11, 2014	12,500	Disposed
April 11, 2013	ACAD	Stock Option (right to buy)	Common Stock (14,029)	$1.55	March 11, 2020	14,029	Disposed
April 1, 2013	ACAD	Stock Option (right to buy)	Common Stock (3,510)	$1.08	Sept. 7, 2013	3,510	Disposed
April 1, 2013	ACAD	Stock Option (right to buy)	Common Stock (36,490)	$1.08	Sept. 7, 2013	36,490	Disposed
Jan. 17, 2013	ACAD	Stock Option (right to buy)	Common Stock (12,000)	$1.08	Sept. 7, 2013	12,000	Disposed
Nov. 28, 2012	ACAD	Stock Option (right to buy)	Common Stock (5,000)	$1.08	Sept. 7, 2013	5,000	Disposed
Sept. 7, 2012	ACAD	Stock Option (right to buy)	Common Stock (7,500)	$1.50	Sept. 8, 2012	7,500	Disposed
Aug. 3, 2012	ACAD	Stock Option (right to buy)	Common Stock (5,000)	$1.50	Sept. 8, 2012	5,000	Disposed
March 23, 2012	ACAD	Stock Option (right to buy)	Common Stock (175,000)	$1.18	March 22, 2022	175,000	Acquired
March 23, 2012	ACAD	Stock Option (right to buy)	Common Stock (175,000)	—	March 22, 2022	175,000	Acquired
March 25, 2011	ACAD	Stock Option (right to buy)	Common Stock (175,000)	$1.62	March 24, 2021	175,000	Acquired
March 12, 2010	ACAD	Stock Option (right to buy)	Common Stock (200,000)	$1.55	March 11, 2020	200,000	Acquired
Oct. 20, 2008	ACAD	Stock Option (right to buy)	Common Stock (50,000)	$2.00	Oct. 19, 2018	50,000	Acquired
March 7, 2008	ACAD	Stock option (right to buy)	Common Stock (26,000)	$8.32	March 6, 2018	26,000	Acquired
Feb. 14, 2008	ACAD	Stock Option (Right to Buy)	Common Stock (5,000)	$1.08	Sept. 7, 2013	5,000	Disposed
Feb. 13, 2008	ACAD	Stock Option (Right to Buy)	Common Stock (8,000)	$1.08	Sept. 7, 2013	8,000	Disposed
Dec. 7, 2007	ACAD	Stock Option (Right to Buy)	Common Stock (2,000)	$1.08	Sept. 7, 2013	2,000	Disposed
Dec. 6, 2007	ACAD	Stock Option (Right to Buy)	Common Stock (4,000)	$1.08	Sept. 7, 2013	4,000	Disposed
Nov. 15, 2007	ACAD	Stock Option (Right to Buy)	Common Stock (5,000)	$1.08	Sept. 7, 2013	5,000	Disposed
March 9, 2007	ACAD	Stock Option (right to buy)	Common Stock (22,000)	$6.86	March 8, 2017	22,000	Acquired
Aug. 24, 2006	ACAD	Stock Option (Right to Buy)	Common Stock (4,000)	$1.08	Sept. 7, 2013	0	Disposed
March 10, 2006	ACAD	Stock Option (right to buy)	Common Stock (25,000)	$14.83	March 9, 2016	25,000	Acquired
March 11, 2005	ACAD	Stock Option (Right to Buy)	Common Stock (31,000)	$6.95	March 10, 2015	31,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
May 26, 2004	ACAD	Common Stock	50,000	Direct
May 26, 2004	ACAD	Employee Stock Option (Right to Buy)→ Common Stock (17,000)	17,000	Direct
May 26, 2004	ACAD	Employee Stock Option (Right to Buy)→ Common Stock (32,500)	32,500	Direct
May 26, 2004	ACAD	Employee Stock Option (Right to Buy)→ Common Stock (71,990)	71,990	Direct
May 26, 2004	ACAD	Employee Stock Option (Right to Buy)→ Common Stock (20,509)	20,509	Direct
May 26, 2004	ACAD	Employee Stock Option (Right to Buy)→ Common Stock (12,500)	12,500	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

ACAD

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2014	—	—	—	—	—	—	—	—
2012	—	—	—	—	—	—	—	—
2011	$302,418,302,418,302,400	—	—	—	—	—	$130,231,291,012,955	$572,944,594,488,315,392

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.