On this page
Thomas J Fallon
Insider
First SEC filing: Jan. 20, 2017 · Latest: Jan. 20, 2017
Insider at
Insider transactions
4 buys (P)
0 sells (S)
Net: $855,790
Avg return of open purchases vs now: 13.0%
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 26, 2026 | HTGC | P | 7,300 | $14.30 | $104,390 | 157,669 Indirect | +4.85% | Acquired | 17.1% (price as of 2026-10-02) |
| Feb. 27, 2026 | HTGC | P | 20,000 | $14.20 | $284,000 | 150,369 Indirect | +15.34% | Acquired | 17.9% (price as of 2026-10-02) |
| Feb. 24, 2026 | HTGC | P | 10,000 | $14.98 | $149,800 | 130,369 Indirect | +8.31% | Acquired | 11.7% (price as of 2026-10-02) |
| Feb. 17, 2026 | HTGC | P | 20,000 | $15.88 | $317,600 | 120,369 Indirect | +19.93% | Acquired | 5.4% (price as of 2026-10-02) |
| May 8, 2025 | HTGC | P | 5,976 | $17.53 | $104,759 | 98,882 Indirect | +6.43% | Acquired | -4.5% (price as of 2026-10-02) |
| Aug. 6, 2024 | HTGC | D | 1,158 | · | · | 6,789 Direct | -14.57% | Disposed | (price as of 2026-10-02) |
| Aug. 6, 2024 | HTGC | A | 1,158 | · | · | 86,677 Indirect | +1.35% | Acquired | (price as of 2026-10-02) |
| Aug. 6, 2024 | HTGC | P | 5,723 | $18.33 | $104,903 | 92,400 Indirect | +6.60% | Acquired | -8.7% (price as of 2026-10-02) |
| June 20, 2024 | HTGC | A | 3,030 | $19.80 | $59,994 | 8,096 Direct | +59.81% | Acquired | -15.5% (price as of 2026-10-02) |
| June 20, 2024 | HTGC | D | 149 | · | · | 7,947 Direct | -1.84% | Disposed | (price as of 2026-10-02) |
| June 20, 2024 | HTGC | A | 149 | · | · | 85,519 Indirect | +0.17% | Acquired | (price as of 2026-10-02) |
| Nov. 22, 2023 | HTGC | D | 5,800 | · | · | 4,917 Direct | -54.12% | Disposed | (price as of 2026-10-02) |
| Nov. 22, 2023 | HTGC | A | 149 | $15.87 | $2,365 | 5,066 Direct | +3.03% | Acquired | 5.5% (price as of 2026-10-02) |
| Nov. 22, 2023 | HTGC | A | 5,800 | · | · | 85,113 Indirect | +7.31% | Acquired | (price as of 2026-10-02) |
| Sept. 8, 2023 | HTGC | A | 5,656 | $15.90 | $89,930 | 10,717 Direct | +111.76% | Acquired | 5.3% (price as of 2026-10-02) |
| Aug. 25, 2023 | HTGC | D | 1,377 | · | · | 4,917 Direct | -21.88% | Disposed | (price as of 2026-10-02) |
| Aug. 25, 2023 | HTGC | A | 144 | $16.41 | $2,363 | 5,061 Direct | +2.93% | Acquired | 2.0% (price as of 2026-10-02) |
| Aug. 25, 2023 | HTGC | A | 1,377 | · | · | 79,313 Indirect | +1.77% | Acquired | (price as of 2026-10-02) |
| May 23, 2023 | HTGC | D | 186 | · | · | 6,076 Direct | -2.97% | Disposed | (price as of 2026-10-02) |
| May 23, 2023 | HTGC | A | 218 | $13.09 | $2,854 | 6,294 Direct | +3.59% | Acquired | 27.9% (price as of 2026-10-02) |
| May 23, 2023 | HTGC | A | 186 | · | · | 77,936 Indirect | +0.24% | Acquired | (price as of 2026-10-02) |
| March 10, 2023 | HTGC | A | 10,000 | $12.75 | $127,500 | 77,750 Indirect | +14.76% | Acquired | 31.3% (price as of 2026-10-02) |
| March 9, 2023 | HTGC | D | 220 | · | · | 6,075 Direct | -3.49% | Disposed | (price as of 2026-10-02) |
| March 9, 2023 | HTGC | A | 187 | $15.32 | $2,865 | 6,262 Direct | +3.08% | Acquired | 9.3% (price as of 2026-10-02) |
| March 9, 2023 | HTGC | A | 220 | · | · | 67,751 Indirect | +0.33% | Acquired | (price as of 2026-10-02) |
| Nov. 17, 2022 | HTGC | D | 202 | · | · | 6,074 Direct | -3.22% | Disposed | (price as of 2026-10-02) |
| Nov. 17, 2022 | HTGC | A | 220 | $14.06 | $3,093 | 6,295 Direct | +3.62% | Acquired | 19.1% (price as of 2026-10-02) |
| Nov. 17, 2022 | HTGC | A | 202 | · | · | 67,531 Indirect | +0.30% | Acquired | (price as of 2026-10-02) |
| Aug. 16, 2022 | HTGC | D | 5,496 | · | · | 6,074 Direct | -47.50% | Disposed | (price as of 2026-10-02) |
| Aug. 16, 2022 | HTGC | A | 202 | $15.13 | $3,056 | 6,276 Direct | +3.33% | Acquired | 10.6% (price as of 2026-10-02) |
| Aug. 16, 2022 | HTGC | A | 5,496 | · | · | 67,330 Indirect | +8.89% | Acquired | (price as of 2026-10-02) |
| Aug. 1, 2022 | HTGC | D | 230 | · | · | 7,231 Direct | -3.08% | Disposed | (price as of 2026-10-02) |
| Aug. 1, 2022 | HTGC | A | 4,339 | $16.13 | $69,988 | 11,570 Direct | +60.01% | Acquired | 3.8% (price as of 2026-10-02) |
| Aug. 1, 2022 | HTGC | A | 230 | · | · | 61,834 Indirect | +0.37% | Acquired | (price as of 2026-10-02) |
| May 24, 2022 | HTGC | A | 230 | $15.06 | $3,464 | 7,461 Direct | +3.18% | Acquired | 11.2% (price as of 2026-10-02) |
| May 12, 2022 | HTGC | D | 7,231 | · | · | 7,231 Direct | -50.00% | Disposed | (price as of 2026-10-02) |
| May 12, 2022 | HTGC | P | 10,000 | $14.88 | $148,800 | 61,604 Indirect | +19.38% | Acquired | 12.5% (price as of 2026-10-02) |
| March 16, 2022 | HTGC | A | 205 | $16.99 | $3,483 | 58,835 Direct | +0.35% | Acquired | -1.5% (price as of 2026-10-02) |
| Dec. 22, 2021 | HTGC | A | 91 | $17.15 | $1,561 | 58,536 Direct | +0.16% | Acquired | -2.4% (price as of 2026-10-02) |
| Dec. 22, 2021 | HTGC | A | 94 | $17.33 | $1,629 | 58,630 Direct | +0.16% | Acquired | -3.4% (price as of 2026-10-02) |
| Nov. 17, 2021 | HTGC | A | 166 | $17.33 | $2,877 | 58,445 Direct | +0.28% | Acquired | -3.4% (price as of 2026-10-02) |
| Aug. 18, 2021 | HTGC | A | 165 | $16.98 | $2,802 | 58,279 Direct | +0.28% | Acquired | -1.4% (price as of 2026-10-02) |
| Aug. 2, 2021 | HTGC | A | 4,013 | $17.44 | $69,987 | 58,114 Direct | +7.42% | Acquired | -4.0% (price as of 2026-10-02) |
| June 24, 2021 | HTGC | A | 3,472 | $17.28 | $59,996 | 54,101 Direct | +6.86% | Acquired | -3.1% (price as of 2026-10-02) |
| May 19, 2021 | HTGC | A | 92 | $15.98 | $1,470 | 50,629 Direct | +0.18% | Acquired | 4.8% (price as of 2026-10-02) |
| May 3, 2021 | HTGC | M | 10,000 | $16.34 | $163,400 | 59,937 Direct | +20.03% | Acquired | 2.4% (price as of 2026-10-02) |
| May 3, 2021 | HTGC | F | 9,400 | $17.53 | $164,782 | 50,537 Direct | -15.68% | Disposed | -4.5% (price as of 2026-10-02) |
| March 15, 2021 | HTGC | A | 90 | $16.60 | $1,494 | 49,937 Direct | +0.18% | Acquired | 0.8% (price as of 2026-10-02) |
| March 15, 2021 | HTGC | M | 15,000 | $11.44 | $171,600 | 64,937 Direct | +30.04% | Acquired | 46.3% (price as of 2026-10-02) |
| March 15, 2021 | HTGC | S | 15,000 | $16.56 | $248,400 | 49,937 Direct | -23.10% | Disposed | 1.1% (price as of 2026-10-02) |
| Nov. 16, 2020 | HTGC | A | 111 | $11.49 | $1,275 | 49,847 Direct | +0.22% | Acquired | 45.7% (price as of 2026-10-02) |
| Nov. 6, 2020 | HTGC | A | 4,379 | $11.40 | $49,921 | 49,736 Direct | +9.65% | Acquired | 46.8% (price as of 2026-10-02) |
| July 17, 2020 | HTGC | A | 100 | $11.93 | $1,193 | 45,354 Direct | +0.22% | Acquired | 40.3% (price as of 2026-10-02) |
| May 21, 2020 | HTGC | A | 116 | $10.33 | $1,198 | 45,254 Direct | +0.26% | Acquired | 62.1% (price as of 2026-10-02) |
| March 9, 2020 | HTGC | A | 106 | $14.08 | $1,492 | 45,138 Direct | +0.24% | Acquired | 18.9% (price as of 2026-10-02) |
| Nov. 18, 2019 | HTGC | A | 94 | $13.91 | $1,308 | 45,032 Direct | +0.21% | Acquired | 20.3% (price as of 2026-10-02) |
| Sept. 26, 2019 | HTGC | A | 3,759 | $13.30 | $49,995 | 44,938 Direct | +9.13% | Acquired | 25.9% (price as of 2026-10-02) |
| Aug. 19, 2019 | HTGC | A | 117 | $12.74 | $1,491 | 41,179 Direct | +0.28% | Acquired | 31.4% (price as of 2026-10-02) |
| May 20, 2019 | HTGC | A | 107 | $13.13 | $1,405 | 41,062 Direct | +0.26% | Acquired | 27.5% (price as of 2026-10-02) |
| March 11, 2019 | HTGC | A | 96 | $13.47 | $1,293 | 40,955 Direct | +0.23% | Acquired | 24.3% (price as of 2026-10-02) |
| Nov. 19, 2018 | HTGC | A | 234 | $12.28 | $2,874 | 40,859 Direct | +0.58% | Acquired | 36.3% (price as of 2026-10-02) |
| Sept. 17, 2018 | HTGC | A | 3,802 | $13.15 | $49,996 | 40,514 Direct | +10.36% | Acquired | 27.3% (price as of 2026-10-02) |
| Aug. 20, 2018 | HTGC | A | 111 | $13.42 | $1,490 | 40,625 Direct | +0.27% | Acquired | 24.7% (price as of 2026-10-02) |
| July 11, 2018 | HTGC | A | 4,754 | $12.98 | $61,707 | 36,712 Direct | +14.88% | Acquired | 29.0% (price as of 2026-10-02) |
| May 21, 2018 | HTGC | A | 42 | $12.40 | $521 | 31,958 Direct | +0.13% | Acquired | 35.0% (price as of 2026-10-02) |
| March 12, 2018 | HTGC | A | 42 | $12.27 | $515 | 31,916 Direct | +0.13% | Acquired | 36.4% (price as of 2026-10-02) |
| Nov. 20, 2017 | HTGC | A | 38 | $13.44 | $511 | 31,874 Direct | +0.12% | Acquired | 24.6% (price as of 2026-10-02) |
| Aug. 21, 2017 | HTGC | A | 40 | $12.92 | $517 | 31,836 Direct | +0.13% | Acquired | 29.6% (price as of 2026-10-02) |
| Aug. 15, 2017 | HTGC | A | 3,903 | $12.81 | $49,997 | 31,796 Direct | +13.99% | Acquired | 30.7% (price as of 2026-10-02) |
| May 22, 2017 | HTGC | A | 78 | $13.31 | $1,038 | 27,893 Direct | +0.28% | Acquired | 25.8% (price as of 2026-10-02) |
| March 13, 2017 | HTGC | A | 70 | $14.85 | $1,040 | 27,815 Direct | +0.25% | Acquired | 12.7% (price as of 2026-10-02) |
| Sept. 15, 2016 | HTGC | A | 3,720 | $13.44 | $49,997 | 27,408 Direct | +15.70% | Acquired | 24.6% (price as of 2026-10-02) |
| March 14, 2016 | HTGC | A | 179 | $11.51 | $2,060 | 23,688 Direct | +0.76% | Acquired | 45.4% (price as of 2026-10-02) |
| Dec. 31, 2015 | HTGC | A | 2,050 | $12.19 | $24,990 | 22,987 Direct | +9.79% | Acquired | 37.3% (price as of 2026-10-02) |
| Nov. 23, 2015 | HTGC | P | 10,000 | $11.16 | $111,600 | 20,937 Direct | +91.43% | Acquired | 50.0% (price as of 2026-10-02) |
| Sept. 30, 2015 | HTGC | A | 2,472 | $10.11 | $24,992 | 10,937 Direct | +29.20% | Acquired | 65.6% (price as of 2026-10-02) |
| July 7, 2015 | HTGC | A | 15,000 | · | · | 25,000 Direct | +150.00% | Acquired | (price as of 2026-10-02) |
| July 7, 2015 | HTGC | A | 5,000 | $11.44 | $57,200 | 8,465 Direct | +144.30% | Acquired | 46.3% (price as of 2026-10-02) |
| July 8, 2014 | HTGC | A | 10,000 | · | · | 10,000 Direct | · | Acquired | (price as of 2026-10-02) |
| July 8, 2014 | HTGC | A | 3,333 | $16.34 | $54,461 | 3,333 Direct | · | Acquired | 2.4% (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 7, 2015 | HTGC | Stock Option (right to buy) | Common Stock | $11.44 | July 7, 2025 | 15,000 | Acquired |
| July 8, 2014 | HTGC | Stock Option (right to buy) | Common Stock | $16.34 | July 8, 2024 | 10,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).