Thomas M Finke

CIK 1363651 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 8, 2021 · Latest: Feb. 8, 2021

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 96 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

96 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 30, 2023 AENTW P 83,300 $3.00 $249,900 247,164 Direct +50.83% Acquired -90.0% (price as of 2026-08-20)
May 5, 2020 BBDC P 15,000 $7.00 $105,000 25,000 Direct +150.00% Acquired 33.7% (price as of 2026-08-20)
Nov. 20, 2019 BBDC P 8,000 $10.30 $82,400 10,000 Direct +400.00% Acquired -9.1% (price as of 2026-08-20)
Dec. 10, 2018 BBDC P 2,000 $9.92 $19,840 2,000 Direct — Acquired -5.6% (price as of 2026-08-20)

Showing latest 100 of 277 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 10, 2023 AENTW Warrant Class A Common Stock (387,333) — — 387,333 Acquired
Feb. 10, 2023 AENTW Warrant Class A Common Stock (250,000) — — 250,000 Acquired
Feb. 10, 2023 AENTW Warrant Class A Common Stock (4,120,000) — — 4,120,000 Disposed
Feb. 10, 2023 AENTW Warrant Class A Common Stock (4,120,000) — — 4,120,000 Acquired
Feb. 10, 2023 AENTW Class B Common Stock Class A Common Stock (50,000) — — 50,000 Disposed
Feb. 10, 2023 AENTW Class B Common Stock Class A Common Stock (1,200,000) — — 1,200,000 Disposed
Feb. 10, 2023 AENTW Class B Common Stock Class A Common Stock (1,375,000) — — 1,375,000 Disposed
Nov. 5, 2020 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (30) — — 30 Acquired
Oct. 22, 2020 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (30) — — 30 Acquired
Oct. 8, 2020 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (29) — — 29 Acquired
Sept. 24, 2020 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (29) — — 29 Acquired
Sept. 10, 2020 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (28) — — 28 Acquired
Aug. 27, 2020 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (28) — — 28 Acquired
Aug. 13, 2020 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (27) — — 27 Acquired
July 30, 2020 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (27) — — 27 Acquired
July 16, 2020 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (27) — — 27 Acquired
July 2, 2020 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (27) — — 27 Acquired
June 18, 2020 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (27) — — 27 Acquired
June 4, 2020 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (26) — — 26 Acquired
May 21, 2020 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (26) — — 26 Acquired
May 7, 2020 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (30) — — 30 Acquired
April 23, 2020 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (26) — — 26 Acquired
April 9, 2020 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (28) — — 28 Acquired
March 26, 2020 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (28) — — 28 Acquired
March 12, 2020 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (25) — — 25 Acquired
Feb. 27, 2020 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (2,987) — — 2,987 Acquired
Dec. 19, 2019 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (22) — — 22 Acquired
Dec. 5, 2019 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (22) — — 22 Acquired
Nov. 21, 2019 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (21) — — 21 Acquired
Nov. 7, 2019 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (21) — — 21 Acquired
Oct. 24, 2019 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (22) — — 22 Acquired
Oct. 10, 2019 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (22) — — 22 Acquired
Sept. 26, 2019 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (22) — — 22 Acquired
Sept. 12, 2019 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (22) — — 22 Acquired
Aug. 29, 2019 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (22) — — 22 Acquired
Aug. 15, 2019 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (22) — — 22 Acquired
Aug. 1, 2019 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (22) — — 22 Acquired
July 18, 2019 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (23) — — 23 Acquired
July 3, 2019 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (23) — — 23 Acquired
June 20, 2019 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (23) — — 23 Acquired
June 6, 2019 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (23) — — 23 Acquired
May 23, 2019 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (22) — — 22 Acquired
May 9, 2019 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (23) — — 23 Acquired
April 25, 2019 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (23) — — 23 Acquired
April 11, 2019 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (23) — — 23 Acquired
March 28, 2019 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (24) — — 24 Acquired
March 14, 2019 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (22) — — 22 Acquired
Feb. 28, 2019 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (3,573) — — 3,573 Acquired
Dec. 20, 2018 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (24) — — 24 Acquired
Dec. 6, 2018 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (24) — — 24 Acquired
Nov. 21, 2018 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (24) — — 24 Acquired
Nov. 8, 2018 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (24) — — 24 Acquired
Oct. 25, 2018 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (24) — — 24 Acquired
Oct. 11, 2018 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (24) — — 24 Acquired
Sept. 27, 2018 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (24) — — 24 Acquired
Sept. 13, 2018 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (24) — — 24 Acquired
Aug. 30, 2018 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (23) — — 23 Acquired
Aug. 16, 2018 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (23) — — 23 Acquired
Aug. 2, 2018 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (23) — — 23 Acquired
July 19, 2018 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (24) — — 24 Acquired
July 5, 2018 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (24) — — 24 Acquired
June 21, 2018 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (23) — — 23 Acquired
June 7, 2018 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (24) — — 24 Acquired
May 24, 2018 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (23) — — 23 Acquired
May 10, 2018 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (24) — — 24 Acquired
April 26, 2018 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (24) — — 24 Acquired
April 12, 2018 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (23) — — 23 Acquired
March 29, 2018 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (23) — — 23 Acquired
March 15, 2018 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (23) — — 23 Acquired
March 1, 2018 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (3,358) — — 3,358 Acquired
Dec. 21, 2017 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (22) — — 22 Acquired
Dec. 7, 2017 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (22) — — 22 Acquired
Nov. 22, 2017 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (22) — — 22 Acquired
Nov. 9, 2017 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (22) — — 22 Acquired
Oct. 26, 2017 MCI Barings Non-Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (22) — — 22 Acquired
Oct. 12, 2017 MCI Barings Non-Qualified Thrift Plan [F1] Common Shares ("Shares of Beneficial Interest") (22) — — 22 Acquired
Sept. 25, 2017 MCI Babson Capital Non Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (22) — — 22 Acquired
Sept. 14, 2017 MCI Babson Capital Non Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (22) — — 22 Acquired
Aug. 31, 2017 MCI Babson Capital Non Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (22) — — 22 Acquired
Aug. 17, 2017 MCI Babson Capital Non Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (21) — — 21 Acquired
Aug. 3, 2017 MCI Babson Capital Non Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (23) — — 23 Acquired
July 20, 2017 MCI Babson Capital Non Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (23) — — 23 Acquired
July 13, 2017 MCI Babson Capital Non Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (23) — — 23 Acquired
July 6, 2017 MCI Babson Capital Non Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (23) — — 23 Acquired
June 22, 2017 MCI Babson Capital Non Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (23) — — 23 Acquired
June 9, 2017 MCI Babson Capital Non Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (23) — — 23 Acquired
May 25, 2017 MCI Babson Capital Non Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (23) — — 23 Acquired
May 11, 2017 MCI Babson Capital Non Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (23) — — 23 Acquired
April 13, 2017 MCI Babson Capital Non Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (22) — — 22 Acquired
March 30, 2017 MCI Babson Capital Non Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (23) — — 23 Acquired
March 16, 2017 MCI Babson Capital Non Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (23) — — 23 Acquired
March 2, 2017 MCI Babson Capital Non Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (4,154) — — 4,154 Acquired
March 2, 2017 MCI Babson Capital Non Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (34) — — 34 Acquired
Dec. 22, 2016 MCI Babson Capital Non Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (23) — — 23 Acquired
Dec. 8, 2016 MCI Babson Capital Non Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (22) — — 22 Acquired
Nov. 25, 2016 MCI Babson Capital Non Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (21) — — 21 Acquired
Nov. 11, 2016 MCI Babson Capital Non Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (21) — — 21 Acquired
Nov. 7, 2016 MCI MassMutual Non-Qualified Thrift Plan [F2] Common Shares ("Shares of Beneficial Interest") (127) — — 127 Acquired
Nov. 7, 2016 MCI Babson Capital Non Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (365) — — 365 Acquired
Oct. 27, 2016 MCI Babson Capital Non Qualified Thrift Plan Common Shares ("Shares of Beneficial Interest") (20) — — 20 Acquired

Showing latest 100 of 239 transactions

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 8, 2021 AENTW Class B Common Stock→ Class A Common Stock (50,000) 50,000 Direct
Dec. 1, 2020 IVZ Common Shares 0 Direct
Oct. 25, 2012 BGH Common Shares 10,000 Direct
Feb. 5, 2007 TCPC Common Shares 0 Direct