Thomas R Baruch

CIK 1005563 · View on SEC EDGAR ↗

Insider

First SEC filing: March 30, 2018 · Latest: March 30, 2018

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 26 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

26 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 26, 2018 CDXS S 10b5-1 12,500 $14.38 $179,750 153,093 Direct -7.55% Disposed -88.8% (price as of 2026-08-20)
June 25, 2018 CDXS S 10b5-1 12,500 $15.48 $193,500 165,593 Direct -7.02% Disposed -89.6% (price as of 2026-08-20)
March 29, 2018 CDXS S 10b5-1 12,500 $11.06 $138,250 172,170 Direct -6.77% Disposed -85.4% (price as of 2026-08-20)
March 28, 2018 CDXS S 10b5-1 12,500 $11.05 $138,125 184,670 Direct -6.34% Disposed -85.4% (price as of 2026-08-20)
Aug. 27, 2010 CDXS P 2,500 $7.55 $18,875 2,500 Direct — Acquired -78.6% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 6, 2012 CDXS Stock Option (Right to Buy) Common Stock (20,000) $3.62 June 5, 2022 20,000 Acquired
April 27, 2010 CDXS Warrant to Purchase Common Stock Common Stock — May 25, 2013 86,718 Acquired
April 27, 2010 CDXS Warrant to Purchase Series D Preferred Stock Series D Preferred Stock — May 25, 2013 86,718 Disposed
April 27, 2010 CDXS Warrant to Purchase Common Stock Common Stock — May 25, 2013 5,730 Acquired
April 27, 2010 CDXS Warrant to Purchase Series D Preferred Stock Series D Preferred Stock — May 25, 2013 5,730 Disposed
April 27, 2010 CDXS Series E Preferred Stock Common Stock — — 371,043 Disposed
April 27, 2010 CDXS Series D Preferred Stock Common Stock — — 950,638 Disposed
April 27, 2010 CDXS Series B Preferred Stock Common Stock — — 1,418,477 Disposed
April 27, 2010 CDXS Series E Preferred Stock Common Stock — — 24,525 Disposed
April 27, 2010 CDXS Series D Preferred Stock Common Stock — — 62,815 Disposed
April 27, 2010 CDXS Series B Preferred Stock Common Stock — — 93,727 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).