Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 28 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

28 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
June 12, 2020 CDXS S 10b5-1 4,947 $10.61 $52,488 33,093 Direct -13.00% Disposed -87.4% (price as of 2026-10-05)
April 2, 2020 CDXS S 10b5-1 7,500 $10.52 $78,900 38,040 Direct -16.47% Disposed -87.3% (price as of 2026-10-05)
April 1, 2020 CDXS S 10b5-1 7,500 $10.88 $81,600 45,540 Direct -14.14% Disposed -87.7% (price as of 2026-10-05)
Jan. 16, 2020 CDXS S 10b5-1 10,000 $18.61 $186,100 53,040 Direct -15.86% Disposed -92.8% (price as of 2026-10-05)
Jan. 15, 2020 CDXS S 10b5-1 10,000 $18.68 $186,800 63,040 Direct -13.69% Disposed -92.8% (price as of 2026-10-05)
Dec. 11, 2019 CDXS S 10b5-1 17,500 $15.59 $272,825 73,040 Direct -19.33% Disposed -91.4% (price as of 2026-10-05)
Dec. 10, 2019 CDXS S 10b5-1 17,500 $15.61 $273,175 90,540 Direct -16.20% Disposed -91.4% (price as of 2026-10-05)
Dec. 28, 2018 CDXS S 10b5-1 12,500 $15.98 $199,750 103,093 Direct -10.81% Disposed -91.6% (price as of 2026-10-05)
Dec. 27, 2018 CDXS S 10b5-1 12,500 $16.09 $201,125 115,593 Direct -9.76% Disposed -91.7% (price as of 2026-10-05)
Sept. 27, 2018 CDXS S 10b5-1 8,600 $17.78 $152,908 131,993 Direct -6.12% Disposed -92.5% (price as of 2026-10-05)
Sept. 27, 2018 CDXS S 10b5-1 3,900 $18.72 $73,008 128,093 Direct -2.95% Disposed -92.8% (price as of 2026-10-05)
Sept. 26, 2018 CDXS S 10b5-1 12,500 $19.00 $237,500 140,593 Direct -8.16% Disposed -92.9% (price as of 2026-10-05)
June 26, 2018 CDXS S 10b5-1 12,500 $14.38 $179,750 153,093 Direct -7.55% Disposed -90.7% (price as of 2026-10-05)
June 25, 2018 CDXS S 10b5-1 12,500 $15.48 $193,500 165,593 Direct -7.02% Disposed -91.3% (price as of 2026-10-05)
March 29, 2018 CDXS S 10b5-1 12,500 $11.06 $138,250 172,170 Direct -6.77% Disposed -87.9% (price as of 2026-10-05)
March 28, 2018 CDXS S 10b5-1 12,500 $11.05 $138,125 184,670 Direct -6.34% Disposed -87.9% (price as of 2026-10-05)
Aug. 27, 2010 CDXS P 2,500 $7.55 $18,875 2,500 Direct · Acquired -82.3% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
June 6, 2012 CDXS Stock Option (Right to Buy) Common Stock (20,000) $3.62 June 5, 2022 20,000 Acquired
June 8, 2011 CDXS Stock Option (right to buy) Common Stock (20,000) $10.51 June 7, 2021 20,000 Acquired
April 27, 2010 CDXS Warrant to Purchase Common Stock Common Stock · May 25, 2013 86,718 Acquired
April 27, 2010 CDXS Warrant to Purchase Series D Preferred Stock Series D Preferred Stock · May 25, 2013 86,718 Disposed
April 27, 2010 CDXS Warrant to Purchase Common Stock Common Stock · May 25, 2013 5,730 Acquired
April 27, 2010 CDXS Warrant to Purchase Series D Preferred Stock Series D Preferred Stock · May 25, 2013 5,730 Disposed
April 27, 2010 CDXS Series E Preferred Stock Common Stock · · 371,043 Disposed
April 27, 2010 CDXS Series D Preferred Stock Common Stock · · 950,638 Disposed
April 27, 2010 CDXS Series B Preferred Stock Common Stock · · 1,418,477 Disposed
April 27, 2010 CDXS Series E Preferred Stock Common Stock · · 24,525 Disposed
April 27, 2010 CDXS Series D Preferred Stock Common Stock · · 62,815 Disposed
April 27, 2010 CDXS Series B Preferred Stock Common Stock · · 93,727 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).