Tom C Davis
CIK 1179317 · View on SEC EDGAR ↗
Insider
First SEC filing: Dec. 4, 2012 · Latest: Dec. 4, 2012
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 15 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
15 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 15, 2014 | WHFCL | P | 4,000 | $11.68 | $46,720 | 8,000 Direct | +100.00% | Acquired | 116.9% (price as of 2026-08-19) |
| May 20, 2014 | WHFCL | P | 4,000 | $13.83 | $55,320 | 4,000 Direct | — | Acquired | 83.2% (price as of 2026-08-19) |
| Aug. 21, 2012 | WHG | S | 1,100 | $36.89 | $40,579 | 2,500 Direct | -30.56% | Disposed | -46.5% (price as of 2026-08-19) |
| Aug. 20, 2012 | WHG | S | 900 | $36.95 | $33,255 | 3,600 Direct | -20.00% | Disposed | -46.6% (price as of 2026-08-19) |
| April 26, 2011 | WHG | S | 3,000 | $37.73 | $113,190 | 3,000 Direct | -50.00% | Disposed | -47.7% (price as of 2026-08-19) |
| Aug. 4, 2009 | WHG | S | 2,000 | $38.77 | $77,540 | 3,000 Direct | -40.00% | Disposed | -49.1% (price as of 2026-08-19) |
| Feb. 11, 2009 | WHG | S | 6,500 | $36.90 | $239,850 | 3,500 Direct | -65.00% | Disposed | -46.5% (price as of 2026-08-19) |
| Aug. 11, 2008 | WHG | S | 4,000 | $46.98 | $187,920 | 10,000 Direct | -28.57% | Disposed | -58.0% (price as of 2026-08-19) |
| Aug. 8, 2008 | WHG | S | 6,000 | $46.76 | $280,560 | 14,000 Direct | -30.00% | Disposed | -57.8% (price as of 2026-08-19) |
| Aug. 9, 2006 | WHG | P | 10,000 | $19.20 | $192,000 | 17,000 Direct | +142.86% | Acquired | 2.8% (price as of 2026-08-19) |
| Aug. 9, 2006 | WHG | P | 10,000 | $19.20 | $192,000 | 19,500 Direct | +105.26% | Acquired | 2.8% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 6, 2015 | ATEC | NQ Stock Option | Common Stock (4,874) | $1.31 | May 6, 2025 | 4,874 | Acquired |
| Feb. 25, 2015 | ATEC | NQ Stock Option | Common Stock (40,816) | $1.35 | Feb. 25, 2025 | 40,816 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.