Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 57 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

57 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Nov. 30, 2021 SOFI S 16,800 $18.50 $310,800 709,258 Indirect -2.31% Disposed -14.8% (price as of 2026-10-02)
Nov. 29, 2021 SOFI S 103,462 $18.52 $1,916,116 726,058 Indirect -12.47% Disposed -14.8% (price as of 2026-10-02)
Jan. 19, 2021 LMND S 100,000 $159.43 $15,943,000 15,000 Direct -86.96% Disposed -70.8% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
July 14, 2026 SOFI Restricted Stock Unit Common Stock (13,993) · · 13,993 Acquired
June 9, 2026 SOFI Restricted Stock Unit Common Stock (18,388) · · 18,388 Disposed
Dec. 1, 2025 SOFI Prepaid Forward Contract Common Stock (664,938) · · 664,938 Acquired
June 10, 2025 SOFI Restricted Stock Unit Common Stock (18,388) · · 18,388 Acquired
Aug. 14, 2023 SOFI Restricted Stock Unit Common Stock (26,249) · · 26,249 Acquired
June 14, 2023 SOFI Restricted Stock Unit Common Stock (35,974) · · 35,974 Disposed
Aug. 15, 2022 SOFI Restricted Stock Unit Common Stock (35,974) · · 35,974 Acquired
June 29, 2022 SOFI Common Stock Common Stock (31,122) · · 31,122 Disposed
June 14, 2022 SOFI Common Stock Common Stock (42,584) · · 42,584 Disposed
Nov. 22, 2021 SOFI Stock Options (right to buy) Common Stock (348,560) $0.02 Feb. 27, 2022 348,560 Disposed
Sept. 1, 2021 SOFI Restricted Stock Unit Common Stock (42,584) · · 42,584 Acquired
Aug. 23, 2021 SOFI Restricted Stock Unit Common Stock (11,669) · · 11,669 Disposed
May 28, 2021 SOFI Stock Options (right to buy) Common Stock (37,081) $6.95 June 29, 2030 37,081 Acquired
May 28, 2021 SOFI Restricted Stock Unit Common Stock (31,122) · · 31,122 Acquired
May 28, 2021 SOFI Restricted Stock Unit Common Stock (11,669) · · 11,669 Acquired
May 28, 2021 SOFI Stock Options (right to buy) Common Stock (174,280) $2.78 Dec. 30, 2026 174,280 Acquired
May 28, 2021 SOFI Stock Options (right to buy) Common Stock (348,560) $0.02 Feb. 28, 2022 348,560 Acquired
Jan. 23, 2006 86104 Phantom Stock Units Common Stock (5) · · 5 Acquired
Oct. 24, 2005 86104 Phantom Stock Units Common Stock (5) · · 5 Acquired
July 25, 2005 86104 Phantom Stock Units Common Stock (5) · · 5 Acquired
May 4, 2005 86104 Restricted Stock Rights [F1] Common Stock (2,500) · · 2,500 Acquired
April 25, 2005 86104 Phantom Stock Units Common Stock (0) · · 0 Acquired
April 25, 2005 86104 Phantom Stock Units Common Stock (5) · · 5 Acquired
Jan. 24, 2005 86104 Phantom Stock Common Stock (5) · · 5 Acquired
Oct. 25, 2004 86104 Phantom Stock Common Stock · · 6 Acquired
Oct. 25, 2004 86104 Phantom Stock Common Stock (13) · · 13 Acquired
Oct. 25, 2004 86104 Phantom Stock Common Stock (3) · · 3 Acquired
Oct. 25, 2004 86104 Phantom Stock Common Stock (58) · · 58 Acquired
July 26, 2004 86104 Phantom Stock Common Stock (5) · · 5 Acquired
July 26, 2004 86104 Phantom Stock Common Stock (2) · · 2 Acquired
July 26, 2004 86104 Phantom Stock Common Stock (38) · · 38 Acquired
May 5, 2004 86104 Phantom Stock Common Stock (411) · · 411 Acquired
May 5, 2004 86104 Restricted Stock Rights [F3] Common Stock (2,500) · · 2,500 Acquired
April 26, 2004 86104 Phantom Stock Common Stock (0) · · 0 Acquired
April 26, 2004 86104 Phantom Stock Common Stock (68) · · 68 Acquired
Jan. 26, 2004 86104 Phantom Stock Common Stock (103) · · 103 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Feb. 10, 2006 WTM Common Shares 0 Direct