Tracy Calder
Insider
First SEC filing: Feb. 1, 2016 · Latest: Feb. 1, 2016
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 25, 2019 | LPLA | M | 13,181 | $19.85 | $261,643 | 21,270 Direct | +162.95% | Acquired | 1494.2% (price as of 2026-10-02) |
| Nov. 25, 2019 | LPLA | S | 13,181 | $91.60 | $1,207,380 | 8,089 Direct | -61.97% | Disposed | 245.5% (price as of 2026-10-02) |
| Nov. 25, 2019 | LPLA | M | 13,181 | · | · | 5,939 Direct | -68.94% | Disposed | (price as of 2026-10-02) |
| Nov. 22, 2019 | LPLA | G | 1,514 | · | · | 8,089 Direct | -15.77% | Disposed | (price as of 2026-10-02) |
| May 8, 2019 | LPLA | S | 500 | $84.25 | $42,125 | 9,589 Direct | -4.96% | Disposed | 275.6% (price as of 2026-10-02) |
| March 13, 2019 | LPLA | F | 373 | $74.22 | $27,684 | 10,089 Direct | -3.57% | Disposed | 326.4% (price as of 2026-10-02) |
| Feb. 26, 2019 | LPLA | S | 10,747 | $77.34 | $831,173 | 10,462 Direct | -50.67% | Disposed | 309.2% (price as of 2026-10-02) |
| Feb. 25, 2019 | LPLA | F | 422 | $77.53 | $32,718 | 19,643 Direct | -2.10% | Disposed | 308.2% (price as of 2026-10-02) |
| Feb. 25, 2019 | LPLA | A | 1,566 | · | · | 21,209 Direct | +7.97% | Acquired | (price as of 2026-10-02) |
| Feb. 25, 2019 | LPLA | A | 4,700 | · | · | 4,700 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 23, 2019 | LPLA | F | 191 | $77.04 | $14,715 | 20,065 Direct | -0.94% | Disposed | 310.7% (price as of 2026-10-02) |
| May 7, 2018 | LPLA | S | 7,388 | $64.54 | $476,822 | 20,256 Direct | -26.73% | Disposed | 390.3% (price as of 2026-10-02) |
| March 13, 2018 | LPLA | F | 253 | $64.99 | $16,442 | 27,644 Direct | -0.91% | Disposed | 386.9% (price as of 2026-10-02) |
| Feb. 25, 2018 | LPLA | F | 3,778 | $65.50 | $247,459 | 27,897 Direct | -11.93% | Disposed | 383.1% (price as of 2026-10-02) |
| Feb. 23, 2018 | LPLA | A | 1,563 | · | · | 31,675 Direct | +5.19% | Acquired | (price as of 2026-10-02) |
| Feb. 23, 2018 | LPLA | A | 4,837 | · | · | 4,837 Direct | · | Acquired | (price as of 2026-10-02) |
| March 13, 2017 | LPLA | M | 9,561 | $19.85 | $189,786 | 34,165 Direct | +38.86% | Acquired | 1494.2% (price as of 2026-10-02) |
| March 13, 2017 | LPLA | S | 6,465 | $39.31 | $254,139 | 27,700 Direct | -18.92% | Disposed | 705.0% (price as of 2026-10-02) |
| March 13, 2017 | LPLA | A | 2,412 | · | · | 30,112 Direct | +8.71% | Acquired | (price as of 2026-10-02) |
| March 13, 2017 | LPLA | M | 9,561 | · | · | 19,120 Direct | -33.34% | Disposed | (price as of 2026-10-02) |
| March 13, 2017 | LPLA | A | 8,443 | · | · | 8,443 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 27, 2017 | LPLA | S | 10,747 | $39.05 | $419,670 | 24,604 Direct | -30.40% | Disposed | 710.3% (price as of 2026-10-02) |
| Feb. 25, 2017 | LPLA | F | 403 | $39.13 | $15,769 | 35,351 Direct | -1.13% | Disposed | 708.7% (price as of 2026-10-02) |
| Feb. 25, 2016 | LPLA | A | 35,754 | · | · | 35,754 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 25, 2016 | LPLA | A | 28,681 | · | · | 28,681 Direct | · | Acquired | (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 25, 2019 | LPLA | Option to purchase Common Stock | Common Stock | $19.85 | Feb. 25, 2026 | 13,181 | Disposed |
| Feb. 25, 2019 | LPLA | Option to purchase Common Stock | Common Stock | $77.53 | Feb. 25, 2029 | 4,700 | Acquired |
| Feb. 23, 2018 | LPLA | Option to purchase Common Stock | Common Stock | $65.50 | Feb. 23, 2028 | 4,837 | Acquired |
| March 13, 2017 | LPLA | Option to purchase Common Stock | Common Stock | $19.85 | Feb. 25, 2026 | 9,561 | Disposed |
| March 13, 2017 | LPLA | Option to purchase Common Stock | Common Stock | $39.48 | March 13, 2027 | 8,443 | Acquired |
| Feb. 25, 2016 | LPLA | Option to purchase Common Stock | Common Stock | $19.85 | Feb. 25, 2026 | 28,681 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Feb. 1, 2016 | LPLA | No securities are beneficially owned | 0 | Direct |