Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 7 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

7 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Dec. 20, 2021 BAFN P 89 $24.40 $2,172 31,242 Indirect +0.29% Acquired -70.2% (price as of 2026-10-06)
June 15, 2016 HRTG P 2,000 $12.38 $24,760 40,250 Direct +5.23% Acquired 176.0% (price as of 2026-10-06)
Dec. 23, 2015 HRTG S 900 · · 297,282 Indirect -0.30% Disposed (price as of 2026-10-06)
Dec. 23, 2015 HRTG S 900 · · 298,182 Indirect -0.30% Disposed (price as of 2026-10-06)
July 6, 2015 HRTG S 10b5-1 9,523 $25.00 $238,075 299,082 Indirect -3.09% Disposed 36.7% (price as of 2026-10-06)
July 1, 2015 HRTG S 10b5-1 104,551 $23.90 $2,498,769 308,605 Indirect -25.31% Disposed 43.0% (price as of 2026-10-06)
June 30, 2015 HRTG S 10b5-1 4,200 $23.00 $96,600 413,156 Indirect -1.01% Disposed 48.6% (price as of 2026-10-06)
June 29, 2015 HRTG S 10b5-1 11,249 $23.02 $258,952 417,356 Indirect -2.62% Disposed 48.4% (price as of 2026-10-06)
May 29, 2015 HRTG S 6,600 $20.97 $138,402 428,605 Indirect -1.52% Disposed 62.9% (price as of 2026-10-06)
May 27, 2015 HRTG S 8,000 $20.78 $166,240 435,205 Indirect -1.81% Disposed 64.4% (price as of 2026-10-06)
May 26, 2015 HRTG S 10,000 $20.60 $206,000 443,205 Indirect -2.21% Disposed 65.9% (price as of 2026-10-06)
May 22, 2015 HRTG S 5,400 $20.65 $111,510 453,205 Indirect -1.18% Disposed 65.5% (price as of 2026-10-06)
May 21, 2015 HRTG S 10,000 $20.73 $207,300 458,605 Indirect -2.13% Disposed 64.8% (price as of 2026-10-06)
May 20, 2015 HRTG S 10,000 $20.78 $207,800 468,605 Indirect -2.09% Disposed 64.4% (price as of 2026-10-06)
March 25, 2015 HRTG S 10,000 $22.35 $223,500 478,605 Indirect -2.05% Disposed 52.9% (price as of 2026-10-06)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
March 4, 2022 BAFN Option (Right to Buy) Common Stock (1,300) $14.67 March 15, 2029 1,300 Disposed
March 4, 2022 BAFN Option (Right to Buy) Common Stock (1,300) $15.67 Jan. 15, 2030 1,300 Disposed
March 4, 2022 BAFN Option (Right to Buy) Common Stock (2,500) $14.67 Jan. 14, 2031 2,500 Disposed
Sept. 24, 2014 HRTG Stock Option (Right to Buy) Common Stock (10,000) $14.02 Sept. 24, 2017 10,000 Acquired
Aug. 15, 2014 HRTG Stock Option (Right to Buy) Common Stock (10,000) $14.87 Aug. 15, 2024 10,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 8 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Nov. 15, 2021 BAFN Common Stock 31,153 Indirect
Nov. 15, 2021 BAFN Option (Right to Buy)→ Common Stock (3,900) 3,900 Direct
Nov. 15, 2021 BAFN Series B Convertible Preferred Stock→ Common Stock · Indirect
Nov. 15, 2021 BAFN Option (Right to Buy)→ Common Stock (5,400) 5,400 Direct
Nov. 15, 2021 BAFN Option (Right to Buy)→ Common Stock (3,900) 3,900 Direct
Nov. 15, 2021 BAFN Option (Right to Buy)→ Common Stock (3,750) 3,750 Direct
May 22, 2014 HRTG Common Stock 38,250 Direct
May 22, 2014 HRTG Common Stock 488,605 Indirect