Uday Garg
CIK 1641250 · View on SEC EDGAR ↗
First SEC filing: May 14, 2015 · Latest: May 14, 2015
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 20, 2015 | RKDA | P | 375,000 | $8.00 | $3,000,000 | 375,000 Indirect | — | Acquired | -100.0% (price as of 2026-08-20) |
| May 20, 2015 | RKDA | P | 375,000 | $8.00 | $3,000,000 | 375,000 Indirect | — | Acquired | -100.0% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 7, 2017 | RKDA | Stock Option (right to buy) | Common Stock (60,350) | $0.73 | June 7, 2027 | 60,350 | Acquired |
| Aug. 18, 2016 | RKDA | Stock Option (right to buy) | Common Stock (18,112) | $2.14 | Aug. 17, 2026 | 18,112 | Acquired |
| May 20, 2015 | RKDA | Series D Convertible Preferred Stock | Common Stock (8,705,808) | — | — | 8,918,750 | Disposed |
| May 20, 2015 | RKDA | Series D Convertible Preferred Stock | Common Stock (8,705,808) | — | — | 8,918,750 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 5 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| May 14, 2015 | RKDA | Common Stock | 0 | Direct |
| May 14, 2015 | RKDA | Series D Convertible Preferred Stock→ Common Stock (8,918,750) | 8,918,750 | Indirect |
| May 14, 2015 | RKDA | Warrant (right to buy)→ Common Stock (668,906) | 668,906 | Indirect |
| May 14, 2015 | RKDA | Warrant (right to buy)→ Common Stock (408,776) | 408,776 | Indirect |
| May 14, 2015 | RKDA | Warrant (right to buy)→ Common Stock (37,161) | 37,161 | Indirect |