Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 6 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

6 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
May 20, 2015 RKDA P 375,000 $8.00 $3,000,000 375,000 Indirect · Acquired -100.0% (price as of 2026-10-05)
May 20, 2015 RKDA P 375,000 $8.00 $3,000,000 375,000 Indirect · Acquired -100.0% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
June 7, 2017 RKDA Stock Option (right to buy) Common Stock (60,350) $0.73 June 7, 2027 60,350 Acquired
Aug. 18, 2016 RKDA Stock Option (right to buy) Common Stock (18,112) $2.14 Aug. 17, 2026 18,112 Acquired
May 20, 2015 RKDA Series D Convertible Preferred Stock Common Stock (8,705,808) · · 8,918,750 Disposed
May 20, 2015 RKDA Series D Convertible Preferred Stock Common Stock (8,705,808) · · 8,918,750 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
May 14, 2015 RKDA Common Stock 0 Direct
May 14, 2015 RKDA Series D Convertible Preferred Stock→ Common Stock (8,918,750) 8,918,750 Indirect
May 14, 2015 RKDA Warrant (right to buy)→ Common Stock (668,906) 668,906 Indirect
May 14, 2015 RKDA Warrant (right to buy)→ Common Stock (408,776) 408,776 Indirect
May 14, 2015 RKDA Warrant (right to buy)→ Common Stock (37,161) 37,161 Indirect