Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 100 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 6, 2019 DE A 1,002 · · 24,486 Direct +4.27% Acquired (price as of 2026-10-05)
May 8, 2018 MMM A 5 · · 41,616 Indirect +0.01% Acquired (price as of 2026-10-05)
May 8, 2018 MMM A 338 · · 41,954 Indirect +0.81% Acquired (price as of 2026-10-05)
March 7, 2018 DE A 925 · · 23,484 Direct +4.10% Acquired (price as of 2026-10-05)
Feb. 6, 2018 MMM A 138 · · 41,611 Indirect +0.33% Acquired (price as of 2026-10-05)
Nov. 14, 2017 MMM A 155 · · 41,261 Indirect +0.38% Acquired (price as of 2026-10-05)
Aug. 15, 2017 MMM A 156 · · 40,873 Indirect +0.38% Acquired (price as of 2026-10-05)
May 9, 2017 MMM A 1,032 · · 40,481 Indirect +2.62% Acquired (price as of 2026-10-05)
May 9, 2017 MMM A 7 · · 39,449 Indirect +0.02% Acquired (price as of 2026-10-05)
March 1, 2017 DE A 1,303 · · 22,559 Direct +6.13% Acquired (price as of 2026-10-05)
Feb. 7, 2017 MMM A 175 · · 39,185 Indirect +0.45% Acquired (price as of 2026-10-05)
Dec. 30, 2016 DE A 388 $103.04 $39,980 26,130 Direct +1.51% Acquired 562.1% (price as of 2026-10-05)
Nov. 8, 2016 MMM A 185 · · 38,765 Indirect +0.48% Acquired (price as of 2026-10-05)
Sept. 30, 2016 DE A 469 $85.35 $40,029 25,568 Direct +1.87% Acquired 699.3% (price as of 2026-10-05)
Aug. 9, 2016 MMM A 200 · · 38,345 Indirect +0.52% Acquired (price as of 2026-10-05)
June 30, 2016 DE A 494 $81.04 $40,034 24,907 Direct +2.02% Acquired 741.8% (price as of 2026-10-05)
May 10, 2016 MMM A 1,170 · · 37,905 Indirect +3.18% Acquired (price as of 2026-10-05)
May 10, 2016 MMM A 8 · · 36,735 Indirect +0.02% Acquired (price as of 2026-10-05)
May 3, 2016 AMGN A 1,279 · · 43,041 Direct +3.06% Acquired (price as of 2026-10-05)
March 31, 2016 DE A 498 $76.99 $38,341 24,241 Direct +2.10% Acquired 786.1% (price as of 2026-10-05)
March 9, 2016 AMGN M 5,000 · · 0 Direct -100.00% Disposed (price as of 2026-10-05)
March 9, 2016 AMGN F 1,744 $144.63 $252,235 41,703 Direct -4.01% Disposed 178.6% (price as of 2026-10-05)
March 9, 2016 AMGN M 5,000 $50.44 $252,200 43,447 Direct +13.00% Acquired 698.9% (price as of 2026-10-05)
March 2, 2016 DE A 1,479 · · 21,256 Direct +7.48% Acquired (price as of 2026-10-05)
Feb. 2, 2016 MMM A 224 · · 36,465 Indirect +0.62% Acquired (price as of 2026-10-05)
Dec. 31, 2015 DE A 459 $76.27 $35,008 23,559 Direct +1.99% Acquired 794.5% (price as of 2026-10-05)
Nov. 10, 2015 MMM A 238 · · 36,007 Indirect +0.67% Acquired (price as of 2026-10-05)
Sept. 30, 2015 DE A 473 $74.00 $35,002 22,928 Direct +2.11% Acquired 821.9% (price as of 2026-10-05)
Aug. 11, 2015 MMM A 219 · · 35,523 Indirect +0.62% Acquired (price as of 2026-10-05)
June 30, 2015 DE A 361 $97.05 $35,035 22,312 Direct +1.64% Acquired 602.9% (price as of 2026-10-05)
May 12, 2015 MMM A 1,175 · · 34,885 Indirect +3.49% Acquired (price as of 2026-10-05)
April 24, 2015 AMGN A 1,191 · · 38,319 Direct +3.21% Acquired (price as of 2026-10-05)
March 31, 2015 DE A 399 $87.69 $34,988 21,808 Direct +1.86% Acquired 678.0% (price as of 2026-10-05)
March 4, 2015 DE A 1,325 · · 19,777 Direct +7.18% Acquired (price as of 2026-10-05)
Feb. 6, 2015 AMGN M 5,000 · · 0 Direct -100.00% Disposed (price as of 2026-10-05)
Feb. 6, 2015 AMGN F 1,374 $153.36 $210,717 37,086 Direct -3.57% Disposed 162.8% (price as of 2026-10-05)
Feb. 6, 2015 AMGN M 5,000 $42.13 $210,650 38,460 Direct +14.94% Acquired 856.5% (price as of 2026-10-05)
Feb. 3, 2015 MMM A 205 · · 33,710 Indirect +0.61% Acquired (price as of 2026-10-05)
Dec. 31, 2014 DE A 396 $88.47 $35,034 21,262 Direct +1.90% Acquired 671.1% (price as of 2026-10-05)
Nov. 11, 2014 MMM A 238 · · 33,326 Indirect +0.72% Acquired (price as of 2026-10-05)
Sept. 30, 2014 DE A 427 $81.99 $35,010 20,720 Direct +2.10% Acquired 732.1% (price as of 2026-10-05)
Sept. 5, 2014 AMGN M 20,000 · · 0 Direct -100.00% Disposed (price as of 2026-10-05)
Sept. 5, 2014 AMGN F 8,230 $138.01 $1,135,822 33,393 Direct -19.77% Disposed 192.0% (price as of 2026-10-05)
Sept. 5, 2014 AMGN M 20,000 $56.79 $1,135,800 41,623 Direct +92.49% Acquired 609.6% (price as of 2026-10-05)
Aug. 12, 2014 MMM A 236 · · 32,704 Indirect +0.73% Acquired (price as of 2026-10-05)
June 30, 2014 DE A 387 $90.55 $35,043 20,151 Direct +1.96% Acquired 653.4% (price as of 2026-10-05)
May 13, 2014 MMM A 1,359 · · 32,468 Indirect +4.37% Acquired (price as of 2026-10-05)
April 25, 2014 AMGN A 1,795 · · 21,580 Direct +9.07% Acquired (price as of 2026-10-05)
March 31, 2014 DE A 385 $90.80 $34,958 19,657 Direct +2.00% Acquired 651.3% (price as of 2026-10-05)
March 5, 2014 DE A 1,386 · · 18,452 Direct +8.12% Acquired (price as of 2026-10-05)
Feb. 4, 2014 MMM A 250 · · 30,906 Indirect +0.82% Acquired (price as of 2026-10-05)
Dec. 31, 2013 DE A 328 $91.33 $29,956 19,156 Direct +1.74% Acquired 647.0% (price as of 2026-10-05)
Nov. 11, 2013 MMM A 293 $119.41 $34,987 30,508 Indirect +0.97% Acquired 63.4% (price as of 2026-10-05)
Sept. 30, 2013 DE A 369 $81.39 $30,033 18,711 Direct +2.01% Acquired 738.2% (price as of 2026-10-05)
Aug. 13, 2013 MMM A 320 $109.35 $34,992 30,052 Indirect +1.08% Acquired 78.5% (price as of 2026-10-05)
June 30, 2013 DE A 369 $81.25 $29,981 18,230 Direct +2.07% Acquired 739.6% (price as of 2026-10-05)
May 14, 2013 MMM A 1,646 $106.31 $174,986 29,571 Indirect +5.89% Acquired 83.6% (price as of 2026-10-05)
May 14, 2013 MMM A 13 $92.85 $1,207 27,925 Indirect +0.05% Acquired 110.2% (price as of 2026-10-05)
April 26, 2013 AMGN A 1,845 · · 19,637 Direct +10.37% Acquired (price as of 2026-10-05)
March 28, 2013 DE A 349 $85.98 $30,007 17,758 Direct +2.00% Acquired 693.4% (price as of 2026-10-05)
March 6, 2013 DE A 1,333 · · 17,066 Direct +8.47% Acquired (price as of 2026-10-05)
Feb. 5, 2013 MMM A 363 $92.85 $33,705 27,742 Indirect +1.33% Acquired 110.2% (price as of 2026-10-05)
Dec. 31, 2012 DE A 347 $86.42 $29,988 17,324 Direct +2.04% Acquired 689.4% (price as of 2026-10-05)
Nov. 12, 2012 MMM A 396 $92.42 $36,598 27,199 Indirect +1.48% Acquired 111.2% (price as of 2026-10-05)
Sept. 30, 2012 DE A 364 $82.49 $30,026 16,888 Direct +2.20% Acquired 727.0% (price as of 2026-10-05)
Aug. 14, 2012 MMM A 446 $89.60 $39,962 26,638 Indirect +1.70% Acquired 117.8% (price as of 2026-10-05)
June 30, 2012 DE A 371 $80.87 $30,003 16,427 Direct +2.31% Acquired 743.6% (price as of 2026-10-05)
May 8, 2012 MMM A 1,906 $89.21 $170,034 26,029 Indirect +7.90% Acquired 118.8% (price as of 2026-10-05)
April 27, 2012 AMGN A 1,395 · · 17,676 Direct +8.57% Acquired (price as of 2026-10-05)
April 27, 2012 AMGN A 5,000 $71.64 $358,200 5,000 Direct · Acquired 462.5% (price as of 2026-10-05)
March 30, 2012 DE A 371 $80.90 $30,014 15,968 Direct +2.38% Acquired 743.3% (price as of 2026-10-05)
March 7, 2012 DE A 1,511 · · 15,733 Direct +10.62% Acquired (price as of 2026-10-05)
Feb. 7, 2012 MMM A 489 $81.73 $39,966 23,965 Indirect +2.08% Acquired 138.8% (price as of 2026-10-05)
Jan. 8, 2012 DE A 40 · · 14,222 Direct +0.28% Acquired (price as of 2026-10-05)
Dec. 30, 2011 DE A 372 $77.35 $28,774 15,524 Direct +2.46% Acquired 782.0% (price as of 2026-10-05)
Dec. 8, 2011 AMGN A 22 · · 53 Direct +70.97% Acquired (price as of 2026-10-05)
Nov. 14, 2011 MMM A 557 $71.79 $39,987 23,320 Indirect +2.45% Acquired 171.9% (price as of 2026-10-05)
Sept. 30, 2011 DE A 445 $64.57 $28,734 15,068 Direct +3.04% Acquired 956.5% (price as of 2026-10-05)
Sept. 8, 2011 AMGN A 31 · · 31 Direct · Acquired (price as of 2026-10-05)
Aug. 8, 2011 MMM A 422 $94.85 $40,027 22,613 Indirect +1.90% Acquired 105.8% (price as of 2026-10-05)
June 30, 2011 DE A 349 $82.45 $28,775 14,547 Direct +2.46% Acquired 727.4% (price as of 2026-10-05)
May 10, 2011 MMM A 1,818 $93.50 $169,983 22,076 Indirect +8.97% Acquired 108.7% (price as of 2026-10-05)
May 10, 2011 MMM A 116 $86.30 $10,011 20,258 Indirect +0.58% Acquired 126.2% (price as of 2026-10-05)
April 25, 2011 AMGN A 5,000 $54.69 $273,450 5,000 Direct · Acquired 636.8% (price as of 2026-10-05)
April 25, 2011 AMGN A 1,828 · · 16,189 Direct +12.73% Acquired (price as of 2026-10-05)
March 31, 2011 DE A 297 $96.89 $28,776 14,148 Direct +2.14% Acquired 604.1% (price as of 2026-10-05)
March 2, 2011 DE A 1,114 · · 14,182 Direct +8.52% Acquired (price as of 2026-10-05)
Feb. 8, 2011 MMM A 348 $86.30 $30,032 20,022 Indirect +1.77% Acquired 126.2% (price as of 2026-10-05)
Dec. 31, 2010 DE A 346 $83.05 $28,735 13,799 Direct +2.57% Acquired 721.4% (price as of 2026-10-05)
Nov. 8, 2010 MMM A 346 $86.71 $30,002 19,557 Indirect +1.80% Acquired 125.1% (price as of 2026-10-05)
Sept. 30, 2010 DE A 412 $69.78 $28,749 13,400 Direct +3.17% Acquired 877.6% (price as of 2026-10-05)
Aug. 9, 2010 MMM A 380 $78.99 $30,016 19,094 Indirect +2.03% Acquired 147.1% (price as of 2026-10-05)
June 30, 2010 DE A 516 $55.68 $28,731 12,930 Direct +4.16% Acquired 1125.2% (price as of 2026-10-05)
May 11, 2010 MMM A 60 $82.67 $4,960 18,610 Indirect +0.32% Acquired 136.1% (price as of 2026-10-05)
May 11, 2010 MMM A 1,795 $83.57 $150,008 18,550 Indirect +10.71% Acquired 133.5% (price as of 2026-10-05)
May 11, 2010 MMM A 1,795 $83.57 $150,008 20,405 Indirect +9.65% Acquired 133.5% (price as of 2026-10-05)
May 11, 2010 MMM A 60 $82.67 $4,960 18,610 Indirect +0.32% Acquired 136.1% (price as of 2026-10-05)
April 26, 2010 AMGN A 5,000 $58.43 $292,150 5,000 Direct · Acquired 589.7% (price as of 2026-10-05)
April 26, 2010 AMGN A 1,711 · · 14,331 Direct +13.56% Acquired (price as of 2026-10-05)
March 31, 2010 DE A 484 $59.46 $28,779 12,358 Direct +4.08% Acquired 1047.3% (price as of 2026-10-05)

Showing latest 100 of 215 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Dec. 30, 2016 DE Phantom Stock Units Common Stock (388) · · 388 Acquired
Sept. 30, 2016 DE Phantom Stock Units Common Stock (469) · · 469 Acquired
June 30, 2016 DE Phantom Stock Units Common Stock (494) · · 494 Acquired
March 31, 2016 DE Phantom Stock Units Common Stock (498) · · 498 Acquired
March 9, 2016 AMGN Nqso (Right to Buy) Common Stock (5,000) $50.44 April 28, 2016 5,000 Disposed
Dec. 31, 2015 DE Phantom Stock Units Common Stock (459) · · 459 Acquired
Sept. 30, 2015 DE Phantom Stock Units Common Stock (473) · · 473 Acquired
June 30, 2015 DE Phantom Stock Units Common Stock (361) · · 361 Acquired
March 31, 2015 DE Phantom Stock Units Common Stock (399) · · 399 Acquired
Feb. 6, 2015 AMGN Nqso (Right to Buy) Common Stock (5,000) $42.13 April 29, 2015 5,000 Disposed
Dec. 31, 2014 DE Phantom Stock Units Common Stock (396) · · 396 Acquired
Sept. 30, 2014 DE Phantom Stock Units Common Stock (427) · · 427 Acquired
Sept. 5, 2014 AMGN Nqso (Right to Buy) Common Stock (20,000) $56.79 Oct. 29, 2014 20,000 Disposed
June 30, 2014 DE Phantom Stock Units Common Stock (387) · · 387 Acquired
March 31, 2014 DE Phantom Stock Units Common Stock (385) · · 385 Acquired
Dec. 31, 2013 DE Phantom Stock Units Common Stock (328) · · 328 Acquired
Sept. 30, 2013 DE Phantom Stock Units Common Stock (369) · · 369 Acquired
June 30, 2013 DE Phantom Stock Units Common Stock (369) · · 369 Acquired
March 28, 2013 DE Phantom Stock Units Common Stock (349) · · 349 Acquired
Dec. 31, 2012 DE Phantom Stock Units Common Stock (347) · · 347 Acquired
Sept. 30, 2012 DE Phantom Stock Units Common Stock (364) · · 364 Acquired
June 30, 2012 DE Phantom Stock Units Common Stock (371) · · 371 Acquired
April 27, 2012 AMGN Nqso (Right to Buy) Common Stock (5,000) $71.64 April 27, 2022 5,000 Acquired
March 30, 2012 DE Phantom Stock Units Common Stock (371) · · 371 Acquired
Dec. 30, 2011 DE Phantom Stock Units Common Stock (372) · · 372 Acquired
Dec. 8, 2011 AMGN Dividend Equivalent Common Stock (22) · · 22 Acquired
Sept. 30, 2011 DE Phantom Stock Units Common Stock (445) · · 445 Acquired
Sept. 8, 2011 AMGN Dividend Equivalent Common Stock (31) · · 31 Acquired
June 30, 2011 DE Phantom Stock Units Common Stock (349) · · 349 Acquired
April 25, 2011 AMGN Nqso (Right to Buy) Common Stock (5,000) $54.69 April 25, 2021 5,000 Acquired
March 31, 2011 DE Phantom Stock Units Common Stock (297) · · 297 Acquired
Dec. 31, 2010 DE Phantom Stock Units Common Stock (346) · · 346 Acquired
Sept. 30, 2010 DE Phantom Stock Units Common Stock (412) · · 412 Acquired
June 30, 2010 DE Phantom Stock Units Common Stock (516) · · 516 Acquired
April 26, 2010 AMGN Nqso (Right to Buy) Common Stock (5,000) $58.43 April 26, 2020 5,000 Acquired
March 31, 2010 DE Phantom Stock Units Common Stock (484) · · 484 Acquired
Dec. 31, 2009 DE Phantom Stock Units Common Stock (532) · · 532 Acquired
Sept. 30, 2009 DE Phantom Stock Units Common Stock (670) · · 670 Acquired
June 30, 2009 DE Phantom Stock Units Common Stock (720) · · 720 Acquired
April 28, 2009 AMGN Nqso (Right to Buy) Common Stock (5,000) $50.44 April 28, 2016 5,000 Acquired
March 31, 2009 DE Phantom Stock Units Common Stock (875) · · 875 Acquired
Dec. 31, 2008 DE Phantom Stock Units Common Stock (652) · · 652 Acquired
Sept. 30, 2008 DE Phantom Stock Units Common Stock (505) · · 505 Acquired
June 30, 2008 DE Phantom Stock Units Common Stock (347) · · 347 Acquired
April 29, 2008 AMGN NQSO (Right to Buy) common stock (5,000) $42.13 April 29, 2015 5,000 Acquired
March 31, 2008 DE Phantom Stock Units Common Stock (311) · · 311 Acquired
Dec. 31, 2007 DE Phantom Stock Units Common Stock (268) · · 268 Acquired
Oct. 29, 2007 AMGN NQSO (Right to Buy) Common Stock (20,000) $56.79 Oct. 29, 2014 20,000 Acquired
Sept. 30, 2007 DE Phantom Stock Units Common Stock (168) · · 168 Acquired
June 30, 2007 DE Phantom Stock Units Common Stock (207) · · 207 Acquired
March 31, 2007 DE Phantom Stock Units Common Stock (230) · · 230 Acquired
March 30, 2007 BMY Deferred Share Units Common Stock, $0.10 par value (1,423) $0.00 · 1,423 Acquired
Feb. 1, 2007 BMY Deferred Share Units Common Stock, $0.10 par value (3,500) $0.00 · 3,500 Acquired
Dec. 31, 2006 DE Phantom Stock Units Common Stock (263) · · 263 Acquired
Dec. 29, 2006 BMY Deferred Share Units Common Stock, $0.10 par value (1,742) $0.00 · 1,742 Acquired
Sept. 30, 2006 DE Phantom Stock Units Common Stock (298) · · 298 Acquired
Sept. 29, 2006 BMY Deferred Share Units Common Stock, $0.10 par value (1,681) $0.00 · 1,681 Acquired
Sept. 29, 2006 BMY Deferred Share Units Common Stock, $0.10 par value (1,600) $0.00 · 1,600 Acquired
June 30, 2006 DE Phantom Stock Units Common Stock (240) · · 240 Acquired
June 30, 2006 BMY Deferred Share Units Common Stock, $0.10 par value (922) $0.00 · 922 Acquired
May 2, 2006 BMY Option (right to buy) Common Stock, $0.10 par value (2,500) $24.96 May 1, 2016 2,500 Acquired
March 31, 2006 BMY Deferred Share Units Common Stock, $0.10 par value (1,119) $0.00 · 1,119 Acquired
March 31, 2006 DE Phantom Stock Units Common Stock (253) · · 253 Acquired
Feb. 1, 2006 BMY Deferred Share Units Common Stock, $0.10 par value (2,000) $0.00 · 2,000 Acquired
Dec. 31, 2005 DE Phantom Stock Units Common Stock (294) · · 294 Acquired
Dec. 30, 2005 BMY Deferred Share Units Common Stock, $0.10 par value (1,119) $0.00 · 1,119 Acquired
Sept. 30, 2005 BMY Deferred Share Units Common Stock, $0.10 par value (1,155) $0.00 · 1,155 Acquired
Sept. 30, 2005 DE Phantom Stock Units Common Stock (327) · · 327 Acquired
June 30, 2005 BMY Deferred Share Units Common Stock, $0.10 par value (1,506) $0.00 · 1,506 Acquired
June 30, 2005 DE Phantom Stock Units Common Stock (305) · · 305 Acquired
May 3, 2005 BMY Option (right to buy) Common Stock, $0.10 par value (2,500) $26.25 May 2, 2015 2,500 Acquired
March 31, 2005 BMY Deferred Share Units Common Stock, $0.10 par value (1,172) $0.00 · 1,172 Acquired
March 31, 2005 DE Phantom Stock Units Common Stock (242) · · 242 Acquired
Feb. 24, 2005 LMT Employee Stock Option (Right to Buy) Common Stock (64,400) $45.56 Jan. 22, 2007 64,400 Disposed
Feb. 24, 2005 LMT Employee Stock Option (Right to Buy) Common Stock (230,000) $37.00 Jan. 31, 2009 230,000 Disposed
Feb. 23, 2005 LMT Employe Stock Option (Right to Buy) Common Stock (90,000) $37.06 Jan. 24, 2006 90,000 Disposed
Feb. 23, 2005 LMT Employee Stock Option (Right to Buy) Common Stock (135,600) $45.56 Jan. 22, 2007 135,600 Disposed
Feb. 1, 2005 BMY Deferred Share Units Common Stock, $0.10 par value (2,000) $0.00 · 2,000 Acquired
Jan. 18, 2005 LMT Phantom Stock Units Common Stock (442) · · 442 Acquired
Dec. 31, 2004 BMY Deferred Share Units Common Stock, $0.10 par value (1,162) · · 1,162 Acquired
Dec. 31, 2004 DE Phantom Stock Units Common Stock (218) · · 218 Acquired
Dec. 13, 2004 LMT Phantom Stock Units Common Stock (90) · · 90 Disposed
Sept. 30, 2004 DE Phantom Stock Units Common Stock (126) · · 126 Acquired
Sept. 30, 2004 BMY Deferred Share Units Common Stock, $0.10 par value (1,173) $0.00 · 1,173 Acquired
Sept. 27, 2004 LMT Phantom Stock Units Common Stock (23) · · 23 Disposed
Sept. 1, 2004 LMT Phantom Stock Units Common Stock (2,977) · · 2,977 Disposed
Sept. 1, 2004 LMT Phantom Stock Units Common Stock (461) · · 461 Acquired
Aug. 31, 2004 LMT Phantom Stock Units Common Stock (133,114) · · 133,114 Disposed
Aug. 31, 2004 LMT Phantom Stock Units Common Stock (220,685) · · 220,685 Disposed
Aug. 18, 2004 LMT Phantom Stock Units Common Stock (8,887) · · 8,887 Disposed
June 30, 2004 BMY Deferred Share Units Common Stock, $0.10 par value (1,297) $0.00 · 1,297 Acquired
May 4, 2004 BMY Option (right to buy) Common Stock, $0.10 par value (2,500) $25.70 May 3, 2014 2,500 Acquired
March 31, 2004 BMY Deferred Share Units Common Stock, $0.10 par value (1,317) $0.00 · 1,317 Acquired
Feb. 1, 2004 BMY Deferred Share Units Common Stock, $0.10 par value (2,000) $0.00 Aug. 8, 1988 2,000 Acquired
Jan. 29, 2004 LMT Non-Qualified Stock Option (Right to buy) Common Stock (375,000) $49.27 Jan. 28, 2014 375,000 Acquired
Jan. 29, 2004 LMT Non-Qualified Stock Option (Right to buy) Common Stock (375,000) $49.27 Jan. 28, 2014 375,000 Acquired
Jan. 22, 2004 LMT Phantom Stock Units Common Stock (105,644) · · 105,644 Acquired
Jan. 15, 2004 LMT Phantom Stock Units · · · 5,288 Disposed
Dec. 31, 2003 BMY Deferred Share Units Common Stock, $0.10 par value (1,110) $0.00 Aug. 8, 1988 1,110 Acquired
Sept. 30, 2003 BMY Deferred Share Units Common Stock, $0.10 par value (1,161) $0.00 Aug. 8, 1988 1,161 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Oct. 4, 2007 AMGN Common Stock 30 Direct
Aug. 16, 2004 DE $1 Par Common Stock 0 Direct