Vance D Coffman
CIK 1193998 · View on SEC EDGAR ↗
Insider
First SEC filing: March 7, 2019 · Latest: March 7, 2019
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Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 100 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 6, 2019 | DE | A | 1,002 | — | — | 24,486 Direct | +4.27% | Acquired | (price as of 2026-08-20) |
| May 8, 2018 | MMM | A | 5 | — | — | 41,616 Indirect | +0.01% | Acquired | (price as of 2026-08-20) |
| May 8, 2018 | MMM | A | 338 | — | — | 41,954 Indirect | +0.81% | Acquired | (price as of 2026-08-20) |
| March 7, 2018 | DE | A | 925 | — | — | 23,484 Direct | +4.10% | Acquired | (price as of 2026-08-20) |
| Feb. 6, 2018 | MMM | A | 138 | — | — | 41,611 Indirect | +0.33% | Acquired | (price as of 2026-08-20) |
| Nov. 14, 2017 | MMM | A | 155 | — | — | 41,261 Indirect | +0.38% | Acquired | (price as of 2026-08-20) |
| Aug. 15, 2017 | MMM | A | 156 | — | — | 40,873 Indirect | +0.38% | Acquired | (price as of 2026-08-20) |
| May 9, 2017 | MMM | A | 1,032 | — | — | 40,481 Indirect | +2.62% | Acquired | (price as of 2026-08-20) |
| May 9, 2017 | MMM | A | 7 | — | — | 39,449 Indirect | +0.02% | Acquired | (price as of 2026-08-20) |
| March 1, 2017 | DE | A | 1,303 | — | — | 22,559 Direct | +6.13% | Acquired | (price as of 2026-08-20) |
| Feb. 7, 2017 | MMM | A | 175 | — | — | 39,185 Indirect | +0.45% | Acquired | (price as of 2026-08-20) |
| Dec. 30, 2016 | DE | A | 388 | $103.04 | $39,980 | 26,130 Direct | +1.51% | Acquired | 484.2% (price as of 2026-08-20) |
| Nov. 8, 2016 | MMM | A | 185 | — | — | 38,765 Indirect | +0.48% | Acquired | (price as of 2026-08-20) |
| Sept. 30, 2016 | DE | A | 469 | $85.35 | $40,029 | 25,568 Direct | +1.87% | Acquired | 605.2% (price as of 2026-08-20) |
| Aug. 9, 2016 | MMM | A | 200 | — | — | 38,345 Indirect | +0.52% | Acquired | (price as of 2026-08-20) |
| June 30, 2016 | DE | A | 494 | $81.04 | $40,034 | 24,907 Direct | +2.02% | Acquired | 642.7% (price as of 2026-08-20) |
| May 10, 2016 | MMM | A | 1,170 | — | — | 37,905 Indirect | +3.18% | Acquired | (price as of 2026-08-20) |
| May 10, 2016 | MMM | A | 8 | — | — | 36,735 Indirect | +0.02% | Acquired | (price as of 2026-08-20) |
| May 3, 2016 | AMGN | A | 1,279 | — | — | 43,041 Direct | +3.06% | Acquired | (price as of 2026-08-20) |
| March 31, 2016 | DE | A | 498 | $76.99 | $38,341 | 24,241 Direct | +2.10% | Acquired | 681.8% (price as of 2026-08-20) |
| March 9, 2016 | AMGN | M | 5,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| March 9, 2016 | AMGN | F | 1,744 | $144.63 | $252,235 | 41,703 Direct | -4.01% | Disposed | 201.6% (price as of 2026-08-20) |
| March 9, 2016 | AMGN | M | 5,000 | $50.44 | $252,200 | 43,447 Direct | +13.00% | Acquired | 764.8% (price as of 2026-08-20) |
| March 2, 2016 | DE | A | 1,479 | — | — | 21,256 Direct | +7.48% | Acquired | (price as of 2026-08-20) |
| Feb. 2, 2016 | MMM | A | 224 | — | — | 36,465 Indirect | +0.62% | Acquired | (price as of 2026-08-20) |
| Dec. 31, 2015 | DE | A | 459 | $76.27 | $35,008 | 23,559 Direct | +1.99% | Acquired | 689.2% (price as of 2026-08-20) |
| Nov. 10, 2015 | MMM | A | 238 | — | — | 36,007 Indirect | +0.67% | Acquired | (price as of 2026-08-20) |
| Sept. 30, 2015 | DE | A | 473 | $74.00 | $35,002 | 22,928 Direct | +2.11% | Acquired | 713.4% (price as of 2026-08-20) |
| Aug. 11, 2015 | MMM | A | 219 | — | — | 35,523 Indirect | +0.62% | Acquired | (price as of 2026-08-20) |
| June 30, 2015 | DE | A | 361 | $97.05 | $35,035 | 22,312 Direct | +1.64% | Acquired | 520.2% (price as of 2026-08-20) |
| May 12, 2015 | MMM | A | 1,175 | — | — | 34,885 Indirect | +3.49% | Acquired | (price as of 2026-08-20) |
| April 24, 2015 | AMGN | A | 1,191 | — | — | 38,319 Direct | +3.21% | Acquired | (price as of 2026-08-20) |
| March 31, 2015 | DE | A | 399 | $87.69 | $34,988 | 21,808 Direct | +1.86% | Acquired | 586.4% (price as of 2026-08-20) |
| March 4, 2015 | DE | A | 1,325 | — | — | 19,777 Direct | +7.18% | Acquired | (price as of 2026-08-20) |
| Feb. 6, 2015 | AMGN | M | 5,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Feb. 6, 2015 | AMGN | F | 1,374 | $153.36 | $210,717 | 37,086 Direct | -3.57% | Disposed | 184.4% (price as of 2026-08-20) |
| Feb. 6, 2015 | AMGN | M | 5,000 | $42.13 | $210,650 | 38,460 Direct | +14.94% | Acquired | 935.3% (price as of 2026-08-20) |
| Feb. 3, 2015 | MMM | A | 205 | — | — | 33,710 Indirect | +0.61% | Acquired | (price as of 2026-08-20) |
| Dec. 31, 2014 | DE | A | 396 | $88.47 | $35,034 | 21,262 Direct | +1.90% | Acquired | 580.4% (price as of 2026-08-20) |
| Nov. 11, 2014 | MMM | A | 238 | — | — | 33,326 Indirect | +0.72% | Acquired | (price as of 2026-08-20) |
| Sept. 30, 2014 | DE | A | 427 | $81.99 | $35,010 | 20,720 Direct | +2.10% | Acquired | 634.1% (price as of 2026-08-20) |
| Sept. 5, 2014 | AMGN | M | 20,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Sept. 5, 2014 | AMGN | F | 8,230 | $138.01 | $1,135,822 | 33,393 Direct | -19.77% | Disposed | 216.1% (price as of 2026-08-20) |
| Sept. 5, 2014 | AMGN | M | 20,000 | $56.79 | $1,135,800 | 41,623 Direct | +92.49% | Acquired | 668.1% (price as of 2026-08-20) |
| Aug. 12, 2014 | MMM | A | 236 | — | — | 32,704 Indirect | +0.73% | Acquired | (price as of 2026-08-20) |
| June 30, 2014 | DE | A | 387 | $90.55 | $35,043 | 20,151 Direct | +1.96% | Acquired | 564.7% (price as of 2026-08-20) |
| May 13, 2014 | MMM | A | 1,359 | — | — | 32,468 Indirect | +4.37% | Acquired | (price as of 2026-08-20) |
| April 25, 2014 | AMGN | A | 1,795 | — | — | 21,580 Direct | +9.07% | Acquired | (price as of 2026-08-20) |
| March 31, 2014 | DE | A | 385 | $90.80 | $34,958 | 19,657 Direct | +2.00% | Acquired | 562.9% (price as of 2026-08-20) |
| March 5, 2014 | DE | A | 1,386 | — | — | 18,452 Direct | +8.12% | Acquired | (price as of 2026-08-20) |
| Feb. 4, 2014 | MMM | A | 250 | — | — | 30,906 Indirect | +0.82% | Acquired | (price as of 2026-08-20) |
| Dec. 31, 2013 | DE | A | 328 | $91.33 | $29,956 | 19,156 Direct | +1.74% | Acquired | 559.1% (price as of 2026-08-20) |
| Nov. 11, 2013 | MMM | A | 293 | $119.41 | $34,987 | 30,508 Indirect | +0.97% | Acquired | 80.6% (price as of 2026-08-20) |
| Sept. 30, 2013 | DE | A | 369 | $81.39 | $30,033 | 18,711 Direct | +2.01% | Acquired | 639.5% (price as of 2026-08-20) |
| Aug. 13, 2013 | MMM | A | 320 | $109.35 | $34,992 | 30,052 Indirect | +1.08% | Acquired | 97.3% (price as of 2026-08-20) |
| June 30, 2013 | DE | A | 369 | $81.25 | $29,981 | 18,230 Direct | +2.07% | Acquired | 640.8% (price as of 2026-08-20) |
| May 14, 2013 | MMM | A | 1,646 | $106.31 | $174,986 | 29,571 Indirect | +5.89% | Acquired | 102.9% (price as of 2026-08-20) |
| May 14, 2013 | MMM | A | 13 | $92.85 | $1,207 | 27,925 Indirect | +0.05% | Acquired | 132.3% (price as of 2026-08-20) |
| April 26, 2013 | AMGN | A | 1,845 | — | — | 19,637 Direct | +10.37% | Acquired | (price as of 2026-08-20) |
| March 28, 2013 | DE | A | 349 | $85.98 | $30,007 | 17,758 Direct | +2.00% | Acquired | 600.1% (price as of 2026-08-20) |
| March 6, 2013 | DE | A | 1,333 | — | — | 17,066 Direct | +8.47% | Acquired | (price as of 2026-08-20) |
| Feb. 5, 2013 | MMM | A | 363 | $92.85 | $33,705 | 27,742 Indirect | +1.33% | Acquired | 132.3% (price as of 2026-08-20) |
| Dec. 31, 2012 | DE | A | 347 | $86.42 | $29,988 | 17,324 Direct | +2.04% | Acquired | 596.5% (price as of 2026-08-20) |
| Nov. 12, 2012 | MMM | A | 396 | $92.42 | $36,598 | 27,199 Indirect | +1.48% | Acquired | 133.4% (price as of 2026-08-20) |
| Sept. 30, 2012 | DE | A | 364 | $82.49 | $30,026 | 16,888 Direct | +2.20% | Acquired | 629.7% (price as of 2026-08-20) |
| Aug. 14, 2012 | MMM | A | 446 | $89.60 | $39,962 | 26,638 Indirect | +1.70% | Acquired | 140.7% (price as of 2026-08-20) |
| June 30, 2012 | DE | A | 371 | $80.87 | $30,003 | 16,427 Direct | +2.31% | Acquired | 644.3% (price as of 2026-08-20) |
| May 8, 2012 | MMM | A | 1,906 | $89.21 | $170,034 | 26,029 Indirect | +7.90% | Acquired | 141.8% (price as of 2026-08-20) |
| April 27, 2012 | AMGN | A | 1,395 | — | — | 17,676 Direct | +8.57% | Acquired | (price as of 2026-08-20) |
| April 27, 2012 | AMGN | A | 5,000 | $71.64 | $358,200 | 5,000 Direct | — | Acquired | 508.9% (price as of 2026-08-20) |
| March 30, 2012 | DE | A | 371 | $80.90 | $30,014 | 15,968 Direct | +2.38% | Acquired | 644.0% (price as of 2026-08-20) |
| March 7, 2012 | DE | A | 1,511 | — | — | 15,733 Direct | +10.62% | Acquired | (price as of 2026-08-20) |
| Feb. 7, 2012 | MMM | A | 489 | $81.73 | $39,966 | 23,965 Indirect | +2.08% | Acquired | 163.9% (price as of 2026-08-20) |
| Jan. 8, 2012 | DE | A | 40 | — | — | 14,222 Direct | +0.28% | Acquired | (price as of 2026-08-20) |
| Dec. 30, 2011 | DE | A | 372 | $77.35 | $28,774 | 15,524 Direct | +2.46% | Acquired | 678.2% (price as of 2026-08-20) |
| Dec. 8, 2011 | AMGN | A | 22 | — | — | 53 Direct | +70.97% | Acquired | (price as of 2026-08-20) |
| Nov. 14, 2011 | MMM | A | 557 | $71.79 | $39,987 | 23,320 Indirect | +2.45% | Acquired | 200.5% (price as of 2026-08-20) |
| Sept. 30, 2011 | DE | A | 445 | $64.57 | $28,734 | 15,068 Direct | +3.04% | Acquired | 832.2% (price as of 2026-08-20) |
| Sept. 8, 2011 | AMGN | A | 31 | — | — | 31 Direct | — | Acquired | (price as of 2026-08-20) |
| Aug. 8, 2011 | MMM | A | 422 | $94.85 | $40,027 | 22,613 Indirect | +1.90% | Acquired | 127.4% (price as of 2026-08-20) |
| June 30, 2011 | DE | A | 349 | $82.45 | $28,775 | 14,547 Direct | +2.46% | Acquired | 630.0% (price as of 2026-08-20) |
| May 10, 2011 | MMM | A | 1,818 | $93.50 | $169,983 | 22,076 Indirect | +8.97% | Acquired | 130.7% (price as of 2026-08-20) |
| May 10, 2011 | MMM | A | 116 | $86.30 | $10,011 | 20,258 Indirect | +0.58% | Acquired | 150.0% (price as of 2026-08-20) |
| April 25, 2011 | AMGN | A | 5,000 | $54.69 | $273,450 | 5,000 Direct | — | Acquired | 697.6% (price as of 2026-08-20) |
| April 25, 2011 | AMGN | A | 1,828 | — | — | 16,189 Direct | +12.73% | Acquired | (price as of 2026-08-20) |
| March 31, 2011 | DE | A | 297 | $96.89 | $28,776 | 14,148 Direct | +2.14% | Acquired | 521.2% (price as of 2026-08-20) |
| March 2, 2011 | DE | A | 1,114 | — | — | 14,182 Direct | +8.52% | Acquired | (price as of 2026-08-20) |
| Feb. 8, 2011 | MMM | A | 348 | $86.30 | $30,032 | 20,022 Indirect | +1.77% | Acquired | 150.0% (price as of 2026-08-20) |
| Dec. 31, 2010 | DE | A | 346 | $83.05 | $28,735 | 13,799 Direct | +2.57% | Acquired | 624.8% (price as of 2026-08-20) |
| Nov. 8, 2010 | MMM | A | 346 | $86.71 | $30,002 | 19,557 Indirect | +1.80% | Acquired | 148.8% (price as of 2026-08-20) |
| Sept. 30, 2010 | DE | A | 412 | $69.78 | $28,749 | 13,400 Direct | +3.17% | Acquired | 762.6% (price as of 2026-08-20) |
| Aug. 9, 2010 | MMM | A | 380 | $78.99 | $30,016 | 19,094 Indirect | +2.03% | Acquired | 173.1% (price as of 2026-08-20) |
| June 30, 2010 | DE | A | 516 | $55.68 | $28,731 | 12,930 Direct | +4.16% | Acquired | 981.0% (price as of 2026-08-20) |
| May 11, 2010 | MMM | A | 60 | $82.67 | $4,960 | 18,610 Indirect | +0.32% | Acquired | 160.9% (price as of 2026-08-20) |
| May 11, 2010 | MMM | A | 1,795 | $83.57 | $150,008 | 18,550 Indirect | +10.71% | Acquired | 158.1% (price as of 2026-08-20) |
| May 11, 2010 | MMM | A | 1,795 | $83.57 | $150,008 | 20,405 Indirect | +9.65% | Acquired | 158.1% (price as of 2026-08-20) |
| May 11, 2010 | MMM | A | 60 | $82.67 | $4,960 | 18,610 Indirect | +0.32% | Acquired | 160.9% (price as of 2026-08-20) |
| April 26, 2010 | AMGN | A | 5,000 | $58.43 | $292,150 | 5,000 Direct | — | Acquired | 646.5% (price as of 2026-08-20) |
| April 26, 2010 | AMGN | A | 1,711 | — | — | 14,331 Direct | +13.56% | Acquired | (price as of 2026-08-20) |
| March 31, 2010 | DE | A | 484 | $59.46 | $28,779 | 12,358 Direct | +4.08% | Acquired | 912.3% (price as of 2026-08-20) |
Showing latest 100 of 215 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 30, 2016 | DE | Phantom Stock Units | Common Stock (388) | — | — | 388 | Acquired |
| Sept. 30, 2016 | DE | Phantom Stock Units | Common Stock (469) | — | — | 469 | Acquired |
| June 30, 2016 | DE | Phantom Stock Units | Common Stock (494) | — | — | 494 | Acquired |
| March 31, 2016 | DE | Phantom Stock Units | Common Stock (498) | — | — | 498 | Acquired |
| March 9, 2016 | AMGN | Nqso (Right to Buy) | Common Stock (5,000) | $50.44 | April 28, 2016 | 5,000 | Disposed |
| Dec. 31, 2015 | DE | Phantom Stock Units | Common Stock (459) | — | — | 459 | Acquired |
| Sept. 30, 2015 | DE | Phantom Stock Units | Common Stock (473) | — | — | 473 | Acquired |
| June 30, 2015 | DE | Phantom Stock Units | Common Stock (361) | — | — | 361 | Acquired |
| March 31, 2015 | DE | Phantom Stock Units | Common Stock (399) | — | — | 399 | Acquired |
| Feb. 6, 2015 | AMGN | Nqso (Right to Buy) | Common Stock (5,000) | $42.13 | April 29, 2015 | 5,000 | Disposed |
| Dec. 31, 2014 | DE | Phantom Stock Units | Common Stock (396) | — | — | 396 | Acquired |
| Sept. 30, 2014 | DE | Phantom Stock Units | Common Stock (427) | — | — | 427 | Acquired |
| Sept. 5, 2014 | AMGN | Nqso (Right to Buy) | Common Stock (20,000) | $56.79 | Oct. 29, 2014 | 20,000 | Disposed |
| June 30, 2014 | DE | Phantom Stock Units | Common Stock (387) | — | — | 387 | Acquired |
| March 31, 2014 | DE | Phantom Stock Units | Common Stock (385) | — | — | 385 | Acquired |
| Dec. 31, 2013 | DE | Phantom Stock Units | Common Stock (328) | — | — | 328 | Acquired |
| Sept. 30, 2013 | DE | Phantom Stock Units | Common Stock (369) | — | — | 369 | Acquired |
| June 30, 2013 | DE | Phantom Stock Units | Common Stock (369) | — | — | 369 | Acquired |
| March 28, 2013 | DE | Phantom Stock Units | Common Stock (349) | — | — | 349 | Acquired |
| Dec. 31, 2012 | DE | Phantom Stock Units | Common Stock (347) | — | — | 347 | Acquired |
| Sept. 30, 2012 | DE | Phantom Stock Units | Common Stock (364) | — | — | 364 | Acquired |
| June 30, 2012 | DE | Phantom Stock Units | Common Stock (371) | — | — | 371 | Acquired |
| April 27, 2012 | AMGN | Nqso (Right to Buy) | Common Stock (5,000) | $71.64 | April 27, 2022 | 5,000 | Acquired |
| March 30, 2012 | DE | Phantom Stock Units | Common Stock (371) | — | — | 371 | Acquired |
| Dec. 30, 2011 | DE | Phantom Stock Units | Common Stock (372) | — | — | 372 | Acquired |
| Dec. 8, 2011 | AMGN | Dividend Equivalent | Common Stock (22) | — | — | 22 | Acquired |
| Sept. 30, 2011 | DE | Phantom Stock Units | Common Stock (445) | — | — | 445 | Acquired |
| Sept. 8, 2011 | AMGN | Dividend Equivalent | Common Stock (31) | — | — | 31 | Acquired |
| June 30, 2011 | DE | Phantom Stock Units | Common Stock (349) | — | — | 349 | Acquired |
| April 25, 2011 | AMGN | Nqso (Right to Buy) | Common Stock (5,000) | $54.69 | April 25, 2021 | 5,000 | Acquired |
| March 31, 2011 | DE | Phantom Stock Units | Common Stock (297) | — | — | 297 | Acquired |
| Dec. 31, 2010 | DE | Phantom Stock Units | Common Stock (346) | — | — | 346 | Acquired |
| Sept. 30, 2010 | DE | Phantom Stock Units | Common Stock (412) | — | — | 412 | Acquired |
| June 30, 2010 | DE | Phantom Stock Units | Common Stock (516) | — | — | 516 | Acquired |
| April 26, 2010 | AMGN | Nqso (Right to Buy) | Common Stock (5,000) | $58.43 | April 26, 2020 | 5,000 | Acquired |
| March 31, 2010 | DE | Phantom Stock Units | Common Stock (484) | — | — | 484 | Acquired |
| Dec. 31, 2009 | DE | Phantom Stock Units | Common Stock (532) | — | — | 532 | Acquired |
| Sept. 30, 2009 | DE | Phantom Stock Units | Common Stock (670) | — | — | 670 | Acquired |
| June 30, 2009 | DE | Phantom Stock Units | Common Stock (720) | — | — | 720 | Acquired |
| April 28, 2009 | AMGN | Nqso (Right to Buy) | Common Stock (5,000) | $50.44 | April 28, 2016 | 5,000 | Acquired |
| March 31, 2009 | DE | Phantom Stock Units | Common Stock (875) | — | — | 875 | Acquired |
| Dec. 31, 2008 | DE | Phantom Stock Units | Common Stock (652) | — | — | 652 | Acquired |
| Sept. 30, 2008 | DE | Phantom Stock Units | Common Stock (505) | — | — | 505 | Acquired |
| June 30, 2008 | DE | Phantom Stock Units | Common Stock (347) | — | — | 347 | Acquired |
| April 29, 2008 | AMGN | NQSO (Right to Buy) | common stock (5,000) | $42.13 | April 29, 2015 | 5,000 | Acquired |
| March 31, 2008 | DE | Phantom Stock Units | Common Stock (311) | — | — | 311 | Acquired |
| Dec. 31, 2007 | DE | Phantom Stock Units | Common Stock (268) | — | — | 268 | Acquired |
| Oct. 29, 2007 | AMGN | NQSO (Right to Buy) | Common Stock (20,000) | $56.79 | Oct. 29, 2014 | 20,000 | Acquired |
| Sept. 30, 2007 | DE | Phantom Stock Units | Common Stock (168) | — | — | 168 | Acquired |
| June 30, 2007 | DE | Phantom Stock Units | Common Stock (207) | — | — | 207 | Acquired |
| March 31, 2007 | DE | Phantom Stock Units | Common Stock (230) | — | — | 230 | Acquired |
| March 30, 2007 | BMY | Deferred Share Units | Common Stock, $0.10 par value (1,423) | $0.00 | — | 1,423 | Acquired |
| Feb. 1, 2007 | BMY | Deferred Share Units | Common Stock, $0.10 par value (3,500) | $0.00 | — | 3,500 | Acquired |
| Dec. 31, 2006 | DE | Phantom Stock Units | Common Stock (263) | — | — | 263 | Acquired |
| Dec. 29, 2006 | BMY | Deferred Share Units | Common Stock, $0.10 par value (1,742) | $0.00 | — | 1,742 | Acquired |
| Sept. 30, 2006 | DE | Phantom Stock Units | Common Stock (298) | — | — | 298 | Acquired |
| Sept. 29, 2006 | BMY | Deferred Share Units | Common Stock, $0.10 par value (1,681) | $0.00 | — | 1,681 | Acquired |
| Sept. 29, 2006 | BMY | Deferred Share Units | Common Stock, $0.10 par value (1,600) | $0.00 | — | 1,600 | Acquired |
| June 30, 2006 | DE | Phantom Stock Units | Common Stock (240) | — | — | 240 | Acquired |
| June 30, 2006 | BMY | Deferred Share Units | Common Stock, $0.10 par value (922) | $0.00 | — | 922 | Acquired |
| May 2, 2006 | BMY | Option (right to buy) | Common Stock, $0.10 par value (2,500) | $24.96 | May 1, 2016 | 2,500 | Acquired |
| March 31, 2006 | BMY | Deferred Share Units | Common Stock, $0.10 par value (1,119) | $0.00 | — | 1,119 | Acquired |
| March 31, 2006 | DE | Phantom Stock Units | Common Stock (253) | — | — | 253 | Acquired |
| Feb. 1, 2006 | BMY | Deferred Share Units | Common Stock, $0.10 par value (2,000) | $0.00 | — | 2,000 | Acquired |
| Dec. 31, 2005 | DE | Phantom Stock Units | Common Stock (294) | — | — | 294 | Acquired |
| Dec. 30, 2005 | BMY | Deferred Share Units | Common Stock, $0.10 par value (1,119) | $0.00 | — | 1,119 | Acquired |
| Sept. 30, 2005 | BMY | Deferred Share Units | Common Stock, $0.10 par value (1,155) | $0.00 | — | 1,155 | Acquired |
| Sept. 30, 2005 | DE | Phantom Stock Units | Common Stock (327) | — | — | 327 | Acquired |
| June 30, 2005 | BMY | Deferred Share Units | Common Stock, $0.10 par value (1,506) | $0.00 | — | 1,506 | Acquired |
| June 30, 2005 | DE | Phantom Stock Units | Common Stock (305) | — | — | 305 | Acquired |
| May 3, 2005 | BMY | Option (right to buy) | Common Stock, $0.10 par value (2,500) | $26.25 | May 2, 2015 | 2,500 | Acquired |
| March 31, 2005 | BMY | Deferred Share Units | Common Stock, $0.10 par value (1,172) | $0.00 | — | 1,172 | Acquired |
| March 31, 2005 | DE | Phantom Stock Units | Common Stock (242) | — | — | 242 | Acquired |
| Feb. 24, 2005 | LMT | Employee Stock Option (Right to Buy) | Common Stock (64,400) | $45.56 | Jan. 22, 2007 | 64,400 | Disposed |
| Feb. 24, 2005 | LMT | Employee Stock Option (Right to Buy) | Common Stock (230,000) | $37.00 | Jan. 31, 2009 | 230,000 | Disposed |
| Feb. 23, 2005 | LMT | Employe Stock Option (Right to Buy) | Common Stock (90,000) | $37.06 | Jan. 24, 2006 | 90,000 | Disposed |
| Feb. 23, 2005 | LMT | Employee Stock Option (Right to Buy) | Common Stock (135,600) | $45.56 | Jan. 22, 2007 | 135,600 | Disposed |
| Feb. 1, 2005 | BMY | Deferred Share Units | Common Stock, $0.10 par value (2,000) | $0.00 | — | 2,000 | Acquired |
| Jan. 18, 2005 | LMT | Phantom Stock Units | Common Stock (442) | — | — | 442 | Acquired |
| Dec. 31, 2004 | BMY | Deferred Share Units | Common Stock, $0.10 par value (1,162) | — | — | 1,162 | Acquired |
| Dec. 31, 2004 | DE | Phantom Stock Units | Common Stock (218) | — | — | 218 | Acquired |
| Dec. 13, 2004 | LMT | Phantom Stock Units | Common Stock (90) | — | — | 90 | Disposed |
| Sept. 30, 2004 | DE | Phantom Stock Units | Common Stock (126) | — | — | 126 | Acquired |
| Sept. 30, 2004 | BMY | Deferred Share Units | Common Stock, $0.10 par value (1,173) | $0.00 | — | 1,173 | Acquired |
| Sept. 27, 2004 | LMT | Phantom Stock Units | Common Stock (23) | — | — | 23 | Disposed |
| Sept. 1, 2004 | LMT | Phantom Stock Units | Common Stock (2,977) | — | — | 2,977 | Disposed |
| Sept. 1, 2004 | LMT | Phantom Stock Units | Common Stock (461) | — | — | 461 | Acquired |
| Aug. 31, 2004 | LMT | Phantom Stock Units | Common Stock (133,114) | — | — | 133,114 | Disposed |
| Aug. 31, 2004 | LMT | Phantom Stock Units | Common Stock (220,685) | — | — | 220,685 | Disposed |
| Aug. 18, 2004 | LMT | Phantom Stock Units | Common Stock (8,887) | — | — | 8,887 | Disposed |
| June 30, 2004 | BMY | Deferred Share Units | Common Stock, $0.10 par value (1,297) | $0.00 | — | 1,297 | Acquired |
| May 4, 2004 | BMY | Option (right to buy) | Common Stock, $0.10 par value (2,500) | $25.70 | May 3, 2014 | 2,500 | Acquired |
| March 31, 2004 | BMY | Deferred Share Units | Common Stock, $0.10 par value (1,317) | $0.00 | — | 1,317 | Acquired |
| Feb. 1, 2004 | BMY | Deferred Share Units | Common Stock, $0.10 par value (2,000) | $0.00 | Aug. 8, 1988 | 2,000 | Acquired |
| Jan. 29, 2004 | LMT | Non-Qualified Stock Option (Right to buy) | Common Stock (375,000) | $49.27 | Jan. 28, 2014 | 375,000 | Acquired |
| Jan. 29, 2004 | LMT | Non-Qualified Stock Option (Right to buy) | Common Stock (375,000) | $49.27 | Jan. 28, 2014 | 375,000 | Acquired |
| Jan. 22, 2004 | LMT | Phantom Stock Units | Common Stock (105,644) | — | — | 105,644 | Acquired |
| Jan. 15, 2004 | LMT | Phantom Stock Units | — | — | — | 5,288 | Disposed |
| Dec. 31, 2003 | BMY | Deferred Share Units | Common Stock, $0.10 par value (1,110) | $0.00 | Aug. 8, 1988 | 1,110 | Acquired |
| Sept. 30, 2003 | BMY | Deferred Share Units | Common Stock, $0.10 par value (1,161) | $0.00 | Aug. 8, 1988 | 1,161 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.