Vic C. Knauf

CIK 1640658 · View on SEC EDGAR ↗

Insider

First SEC filing: May 14, 2015 · Latest: May 14, 2015

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 27 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

27 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
April 5, 2016 RKDA S 10b5-1 1,653 $2.98 $4,926 47,134 Direct -3.39% Disposed -100.0% (price as of 2026-08-20)
April 4, 2016 RKDA S 10b5-1 1,200 $2.98 $3,576 47,134 Direct -2.48% Disposed -100.0% (price as of 2026-08-20)
March 4, 2016 RKDA S 10b5-1 2,973 $3.22 $9,573 47,134 Direct -5.93% Disposed -100.0% (price as of 2026-08-20)
March 3, 2016 RKDA S 10b5-1 300 $2.97 $891 47,134 Direct -0.63% Disposed -100.0% (price as of 2026-08-20)
Feb. 1, 2016 RKDA S 10b5-1 1,666 $3.00 $4,998 47,134 Direct -3.41% Disposed -100.0% (price as of 2026-08-20)
Dec. 2, 2015 RKDA S 10b5-1 8,700 $4.10 $35,670 47,134 Direct -15.58% Disposed -100.0% (price as of 2026-08-20)
Dec. 1, 2015 RKDA S 10b5-1 6,300 $3.89 $24,507 47,134 Direct -11.79% Disposed -100.0% (price as of 2026-08-20)
Nov. 11, 2015 RKDA S 10b5-1 4,527 $2.91 $13,174 47,134 Direct -8.76% Disposed -100.0% (price as of 2026-08-20)
Sept. 10, 2015 RKDA S 10b5-1 575 $5.27 $3,030 31,661 Direct -1.78% Disposed -100.0% (price as of 2026-08-20)
Sept. 9, 2015 RKDA S 10b5-1 2,765 $5.55 $15,346 29,998 Direct -8.44% Disposed -100.0% (price as of 2026-08-20)
Sept. 8, 2015 RKDA S 10b5-1 3,500 $5.51 $19,285 21,634 Direct -13.93% Disposed -100.0% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Aug. 18, 2016 RKDA Stock Option (right to buy) Common Stock (75,000) $2.14 Aug. 17, 2026 75,000 Acquired
April 5, 2016 RKDA Employee Stock Option (right to buy) Common Stock (1,653) $1.08 June 30, 2018 1,653 Disposed
April 4, 2016 RKDA Employee Stock Option (right to buy) Common Stock (1,200) $1.08 June 30, 2018 1,200 Disposed
March 4, 2016 RKDA Employee Stock Option (right to buy) Common Stock (2,973) $1.08 June 30, 2018 2,973 Disposed
March 3, 2016 RKDA Employee Stock Option (right to buy) Common Stock (300) $1.08 June 30, 2018 300 Disposed
Feb. 1, 2016 RKDA Employee Stock Option (right to buy) Common Stock (1,666) $1.08 June 30, 2018 1,666 Disposed
Dec. 2, 2015 RKDA Employee Stock Option (right to buy) Common Stock (8,700) $1.08 June 30, 2018 8,700 Disposed
Dec. 1, 2015 RKDA Employee Stock Option (right to buy) Common Stock (6,300) $1.08 June 30, 2018 6,300 Disposed
Nov. 11, 2015 RKDA Employee Stock Option (right to buy) Common Stock (20,000) $0.44 Dec. 31, 2015 20,000 Disposed
Sept. 10, 2015 RKDA Employee Stock Option (right to buy) Common Stock (2,238) $0.44 Dec. 31, 2015 2,238 Disposed
Sept. 9, 2015 RKDA Employee Stock Option (right to buy) Common Stock (11,129) $0.44 Dec. 31, 2015 11,129 Disposed
Sept. 8, 2015 RKDA Employee Stock Option (right to buy) Common Stock (14,133) $0.44 Dec. 31, 2015 14,133 Disposed
May 20, 2015 RKDA Series D Convertible Preferred Stock Common Stock (3,189) — — 3,268 Disposed
May 20, 2015 RKDA Series A Convertible Preferred Stock Common Stock (7,812) — — 31,250 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 11 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
May 14, 2015 RKDA Common Stock 0 Direct
May 14, 2015 RKDA Employee Stock Option (right to buy)→ Common Stock (47,500) 47,500 Direct
May 14, 2015 RKDA Employee Stock Option (right to buy)→ Common Stock (252,500) 252,500 Direct
May 14, 2015 RKDA Employee Stock Option (right to buy)→ Common Stock (53,000) 53,000 Direct
May 14, 2015 RKDA Employee Stock Option (right to buy)→ Common Stock (75,000) 75,000 Direct
May 14, 2015 RKDA Employee Stock Option (right to buy)→ Common Stock (18,750) 18,750 Direct
May 14, 2015 RKDA Employee Stock Option (right to buy)→ Common Stock (25,000) 25,000 Direct
May 14, 2015 RKDA Employee Stock Option (right to buy)→ Common Stock (12,500) 12,500 Direct
May 14, 2015 RKDA Series A Convertible Preferred Stock→ Common Stock (31,250) 31,250 Direct
May 14, 2015 RKDA Series D Convertible Preferred Stock→ Common Stock (3,268) 3,268 Direct
May 14, 2015 RKDA Warrant (right to buy)→ Common Stock (408) 408 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

RKDA

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2016 $329,625 — — $118,481 $14,700 — — $462,806

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.