Warren H Haruki
CIK 1356116 · View on SEC EDGAR ↗
First SEC filing: March 14, 2006 · Latest: March 14, 2006
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 31, 2023 | MLP | D | 29,751 | $12.04 | $358,202 | 544,340 Direct | -5.18% | Disposed | 30.3% (price as of 2026-08-21) |
| March 3, 2023 | MLP | A | 51,582 | $9.17 | $473,007 | 579,533 Direct | +9.77% | Acquired | 71.1% (price as of 2026-08-21) |
| March 3, 2023 | MLP | D | 16,623 | $9.17 | $152,433 | 562,910 Direct | -2.87% | Disposed | 71.1% (price as of 2026-08-21) |
| March 3, 2023 | MLP | A | 33,012 | $9.17 | $302,720 | 595,922 Direct | +5.86% | Acquired | 71.1% (price as of 2026-08-21) |
| Dec. 30, 2022 | MLP | F | 2,454 | $9.44 | $23,166 | 527,951 Direct | -0.46% | Disposed | 66.2% (price as of 2026-08-21) |
| Oct. 18, 2022 | MLP | F | 2,074 | $10.00 | $20,740 | 528,331 Direct | -0.39% | Disposed | 56.9% (price as of 2026-08-21) |
| July 7, 2022 | MLP | F | 2,102 | $9.57 | $20,116 | 530,405 Direct | -0.39% | Disposed | 63.9% (price as of 2026-08-21) |
| March 31, 2022 | MLP | D | 3,384 | $10.02 | $33,908 | 532,507 Direct | -0.63% | Disposed | 56.6% (price as of 2026-08-21) |
| March 31, 2022 | MLP | A | 26,508 | $10.02 | $265,610 | 535,891 Direct | +5.20% | Acquired | 56.6% (price as of 2026-08-21) |
| March 31, 2022 | MLP | A | 22,082 | $10.02 | $221,262 | 509,383 Direct | +4.53% | Acquired | 56.6% (price as of 2026-08-21) |
| Jan. 7, 2022 | MLP | F | 4,011 | $9.95 | $39,909 | 487,301 Direct | -0.82% | Disposed | 57.7% (price as of 2026-08-21) |
| Oct. 1, 2021 | MLP | F | 3,598 | $10.36 | $37,275 | 491,312 Direct | -0.73% | Disposed | 51.4% (price as of 2026-08-21) |
| July 1, 2021 | MLP | F | 4,320 | $10.67 | $46,094 | 494,910 Direct | -0.87% | Disposed | 47.0% (price as of 2026-08-21) |
| March 31, 2021 | MLP | F | 3,744 | $11.62 | $43,505 | 499,230 Direct | -0.74% | Disposed | 35.0% (price as of 2026-08-21) |
| March 19, 2021 | MLP | A | 31,380 | $12.49 | $391,936 | 502,974 Direct | +6.65% | Acquired | 25.6% (price as of 2026-08-21) |
| March 10, 2021 | MLP | A | 23,068 | $12.49 | $288,119 | 471,594 Direct | +5.14% | Acquired | 25.6% (price as of 2026-08-21) |
| Dec. 31, 2020 | MLP | F | 3,744 | $11.59 | $43,393 | 448,526 Direct | -0.83% | Disposed | 35.4% (price as of 2026-08-21) |
| Sept. 30, 2020 | MLP | F | 3,744 | $11.03 | $41,296 | 452,270 Direct | -0.82% | Disposed | 42.2% (price as of 2026-08-21) |
| June 30, 2020 | MLP | F | 3,744 | $10.94 | $40,959 | 456,014 Direct | -0.81% | Disposed | 43.4% (price as of 2026-08-21) |
| March 31, 2020 | MLP | F | 3,461 | $11.45 | $39,628 | 459,758 Direct | -0.75% | Disposed | 37.0% (price as of 2026-08-21) |
| March 19, 2020 | MLP | A | 30,960 | $12.73 | $394,121 | 463,219 Direct | +7.16% | Acquired | 23.3% (price as of 2026-08-21) |
| Feb. 21, 2020 | MLP | F | 25,617 | $12.73 | $326,104 | 432,259 Direct | -5.59% | Disposed | 23.3% (price as of 2026-08-21) |
| Feb. 21, 2020 | MLP | A | 48,379 | $12.73 | $615,865 | 457,876 Direct | +11.81% | Acquired | 23.3% (price as of 2026-08-21) |
| Sept. 30, 2019 | MLP | F | 3,461 | $10.81 | $37,413 | 412,958 Direct | -0.83% | Disposed | 45.1% (price as of 2026-08-21) |
| June 30, 2019 | MLP | F | 2,964 | $10.10 | $29,936 | 416,419 Direct | -0.71% | Disposed | 55.3% (price as of 2026-08-21) |
| March 31, 2019 | MLP | F | 2,608 | $11.39 | $29,705 | 419,383 Direct | -0.62% | Disposed | 37.8% (price as of 2026-08-21) |
| March 6, 2019 | MLP | M | 25,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| March 6, 2019 | MLP | M | 25,000 | $5.20 | $130,000 | 420,441 Direct | +6.32% | Acquired | 201.7% (price as of 2026-08-21) |
| March 6, 2019 | MLP | A | 32,892 | $12.32 | $405,229 | 420,441 Direct | +8.49% | Acquired | 27.4% (price as of 2026-08-21) |
| Feb. 26, 2019 | MLP | F | 36,323 | $12.32 | $447,499 | 387,549 Direct | +10.34% | Acquired | 27.4% (price as of 2026-08-21) |
| Dec. 31, 2018 | MLP | F | 2,320 | $9.74 | $22,597 | 351,226 Direct | -0.66% | Disposed | 61.1% (price as of 2026-08-21) |
| Sept. 30, 2018 | MLP | F | 2,320 | $12.68 | $29,418 | 353,546 Direct | -0.65% | Disposed | 23.7% (price as of 2026-08-21) |
| June 30, 2018 | MLP | F | 2,320 | $11.25 | $26,100 | 355,866 Direct | -0.65% | Disposed | 39.5% (price as of 2026-08-21) |
| March 31, 2018 | MLP | F | 2,381 | $11.73 | $27,929 | 358,186 Direct | -0.66% | Disposed | 33.8% (price as of 2026-08-21) |
| Dec. 31, 2017 | MLP | F | 3,142 | $17.30 | $54,357 | 311,436 Direct | -1.00% | Disposed | -9.3% (price as of 2026-08-21) |
| Sept. 29, 2017 | MLP | F | 3,142 | $13.95 | $43,831 | 314,578 Direct | -0.99% | Disposed | 12.5% (price as of 2026-08-21) |
| June 30, 2017 | MLP | F | 3,142 | $20.30 | $63,783 | 317,720 Direct | -0.98% | Disposed | -22.7% (price as of 2026-08-21) |
| April 28, 2017 | MLP | A | 24,538 | $8.12 | $199,249 | 320,862 Direct | +8.28% | Acquired | 93.2% (price as of 2026-08-21) |
| April 28, 2017 | MLP | F | 35,478 | $8.12 | $288,081 | 296,324 Direct | -10.69% | Disposed | 93.2% (price as of 2026-08-21) |
| April 28, 2017 | MLP | A | 68,161 | $8.12 | $553,467 | 331,802 Direct | +25.85% | Acquired | 93.2% (price as of 2026-08-21) |
| March 31, 2017 | MLP | F | 2,325 | $11.71 | $27,226 | 263,641 Direct | -0.87% | Disposed | 34.0% (price as of 2026-08-21) |
| Dec. 31, 2016 | MLP | F | 2,089 | $7.19 | $15,020 | 265,966 Direct | -0.78% | Disposed | 118.2% (price as of 2026-08-21) |
| Sept. 30, 2016 | MLP | F | 2,089 | $6.59 | $13,767 | 268,055 Direct | -0.77% | Disposed | 138.1% (price as of 2026-08-21) |
| June 30, 2016 | MLP | F | 2,089 | $7.35 | $15,354 | 270,144 Direct | -0.77% | Disposed | 113.5% (price as of 2026-08-21) |
| March 31, 2016 | MLP | F | 1,289 | $5.93 | $7,644 | 272,233 Direct | -0.47% | Disposed | 164.6% (price as of 2026-08-21) |
| March 11, 2016 | MLP | A | 26,136 | $5.10 | $133,294 | 273,522 Direct | +10.56% | Acquired | 207.6% (price as of 2026-08-21) |
| March 11, 2016 | MLP | F | 37,340 | $5.10 | $190,434 | 247,386 Direct | -13.11% | Disposed | 207.6% (price as of 2026-08-21) |
| March 11, 2016 | MLP | A | 72,575 | $5.10 | $370,132 | 284,726 Direct | +34.21% | Acquired | 207.6% (price as of 2026-08-21) |
| Dec. 31, 2015 | MLP | F | 933 | $5.46 | $5,094 | 212,151 Direct | -0.44% | Disposed | 187.4% (price as of 2026-08-21) |
| Sept. 30, 2015 | MLP | F | 933 | $5.27 | $4,917 | 213,084 Direct | -0.44% | Disposed | 197.7% (price as of 2026-08-21) |
| June 30, 2015 | MLP | F | 933 | $5.68 | $5,299 | 214,017 Direct | -0.43% | Disposed | 176.2% (price as of 2026-08-21) |
| March 17, 2015 | MLP | A | 21,756 | $6.20 | $134,887 | 214,950 Direct | +11.26% | Acquired | 153.1% (price as of 2026-08-21) |
| March 17, 2015 | MLP | F | 31,093 | $6.20 | $192,777 | 193,194 Direct | -13.86% | Disposed | 153.1% (price as of 2026-08-21) |
| March 17, 2015 | MLP | A | 60,433 | $6.20 | $374,685 | 224,287 Direct | +36.88% | Acquired | 153.1% (price as of 2026-08-21) |
| June 30, 2014 | MLP | F | 4,160 | $6.86 | $28,538 | 163,854 Direct | -2.48% | Disposed | 128.7% (price as of 2026-08-21) |
| March 31, 2014 | MLP | F | 4,161 | $6.42 | $26,714 | 168,014 Direct | -2.42% | Disposed | 144.4% (price as of 2026-08-21) |
| Feb. 13, 2014 | MLP | F | 12,254 | $6.07 | $74,382 | 172,175 Direct | -6.64% | Disposed | 158.5% (price as of 2026-08-21) |
| Feb. 13, 2014 | MLP | A | 22,259 | $6.07 | $135,112 | 184,429 Direct | +13.73% | Acquired | 158.5% (price as of 2026-08-21) |
| Dec. 31, 2013 | MLP | F | 3,094 | $6.09 | $18,842 | 162,170 Direct | -1.87% | Disposed | 157.6% (price as of 2026-08-21) |
| Oct. 1, 2013 | MLP | F | 3,094 | $4.04 | $12,500 | 165,264 Direct | -1.84% | Disposed | 288.4% (price as of 2026-08-21) |
| July 1, 2013 | MLP | F | 3,094 | $4.06 | $12,562 | 168,358 Direct | -1.80% | Disposed | 286.5% (price as of 2026-08-21) |
| April 2, 2013 | MLP | F | 3,094 | $4.02 | $12,438 | 171,452 Direct | -1.77% | Disposed | 290.3% (price as of 2026-08-21) |
| Feb. 21, 2013 | MLP | F | 7,595 | $4.01 | $30,456 | 174,546 Direct | -4.17% | Disposed | 291.3% (price as of 2026-08-21) |
| Feb. 21, 2013 | MLP | A | 21,197 | $4.01 | $85,000 | 182,141 Direct | +13.17% | Acquired | 291.3% (price as of 2026-08-21) |
| Jan. 2, 2013 | MLP | F | 3,094 | $4.15 | $12,840 | 160,944 Direct | -1.89% | Disposed | 278.1% (price as of 2026-08-21) |
| Oct. 1, 2012 | MLP | F | 3,094 | $2.30 | $7,116 | 164,038 Direct | -1.85% | Disposed | 582.2% (price as of 2026-08-21) |
| July 2, 2012 | MLP | F | 3,094 | $3.84 | $11,881 | 167,132 Direct | -1.82% | Disposed | 308.6% (price as of 2026-08-21) |
| April 2, 2012 | MLP | F | 3,094 | $4.10 | $12,685 | 170,226 Direct | -1.79% | Disposed | 282.7% (price as of 2026-08-21) |
| Feb. 15, 2012 | MLP | F | 8,518 | $3.82 | $32,539 | 173,320 Direct | -4.68% | Disposed | 310.7% (price as of 2026-08-21) |
| Feb. 15, 2012 | MLP | A | 23,856 | $3.82 | $91,130 | 181,838 Direct | +15.10% | Acquired | 310.7% (price as of 2026-08-21) |
| Jan. 3, 2012 | MLP | F | 4,150 | $4.17 | $17,306 | 157,982 Direct | -2.56% | Disposed | 276.3% (price as of 2026-08-21) |
| Oct. 3, 2011 | MLP | F | 3,694 | $4.39 | $16,217 | 162,132 Direct | -2.23% | Disposed | 257.4% (price as of 2026-08-21) |
| July 1, 2011 | MLP | F | 3,694 | $5.04 | $18,618 | 165,826 Direct | -2.18% | Disposed | 211.3% (price as of 2026-08-21) |
| June 9, 2011 | MLP | A | 74,016 | $4.91 | $363,419 | 169,520 Direct | +77.50% | Acquired | 219.6% (price as of 2026-08-21) |
| April 1, 2011 | MLP | F | 1,549 | $5.70 | $8,829 | 95,504 Direct | -1.60% | Disposed | 175.3% (price as of 2026-08-21) |
| Jan. 3, 2011 | MLP | F | 1,549 | $4.98 | $7,714 | 97,053 Direct | -1.57% | Disposed | 215.1% (price as of 2026-08-21) |
| Oct. 4, 2010 | MLP | F | 1,379 | $4.63 | $6,385 | 98,602 Direct | -1.38% | Disposed | 238.9% (price as of 2026-08-21) |
| July 29, 2010 | MLP | X | 25,000 | — | — | 69,053 Direct | -26.58% | Disposed | (price as of 2026-08-21) |
| July 29, 2010 | MLP | X | 25,000 | $3.85 | $96,250 | 99,981 Direct | +33.34% | Acquired | 307.5% (price as of 2026-08-21) |
| July 1, 2010 | MLP | F | 1,379 | $3.73 | $5,144 | 74,981 Direct | -1.81% | Disposed | 320.6% (price as of 2026-08-21) |
| April 5, 2010 | MLP | F | 1,630 | $6.24 | $10,171 | 76,360 Direct | -2.09% | Disposed | 151.4% (price as of 2026-08-21) |
| Jan. 4, 2010 | MLP | F | 1,630 | $5.45 | $8,884 | 77,990 Direct | -2.05% | Disposed | 187.9% (price as of 2026-08-21) |
| Oct. 2, 2009 | MLP | F | 1,630 | $6.29 | $10,253 | 79,620 Direct | -2.01% | Disposed | 149.4% (price as of 2026-08-21) |
| Aug. 3, 2009 | MLP | A | 56,000 | — | — | 81,250 Direct | +221.78% | Acquired | (price as of 2026-08-21) |
| March 9, 2009 | MLP | A | 25,000 | $5.20 | $130,000 | 25,000 Direct | — | Acquired | 201.7% (price as of 2026-08-21) |
| March 9, 2009 | MLP | A | 20,000 | — | — | 25,250 Direct | +380.95% | Acquired | (price as of 2026-08-21) |
| May 12, 2008 | MLP | A | 3,000 | — | — | 5,250 Direct | +133.33% | Acquired | (price as of 2026-08-21) |
| March 13, 2006 | MLP | A | 2,250 | — | — | 2,250 Direct | — | Acquired | (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 6, 2019 | MLP | Non-Qualified Stock Option | Common Stock (25,000) | $5.20 | March 9, 2019 | 25,000 | Disposed |
| July 29, 2010 | MLP | Subscription Rights (right to buy) | Common Stock (25,000) | $3.85 | July 29, 2010 | 25,000 | Disposed |
| March 9, 2009 | MLP | Option To Purchase | Common Stock (25,000) | $5.20 | March 9, 2019 | 25,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 14, 2006 | MLP | common stock | 0 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2023 | $146,504 | — | $798,372 | — | — | — | $287,593 | $1,775,330 |
| 2022 | $430,000 | — | $302,720 | — | — | — | $348 | $1,206,068 |
| 2021 | $415,000 | — | $265,600 | — | — | — | $762 | $1,096,362 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.