Wayne P. Rothbaum
CIK 1423102 · View on SEC EDGAR ↗
Insider
First SEC filing: June 15, 2016 · Latest: June 15, 2016
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 1 non-open-market transaction below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
1 other filing hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 20, 2024 | IOVA | P | 5,000,000 | $9.15 | $45,750,000 | 28,067,333 Indirect | +21.68% | Acquired | -16.8% (price as of 2026-08-19) |
| Sept. 15, 2023 | IOVA | P | 5,000,000 | $5.30 | $26,500,000 | 23,067,333 Indirect | +27.67% | Acquired | 43.7% (price as of 2026-08-19) |
| Dec. 2, 2022 | IOVA | P | 10,000,000 | $6.50 | $65,000,000 | 18,067,333 Indirect | +123.96% | Acquired | 17.2% (price as of 2026-08-19) |
| June 1, 2022 | IOVA | P | 500,000 | $6.43 | $3,215,000 | 8,067,333 Indirect | +6.61% | Acquired | 18.4% (price as of 2026-08-19) |
| May 31, 2022 | IOVA | P | 500,000 | $6.77 | $3,385,000 | 7,567,333 Indirect | +7.07% | Acquired | 12.5% (price as of 2026-08-19) |
| Dec. 6, 2018 | IOVA | P | 300,000 | $9.86 | $2,958,000 | 7,067,333 Indirect | +4.43% | Acquired | -22.8% (price as of 2026-08-19) |
| Dec. 4, 2018 | IOVA | P | 921,053 | $10.31 | $9,496,056 | 6,767,333 Indirect | +15.75% | Acquired | -26.1% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 1, 2024 | IOVA | Deferred Restricted Stock Unit | Common Stock (100,000) | — | — | 100,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.