Wendell Chen
CIK 1711604 · View on SEC EDGAR ↗
First SEC filing: July 25, 2017 · Latest: July 25, 2017
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 6, 2020 | RBB | P | 1,000 | $16.07 | $16,070 | 79,208 Direct | +1.28% | Acquired | 69.7% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 31, 2020 | RBB | Option (right to buy) | Common Stock (10,763) | $11.15 | May 16, 2022 | 10,763 | Disposed |
| Jan. 29, 2019 | RBB | Option (right to buy) | Common Stock (10,763) | $9.29 | May 18, 2021 | 10,763 | Disposed |
| Jan. 29, 2019 | RBB | Option (right to buy) | Common Stock (10,763) | $9.29 | May 18, 2021 | 10,763 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 7 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 25, 2017 | RBB | Common Stock, No Par Value | 56,682 | Direct |
| July 25, 2017 | RBB | Option (right to buy)→ Common Stock (10,763) | 10,763 | Direct |
| July 25, 2017 | RBB | Option (right to buy)→ Common Stock (10,763) | 10,763 | Direct |
| July 25, 2017 | RBB | Option (right to buy)→ Common Stock (10,763) | 10,763 | Direct |
| July 25, 2017 | RBB | Option (right to buy)→ Common Stock (10,250) | 10,250 | Direct |
| July 25, 2017 | RBB | Option (right to buy)→ Common Stock (10,000) | 10,000 | Direct |
| July 25, 2017 | RBB | Option (right to buy)→ Common Stock (10,000) | 10,000 | Direct |