Wendy S. Neal
CIK 1640644 · View on SEC EDGAR ↗
First SEC filing: Feb. 29, 2016 · Latest: Feb. 29, 2016
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 18, 2016 | RKDA | A | 75,000 | — | — | 75,000 Direct | — | Acquired | (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 18, 2016 | RKDA | Stock Option (right to buy) | Common Stock (75,000) | $2.14 | Aug. 17, 2026 | 75,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 9 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Feb. 29, 2016 | RKDA | Employee Stock Option (right to buy)→ Common Stock (50,000) | 50,000 | Direct |
| May 14, 2015 | RKDA | Common Stock | 0 | Direct |
| May 14, 2015 | RKDA | Employee Stock Option (right to buy)→ Common Stock (50,000) | 50,000 | Direct |
| May 14, 2015 | RKDA | Employee Stock Option (right to buy)→ Common Stock (31,250) | 31,250 | Direct |
| May 14, 2015 | RKDA | Employee Stock Option (right to buy)→ Common Stock (50,000) | 50,000 | Direct |
| May 14, 2015 | RKDA | Employee Stock Option (right to buy)→ Common Stock (18,750) | 18,750 | Direct |
| May 14, 2015 | RKDA | Employee Stock Option (right to buy)→ Common Stock (25,000) | 25,000 | Direct |
| May 14, 2015 | RKDA | Employee Stock Option (right to buy)→ Common Stock (12,500) | 12,500 | Direct |
| May 14, 2015 | RKDA | Employee Stock Option (right to buy)→ Common Stock (10,000) | 10,000 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2016 | $395,412 | — | — | $118,481 | $8,897 | — | — | $522,790 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.