Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 5 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

5 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Sept. 5, 2012 UCB S 1,800 $8.40 $15,120 46,118 Direct -3.76% Disposed 302.5% (price as of 2026-10-05)
Sept. 5, 2012 UCB S 2,200 $8.40 $18,480 47,918 Direct -4.39% Disposed 302.5% (price as of 2026-10-05)
Sept. 5, 2012 UCB S 3,000 $8.33 $24,990 50,118 Direct -5.65% Disposed 305.9% (price as of 2026-10-05)
Sept. 5, 2012 UCB S 1,800 $8.40 $15,120 46,792 Direct -3.70% Disposed 302.5% (price as of 2026-10-05)
Sept. 5, 2012 UCB S 2,200 $8.40 $18,480 48,592 Direct -4.33% Disposed 302.5% (price as of 2026-10-05)
Sept. 5, 2012 UCB S 3,000 $8.33 $24,990 50,792 Direct -5.58% Disposed 305.9% (price as of 2026-10-05)
Nov. 17, 2010 UCB P 60,000 $1.43 $85,800 259,568 Direct +30.06% Acquired 372.9% (price as of 2026-10-05)
Nov. 17, 2010 UCB P 56,300 $1.43 $80,509 255,868 Direct +28.21% Acquired 372.9% (price as of 2026-10-05)
June 6, 2008 UCB P 5,500 $10.90 $59,950 34,244 Indirect +19.13% Acquired -36.0% (price as of 2026-10-05)
June 4, 2008 UCB P 5,000 $11.44 $57,200 193,089 Direct +2.66% Acquired -39.0% (price as of 2026-10-05)
May 30, 2008 UCB P 5,000 $10.39 $51,950 188,089 Direct +2.73% Acquired -32.9% (price as of 2026-10-05)
May 29, 2008 UCB P 5,000 $10.97 $54,850 183,089 Direct +2.81% Acquired -36.4% (price as of 2026-10-05)
May 28, 2008 UCB P 2,500 $10.94 $27,350 178,089 Direct +1.42% Acquired -36.3% (price as of 2026-10-05)
May 28, 2008 UCB P 2,500 $10.88 $27,200 175,589 Direct +1.44% Acquired -35.9% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Oct. 31, 2008 UCB Warrant to Purchase Common Stock Common Stock (5,000) $20.00 Oct. 31, 2013 5,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
May 9, 2008 UCB Common Stock 173,089 Direct
May 9, 2008 UCB Common Stock (RSU's) 13,000 Direct
May 9, 2008 UCB Common Stock 28,744 Indirect
May 9, 2008 UCB Common Stock 12,805 Indirect
May 9, 2008 UCB Option to Purchase Common Stock→ Common Stock (25,000) 25,000 Direct
May 9, 2008 UCB Option to Purchase Common Stock→ Common Stock (15,000) 15,000 Direct