William Francis Glavin Jr

Insider

First SEC filing: June 8, 2026 · Latest: June 8, 2026

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 96 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

96 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 4, 2026	LPLA	A	15	—	—	24,064	—	—	(price as of 2026-08-21)
May 15, 2026	IVZ	A	8,112	—	—	81,084 Direct	+11.12%	Acquired	(price as of 2026-08-21)
Aug. 29, 2025	LPLA	A	10	—	—	23,312 Direct	+0.04%	Acquired	(price as of 2026-08-21)
June 12, 2025	LPLA	A	10	—	—	23,302 Direct	+0.04%	Acquired	(price as of 2026-08-21)
May 23, 2025	LPLA	A	602	—	—	22,984 Direct	+2.69%	Acquired	(price as of 2026-08-21)
May 23, 2025	LPLA	A	308	—	—	23,292 Direct	+1.34%	Acquired	(price as of 2026-08-21)
May 15, 2025	IVZ	A	12,728	—	—	72,972 Direct	+21.13%	Acquired	(price as of 2026-08-21)
March 25, 2025	LPLA	A	11	—	—	22,382 Direct	+0.05%	Acquired	(price as of 2026-08-21)
Dec. 2, 2024	LPLA	A	12	—	—	22,371 Direct	+0.05%	Acquired	(price as of 2026-08-21)
Aug. 23, 2024	LPLA	A	20	—	—	22,359 Direct	+0.09%	Acquired	(price as of 2026-08-21)
June 4, 2024	LPLA	A	16	—	—	22,339 Direct	+0.07%	Acquired	(price as of 2026-08-21)
May 15, 2024	IVZ	A	11,955	—	—	60,244 Direct	+24.76%	Acquired	(price as of 2026-08-21)
May 10, 2024	LPLA	A	699	—	—	21,945 Direct	+3.29%	Acquired	(price as of 2026-08-21)
May 10, 2024	LPLA	A	378	—	—	22,323 Direct	+1.72%	Acquired	(price as of 2026-08-21)
March 26, 2024	LPLA	A	16	—	—	21,246 Direct	+0.08%	Acquired	(price as of 2026-08-21)
Nov. 27, 2023	LPLA	A	1	—	—	21,211 Direct	0.00%	Acquired	(price as of 2026-08-21)
Nov. 27, 2023	LPLA	A	19	—	—	21,230 Direct	+0.09%	Acquired	(price as of 2026-08-21)
Aug. 25, 2023	LPLA	A	1	—	—	21,191 Direct	0.00%	Acquired	(price as of 2026-08-21)
Aug. 25, 2023	LPLA	A	19	—	—	21,210 Direct	+0.09%	Acquired	(price as of 2026-08-21)
June 1, 2023	LPLA	A	1	—	—	21,165 Direct	0.00%	Acquired	(price as of 2026-08-21)
June 1, 2023	LPLA	A	25	—	—	21,190 Direct	+0.12%	Acquired	(price as of 2026-08-21)
May 15, 2023	IVZ	A	12,820	—	—	48,289 Direct	+36.14%	Acquired	(price as of 2026-08-21)
May 12, 2023	LPLA	A	784	—	—	20,658 Direct	+3.94%	Acquired	(price as of 2026-08-21)
May 12, 2023	LPLA	A	506	—	—	21,164 Direct	+2.45%	Acquired	(price as of 2026-08-21)
May 4, 2023	LPLA	P	557	$180.23	$100,388	2,775 Indirect	+25.11%	Acquired	99.0% (price as of 2026-08-21)
March 28, 2023	LPLA	A	1	—	—	19,851 Direct	+0.01%	Acquired	(price as of 2026-08-21)
March 28, 2023	LPLA	A	23	—	—	19,874 Direct	+0.12%	Acquired	(price as of 2026-08-21)
Nov. 28, 2022	LPLA	A	16	—	—	19,850 Direct	+0.08%	Acquired	(price as of 2026-08-21)
Nov. 18, 2022	LPLA	P	458	$217.74	$99,725	2,218 Indirect	+26.02%	Acquired	64.7% (price as of 2026-08-21)
Aug. 31, 2022	LPLA	A	16	—	—	19,834 Direct	+0.08%	Acquired	(price as of 2026-08-21)
June 24, 2022	LPLA	A	1	—	—	19,800 Direct	+0.01%	Acquired	(price as of 2026-08-21)
June 24, 2022	LPLA	A	18	—	—	19,818 Direct	+0.09%	Acquired	(price as of 2026-08-21)
May 19, 2022	LPLA	A	814	—	—	19,274 Direct	+4.41%	Acquired	(price as of 2026-08-21)
May 19, 2022	LPLA	A	525	—	—	19,799 Direct	+2.72%	Acquired	(price as of 2026-08-21)
May 15, 2022	IVZ	A	10,930	—	—	35,469 Direct	+44.54%	Acquired	(price as of 2026-08-21)
March 29, 2022	LPLA	A	1	—	—	18,443 Direct	+0.01%	Acquired	(price as of 2026-08-21)
March 29, 2022	LPLA	A	17	—	—	18,460 Direct	+0.09%	Acquired	(price as of 2026-08-21)
March 8, 2022	LPLA	P	1,500	$141.51	$212,265	1,500 Indirect	—	Acquired	153.4% (price as of 2026-08-21)
March 8, 2022	LPLA	P	260	$142.02	$36,925	1,760 Indirect	+17.33%	Acquired	152.5% (price as of 2026-08-21)
Nov. 29, 2021	LPLA	A	1	—	—	18,419 Direct	+0.01%	Acquired	(price as of 2026-08-21)
Nov. 29, 2021	LPLA	A	23	—	—	18,442 Direct	+0.12%	Acquired	(price as of 2026-08-21)
Aug. 27, 2021	LPLA	A	1	—	—	18,394 Direct	+0.01%	Acquired	(price as of 2026-08-21)
Aug. 27, 2021	LPLA	A	24	—	—	18,418 Direct	+0.13%	Acquired	(price as of 2026-08-21)
June 7, 2021	LPLA	A	1	—	—	18,369 Direct	+0.01%	Acquired	(price as of 2026-08-21)
June 7, 2021	LPLA	A	24	—	—	18,393 Direct	+0.13%	Acquired	(price as of 2026-08-21)
May 15, 2021	IVZ	A	5,807	—	—	24,539 Direct	+31.00%	Acquired	(price as of 2026-08-21)
May 6, 2021	LPLA	A	1,051	—	—	17,826 Direct	+6.27%	Acquired	(price as of 2026-08-21)
May 6, 2021	LPLA	A	542	—	—	18,368 Direct	+3.04%	Acquired	(price as of 2026-08-21)
April 29, 2021	IVZ	A	1,311	—	—	18,732 Direct	+7.53%	Acquired	(price as of 2026-08-21)
March 30, 2021	LPLA	A	4	—	—	16,755 Direct	+0.02%	Acquired	(price as of 2026-08-21)
March 30, 2021	LPLA	A	20	—	—	16,775 Direct	+0.12%	Acquired	(price as of 2026-08-21)
Jan. 27, 2021	IVZ	A	1,744	—	—	17,421 Direct	+11.12%	Acquired	(price as of 2026-08-21)
Nov. 30, 2020	LPLA	A	7	—	—	16,717 Direct	+0.04%	Acquired	(price as of 2026-08-21)
Nov. 30, 2020	LPLA	A	34	—	—	16,751 Direct	+0.20%	Acquired	(price as of 2026-08-21)
Oct. 28, 2020	IVZ	A	2,719	—	—	15,677 Direct	+20.98%	Acquired	(price as of 2026-08-21)
Aug. 28, 2020	LPLA	A	8	—	—	16,671 Direct	+0.05%	Acquired	(price as of 2026-08-21)
Aug. 28, 2020	LPLA	A	39	—	—	16,710 Direct	+0.23%	Acquired	(price as of 2026-08-21)
July 29, 2020	IVZ	A	3,419	—	—	12,958 Direct	+35.84%	Acquired	(price as of 2026-08-21)
June 12, 2020	LPLA	A	8	—	—	16,623 Direct	+0.05%	Acquired	(price as of 2026-08-21)
June 12, 2020	LPLA	A	40	—	—	16,663 Direct	+0.24%	Acquired	(price as of 2026-08-21)
May 7, 2020	LPLA	A	2,780	—	—	15,180 Direct	+22.42%	Acquired	(price as of 2026-08-21)
May 7, 2020	LPLA	A	1,435	—	—	16,615 Direct	+9.45%	Acquired	(price as of 2026-08-21)
April 24, 2020	IVZ	A	4,647	—	—	9,539 Direct	+94.99%	Acquired	(price as of 2026-08-21)
March 31, 2020	LPLA	A	9	—	—	12,356 Direct	+0.07%	Acquired	(price as of 2026-08-21)
March 31, 2020	LPLA	A	44	—	—	12,400 Direct	+0.36%	Acquired	(price as of 2026-08-21)
Jan. 30, 2020	IVZ	A	2,056	—	—	4,892 Direct	+72.50%	Acquired	(price as of 2026-08-21)
Nov. 21, 2019	LPLA	A	5	—	—	12,322 Direct	+0.04%	Acquired	(price as of 2026-08-21)
Nov. 21, 2019	LPLA	A	25	—	—	12,347 Direct	+0.20%	Acquired	(price as of 2026-08-21)
Oct. 25, 2019	IVZ	A	2,126	—	—	2,836 Direct	+299.44%	Acquired	(price as of 2026-08-21)
Aug. 23, 2019	LPLA	A	7	—	—	12,285 Direct	+0.06%	Acquired	(price as of 2026-08-21)
Aug. 23, 2019	LPLA	A	32	—	—	12,317 Direct	+0.26%	Acquired	(price as of 2026-08-21)
July 26, 2019	IVZ	A	710	—	—	710 Direct	—	Acquired	(price as of 2026-08-21)
June 3, 2019	LPLA	A	6	—	—	12,249 Direct	+0.05%	Acquired	(price as of 2026-08-21)
June 3, 2019	LPLA	A	29	—	—	12,278 Direct	+0.24%	Acquired	(price as of 2026-08-21)
May 9, 2019	LPLA	A	2,074	—	—	11,173 Direct	+22.79%	Acquired	(price as of 2026-08-21)
May 9, 2019	LPLA	A	1,070	—	—	12,243 Direct	+9.58%	Acquired	(price as of 2026-08-21)
March 29, 2019	LPLA	A	8	—	—	9,077 Direct	+0.09%	Acquired	(price as of 2026-08-21)
March 29, 2019	LPLA	A	22	—	—	9,099 Direct	+0.24%	Acquired	(price as of 2026-08-21)
Nov. 26, 2018	LPLA	A	9	—	—	9,045 Direct	+0.10%	Acquired	(price as of 2026-08-21)
Nov. 26, 2018	LPLA	A	24	—	—	9,069 Direct	+0.27%	Acquired	(price as of 2026-08-21)
Aug. 23, 2018	LPLA	A	9	—	—	9,013 Direct	+0.10%	Acquired	(price as of 2026-08-21)
Aug. 23, 2018	LPLA	A	23	—	—	9,036 Direct	+0.26%	Acquired	(price as of 2026-08-21)
June 1, 2018	LPLA	A	8	—	—	8,982 Direct	+0.09%	Acquired	(price as of 2026-08-21)
June 1, 2018	LPLA	A	22	—	—	9,004 Direct	+0.24%	Acquired	(price as of 2026-08-21)
May 18, 2018	LPLA	A	2,463	—	—	7,703 Direct	+47.00%	Acquired	(price as of 2026-08-21)
May 18, 2018	LPLA	A	1,271	—	—	8,974 Direct	+16.50%	Acquired	(price as of 2026-08-21)
March 23, 2018	LPLA	A	13	—	—	5,232 Direct	+0.25%	Acquired	(price as of 2026-08-21)
March 23, 2018	LPLA	A	8	—	—	5,240 Direct	+0.15%	Acquired	(price as of 2026-08-21)
Dec. 19, 2017	MCI	J	21,382	$15.63	$334,201	0 Direct	-100.00%	Disposed	17.4% (price as of 2026-08-21)
Nov. 27, 2017	LPLA	A	16	—	—	5,210 Direct	+0.31%	Acquired	(price as of 2026-08-21)
Nov. 27, 2017	LPLA	A	9	—	—	5,219 Direct	+0.17%	Acquired	(price as of 2026-08-21)
Aug. 24, 2017	LPLA	A	17	—	—	5,184 Direct	+0.33%	Acquired	(price as of 2026-08-21)
Aug. 24, 2017	LPLA	A	10	—	—	5,194 Direct	+0.19%	Acquired	(price as of 2026-08-21)
May 18, 2017	LPLA	A	3,199	—	—	3,199 Direct	—	Acquired	(price as of 2026-08-21)
May 18, 2017	LPLA	A	1,968	—	—	5,167 Direct	+61.52%	Acquired	(price as of 2026-08-21)
Oct. 2, 2006	MCI	A	506	$33.99	$17,199	7,016 Direct	+7.77%	Acquired	8.0% (price as of 2026-08-21)
Oct. 2, 2006	MCI	A	507	$33.90	$17,187	6,925 Direct	+7.90%	Acquired	8.3% (price as of 2026-08-21)
Aug. 14, 2006	MCI	A	94	$34.00	$3,196	6,510 Direct	+1.47%	Acquired	8.0% (price as of 2026-08-21)
Aug. 14, 2006	MCI	A	60	$34.00	$2,040	6,417 Direct	+0.94%	Acquired	8.0% (price as of 2026-08-21)
May 15, 2006	MCI	A	93	$32.74	$3,045	6,416 Direct	+1.47%	Acquired	12.1% (price as of 2026-08-21)

Showing latest 100 of 119 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 19, 2017	MCI	Babson Capital Non Qualified Thrift Plan	Common Shares ("Shares of Beneficial Interest") (21,382)	—	—	21,382	Disposed
Oct. 2, 2006	MCI	Babson Capital Non Qualified Thrift Plan	Capital Stock (506)	$0.00	—	506	Acquired
Oct. 2, 2006	MCI	Babson Capital Non Qualified Thrift Plan	Capital Stock (507)	$0.00	—	507	Acquired
Aug. 14, 2006	MCI	Babson Capital Non Qualified Thrift Plan	Capital Stock (94)	$0.00	—	94	Acquired
Aug. 14, 2006	MCI	Babson Capital Non Qualified Thrift Plan	Capital Stock (60)	$0.00	—	60	Acquired
Aug. 14, 2006	MCI	Babson Capital Non Qualified Thrift Plan	Capital Stock (34)	$0.00	—	34	Acquired
May 15, 2006	MCI	Babson Capital Non Qualified Thrift Plan	Capital Stock (93)	$0.00	—	93	Acquired
March 2, 2006	MCI	Babson Capital Non Qualified Thrift Plan	Capital Stock (1,947)	$0.00	—	1,947	Acquired
Jan. 13, 2006	MCI	Babson Capital Non Qualified Thrift Plan	Capital Stock (58)	$0.00	—	58	Acquired
Jan. 13, 2006	MCI	Babson Capital Non Qualified Thrift Plan	Capital Stock (65)	$0.00	—	65	Acquired
Nov. 14, 2005	MCI	Babson Capital Non Qualified Thrift Plan	Capital Stock (31)	$0.00	—	31	Acquired
Nov. 14, 2005	MCI	Babson Capital Non Qualified Thrift Plan	Capital Stock (35)	$0.00	—	35	Acquired
Aug. 12, 2005	MCI	Babson Capital Non Qualified Thrift Plan	Capital Stock (29)	$0.00	—	29	Acquired
Aug. 12, 2005	MCI	Babson Capital Non Qualified Thrift Plan	Capital Stock (33)	$0.00	—	33	Acquired
May 16, 2005	MCI	Babson Capital Non Qualified Thrift Plan	Capital Stock (31)	$0.00	—	31	Acquired
May 16, 2005	MCI	Babson Capital Non Qualified Thrift Plan	Capital Stock (35)	$0.00	—	35	Acquired
March 3, 2005	MCI	Babson Capital Non Qualified Thrift Plan	Capital Stock (1,915)	$0.00	—	1,915	Acquired
March 3, 2005	MCI	Babson Capital Non Qualified Thrift Plan	Capital Stock (1,915)	$0.00	—	1,915	Acquired
Jan. 14, 2005	MCI	Babson Capital Non Qualified Thrift Plan	Capital Stock (54)	$0.00	—	54	Acquired
Jan. 14, 2005	MCI	Babson Capital Non Qualified Thrift Plan	Capital Stock (1,546)	$0.00	—	1,546	Acquired
Nov. 15, 2004	MCI	Babson Capital Non Qualified Thrift Plan	Capital Stock (36)	$0.00	—	36	Acquired
Nov. 15, 2004	MCI	Babson Capital Non Qualified Thrift Plan	Capital Stock (945)	$0.00	—	945	Acquired
Aug. 13, 2004	MCI	Babson Capital Non Qualified Thrift Plan	Capital Stock (45)	$0.00	—	45	Acquired
May 17, 2004	MCI	Babson Capital Non Qualified Thrift Plan	Capital Stock (34)	$0.00	—	34	Acquired
March 4, 2004	MCI	Babson Capital Non Qualified Thrift Plan	Capital Stock (1,975)	$0.00	—	1,975	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
May 28, 2019	IVZ	Common Shares	0	Direct
May 22, 2017	LPLA	No securities are beneficially owned	0	Direct
Dec. 29, 2014	MCI	Babson Capital Non Qualified Thrift Plan→ Common Shares ("Shares of Beneficial Interest")	—	Direct