Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 6 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
May 10, 2011 HALO A 19,000 · · 19,000 Direct · Acquired (price as of 2026-10-02)
Feb. 3, 2011 HALO A 40,000 $7.14 $285,600 40,000 Direct · Acquired 1438.7% (price as of 2026-10-02)
Feb. 4, 2010 HALO A 17,483 $5.55 $97,031 17,483 Direct · Acquired 1879.5% (price as of 2026-10-02)
Feb. 4, 2010 HALO A 22,517 $5.55 $124,969 22,517 Direct · Acquired 1879.5% (price as of 2026-10-02)
Feb. 5, 2009 HALO A 40,000 $6.10 $244,000 228,800 Direct +21.19% Acquired 1701.0% (price as of 2026-10-02)
Feb. 6, 2008 HALO A 28,800 $5.60 $161,280 188,800 Direct +18.00% Acquired 1861.8% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
May 10, 2011 HALO Restricted Stock Units Common Stock (19,000) $0.00 May 15, 2012 19,000 Acquired
Feb. 3, 2011 HALO Option to Purchase Common Stock Common Stock (40,000) $7.14 Feb. 3, 2021 40,000 Acquired
Feb. 4, 2010 HALO Option to Purchase Common Stock (ISO) Common Stock (17,483) $5.55 Feb. 4, 2020 17,483 Acquired
Feb. 4, 2010 HALO Option to Purchase Common Stock (NSO) Common Stock (22,517) $5.55 Feb. 4, 2020 22,517 Acquired
Feb. 5, 2009 HALO Option to Purchase Common Stock Common Stock (40,000) $6.10 Feb. 5, 2019 40,000 Acquired
Feb. 6, 2008 HALO Option to Purchase Common Stock Common Stock (28,800) $5.60 Feb. 6, 2018 28,800 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Nov. 13, 2006 HALO Option to purchase Common Stock→ Common Stock (160,000) 160,000 Direct

Compensation (DEF 14A)

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2011 $312,570 · · · $90,000 · $8,707 $708,795

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.