William P. Morrissey Jr.

Insider

First SEC filing: April 23, 2014 · Latest: April 23, 2014

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

LPLA selling Feb. 5, 2018

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 28 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

28 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 13, 2018	LPLA	F	400	$64.99	$25,996	18,091 Direct	-2.16%	Disposed	451.8% (price as of 2026-08-21)
March 6, 2018	LPLA	F	231	$64.27	$14,846	18,491 Direct	-1.23%	Disposed	458.0% (price as of 2026-08-21)
Feb. 25, 2018	LPLA	F	773	$65.50	$50,632	18,722 Direct	-3.97%	Disposed	447.5% (price as of 2026-08-21)
Feb. 23, 2018	LPLA	A	1,954	—	—	19,495 Direct	+11.14%	Acquired	(price as of 2026-08-21)
Feb. 23, 2018	LPLA	A	6,047	—	—	6,047 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 5, 2018	LPLA	M	20,000	$27.80	$556,000	37,541 Direct	+114.02%	Acquired	1190.0% (price as of 2026-08-21)
Feb. 5, 2018	LPLA	S 10b5-1	600	$60.57	$36,342	36,941 Direct	-1.60%	Disposed	492.1% (price as of 2026-08-21)
Feb. 5, 2018	LPLA	S 10b5-1	7,697	$62.38	$480,139	29,244 Direct	-20.84%	Disposed	474.9% (price as of 2026-08-21)
Feb. 5, 2018	LPLA	S 10b5-1	11,703	$63.09	$738,342	17,541 Direct	-40.02%	Disposed	468.4% (price as of 2026-08-21)
Feb. 5, 2018	LPLA	M	20,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
June 2, 2017	LPLA	M	32,150	$21.60	$694,440	49,691 Direct	+183.28%	Acquired	1560.3% (price as of 2026-08-21)
June 2, 2017	LPLA	S	32,150	$39.34	$1,264,781	17,541 Direct	-64.70%	Disposed	811.6% (price as of 2026-08-21)
June 2, 2017	LPLA	M	32,150	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
March 13, 2017	LPLA	A	3,468	—	—	17,541 Direct	+24.64%	Acquired	(price as of 2026-08-21)
March 13, 2017	LPLA	A	12,137	—	—	12,137 Direct	—	Acquired	(price as of 2026-08-21)
March 6, 2017	LPLA	F	252	$39.30	$9,904	14,073 Direct	-1.76%	Disposed	812.5% (price as of 2026-08-21)
Feb. 25, 2017	LPLA	F	859	$39.13	$33,613	14,325 Direct	-5.66%	Disposed	816.5% (price as of 2026-08-21)
Feb. 24, 2017	LPLA	F	203	$39.13	$7,943	15,184 Direct	-1.32%	Disposed	816.5% (price as of 2026-08-21)
Feb. 22, 2017	LPLA	F	261	$40.16	$10,482	15,387 Direct	-1.67%	Disposed	793.0% (price as of 2026-08-21)
March 6, 2016	LPLA	F	252	$21.44	$5,403	15,648 Direct	-1.58%	Disposed	1572.7% (price as of 2026-08-21)
Feb. 25, 2016	LPLA	A	6,698	—	—	12,789 Direct	+109.97%	Acquired	(price as of 2026-08-21)
Feb. 25, 2016	LPLA	A	3,111	—	—	15,900 Direct	+24.33%	Acquired	(price as of 2026-08-21)
Feb. 25, 2016	LPLA	A	54,673	—	—	54,673 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 24, 2016	LPLA	F	203	$19.35	$3,928	6,091 Direct	-3.23%	Disposed	1753.3% (price as of 2026-08-21)
Feb. 22, 2016	LPLA	F	261	$19.92	$5,199	6,294 Direct	-3.98%	Disposed	1700.3% (price as of 2026-08-21)
Dec. 14, 2015	LPLA	M	25,000	$21.60	$540,000	31,555 Direct	+381.39%	Acquired	1560.3% (price as of 2026-08-21)
Dec. 14, 2015	LPLA	S	25,000	$42.85	$1,071,250	6,555 Direct	-79.23%	Disposed	736.9% (price as of 2026-08-21)
Dec. 14, 2015	LPLA	M	25,000	—	—	13,907 Direct	-64.26%	Disposed	(price as of 2026-08-21)
March 6, 2015	LPLA	A	2,002	—	—	6,555 Direct	+43.97%	Acquired	(price as of 2026-08-21)
March 6, 2015	LPLA	A	14,018	—	—	14,018 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 25, 2015	LPLA	F	906	$45.46	$41,187	4,553 Direct	-16.60%	Disposed	688.9% (price as of 2026-08-21)
Feb. 24, 2015	LPLA	F	202	$45.58	$9,207	5,459 Direct	-3.57%	Disposed	686.8% (price as of 2026-08-21)
Feb. 22, 2015	LPLA	F	261	$45.69	$11,925	5,661 Direct	-4.41%	Disposed	684.9% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 23, 2018	LPLA	Option to purchase Common Stock	Common Stock (6,047)	$65.50	Feb. 23, 2028	6,047	Acquired
Feb. 5, 2018	LPLA	Option to purchase Common Stock	Common Stock (20,000)	$27.80	Feb. 5, 2018	20,000	Disposed
June 2, 2017	LPLA	Option to purchase Common Stock	Common Stock (32,150)	$21.60	June 7, 2017	32,150	Disposed
March 13, 2017	LPLA	Option to purchase Common Stock	Common Stock (12,137)	$39.48	March 13, 2027	12,137	Acquired
Feb. 25, 2016	LPLA	Option to purchase Common Stock	Common Stock (54,673)	$19.85	Feb. 25, 2026	54,673	Acquired
Dec. 14, 2015	LPLA	Option to purchase Common Stock	Common Stock (25,000)	$21.60	June 7, 2017	25,000	Disposed
March 6, 2015	LPLA	Option to purchase Common Stock	Common Stock (14,018)	$45.55	March 6, 2025	14,018	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 9 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
April 23, 2014	LPLA	Common Stock	5,922	Direct
April 23, 2014	LPLA	Option to purchase Common Stock→ Common Stock (57,150)	57,150	Direct
April 23, 2014	LPLA	Option to purchase Common Stock→ Common Stock (20,000)	20,000	Direct
April 23, 2014	LPLA	Option to purchase Common Stock→ Common Stock (40,000)	40,000	Direct
April 23, 2014	LPLA	Option to purchase Common Stock→ Common Stock (15,000)	15,000	Direct
April 23, 2014	LPLA	Option to purchase Common Stock→ Common Stock (20,000)	20,000	Direct
April 23, 2014	LPLA	Option to purchase Common Stock→ Common Stock (12,152)	12,152	Direct
April 23, 2014	LPLA	Option to purchase Common Stock→ Common Stock (9,446)	9,446	Direct
April 23, 2014	LPLA	Option to purchase Common Stock→ Common Stock (5,491)	5,491	Direct