William Rufus Yates

Insider

First SEC filing: Dec. 21, 2012 · Latest: Dec. 21, 2012

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

TFC selling May 8, 2018

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 83 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

83 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 15, 2019	TFC	F	2,955	$50.13	$148,134	30,839 Direct	-8.74%	Disposed	1.1% (price as of 2026-08-21)
March 7, 2019	TFC	W	2,448	—	—	2,448 Direct	—	Acquired	(price as of 2026-08-21)
March 7, 2019	TFC	W	8,192	—	—	22,000 Indirect	+59.33%	Acquired	(price as of 2026-08-21)
March 7, 2019	TFC	W	8,192	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-21)
March 7, 2019	TFC	W	7,345	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-21)
Feb. 26, 2019	TFC	A	3,926	—	—	29,641 Direct	+15.27%	Acquired	(price as of 2026-08-21)
Feb. 26, 2019	TFC	A	2,182	—	—	31,823 Direct	+7.36%	Acquired	(price as of 2026-08-21)
Feb. 26, 2019	TFC	A	1,971	—	—	33,794 Direct	+6.19%	Acquired	(price as of 2026-08-21)
Feb. 26, 2019	TFC	A	8,139	—	—	8,139 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 15, 2019	TFC	F	163	$49.74	$8,108	25,715 Direct	-0.63%	Disposed	1.9% (price as of 2026-08-21)
Feb. 13, 2019	TFC	A	463	—	—	25,878 Direct	+1.82%	Acquired	(price as of 2026-08-21)
Nov. 1, 2018	TFC	G	407	—	—	25,415 Direct	-1.58%	Disposed	(price as of 2026-08-21)
May 8, 2018	TFC	M	16,279	$32.10	$522,556	42,101 Direct	+63.04%	Acquired	57.9% (price as of 2026-08-21)
May 8, 2018	TFC	S	16,279	$54.20	$882,322	25,822 Direct	-38.67%	Disposed	-6.5% (price as of 2026-08-21)
May 8, 2018	TFC	M	16,279	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
March 15, 2018	TFC	F	3,814	$54.62	$208,321	25,822 Direct	-12.87%	Disposed	-7.2% (price as of 2026-08-21)
Feb. 20, 2018	TFC	A	3,925	—	—	24,287 Direct	+19.28%	Acquired	(price as of 2026-08-21)
Feb. 20, 2018	TFC	A	3,168	—	—	27,455 Direct	+13.04%	Acquired	(price as of 2026-08-21)
Feb. 20, 2018	TFC	A	2,181	—	—	29,636 Direct	+7.94%	Acquired	(price as of 2026-08-21)
Feb. 20, 2018	TFC	A	6,178	—	—	18,535 Direct	+50.00%	Acquired	(price as of 2026-08-21)
Feb. 20, 2018	TFC	A	8,140	—	—	16,279 Direct	+100.01%	Acquired	(price as of 2026-08-21)
Feb. 15, 2018	TFC	F	164	$54.74	$8,977	20,362 Direct	-0.80%	Disposed	-7.4% (price as of 2026-08-21)
Feb. 8, 2018	TFC	A	463	—	—	20,526 Direct	+2.31%	Acquired	(price as of 2026-08-21)
Aug. 1, 2017	TFC	G	262	—	—	20,063 Direct	-1.29%	Disposed	(price as of 2026-08-21)
July 26, 2017	TFC	M	14,562	$30.08	$438,025	34,887 Direct	+71.65%	Acquired	68.5% (price as of 2026-08-21)
July 26, 2017	TFC	M	13,953	$30.09	$419,846	48,840 Direct	+39.99%	Acquired	68.5% (price as of 2026-08-21)
July 26, 2017	TFC	S	28,515	$47.07	$1,342,201	20,325 Direct	-58.38%	Disposed	7.7% (price as of 2026-08-21)
July 26, 2017	TFC	M	13,953	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
July 26, 2017	TFC	M	14,562	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
March 15, 2017	TFC	F	1,507	$47.53	$71,628	22,191 Direct	-6.36%	Disposed	6.6% (price as of 2026-08-21)
March 15, 2017	TFC	F	1,866	$47.53	$88,691	20,325 Direct	-8.41%	Disposed	6.6% (price as of 2026-08-21)
Feb. 25, 2017	TFC	F	934	$48.11	$44,935	23,698 Direct	-3.79%	Disposed	5.4% (price as of 2026-08-21)
Feb. 21, 2017	TFC	A	3,924	—	—	18,630 Direct	+26.68%	Acquired	(price as of 2026-08-21)
Feb. 21, 2017	TFC	A	3,169	—	—	21,799 Direct	+17.01%	Acquired	(price as of 2026-08-21)
Feb. 21, 2017	TFC	A	2,833	—	—	24,632 Direct	+13.00%	Acquired	(price as of 2026-08-21)
Feb. 21, 2017	TFC	A	3,402	—	—	10,204 Direct	+50.01%	Acquired	(price as of 2026-08-21)
Feb. 21, 2017	TFC	A	6,179	—	—	12,357 Direct	+100.02%	Acquired	(price as of 2026-08-21)
Feb. 21, 2017	TFC	A	8,139	—	—	8,139 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 15, 2017	TFC	F	153	$47.87	$7,324	14,706 Direct	-1.03%	Disposed	5.9% (price as of 2026-08-21)
Feb. 9, 2017	TFC	A	462	—	—	14,859 Direct	+3.21%	Acquired	(price as of 2026-08-21)
Jan. 23, 2017	TFC	M	16,019	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Jan. 23, 2017	TFC	M	11,159	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Jan. 23, 2017	TFC	M	11,901	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Jan. 23, 2017	TFC	S	39,079	$45.35	$1,772,233	14,397 Direct	-73.08%	Disposed	11.8% (price as of 2026-08-21)
Jan. 23, 2017	TFC	M	11,159	$27.73	$309,439	53,476 Direct	+26.37%	Acquired	82.8% (price as of 2026-08-21)
Jan. 23, 2017	TFC	M	11,901	$44.15	$525,429	42,317 Direct	+39.13%	Acquired	14.8% (price as of 2026-08-21)
Jan. 23, 2017	TFC	M	16,019	$34.29	$549,292	30,416 Direct	+111.27%	Acquired	47.8% (price as of 2026-08-21)
May 24, 2016	TFC	S	8,500	$35.55	$302,175	14,397 Direct	-37.12%	Disposed	42.6% (price as of 2026-08-21)
March 15, 2016	TFC	F	1,177	$34.38	$40,465	22,897 Direct	-4.89%	Disposed	47.4% (price as of 2026-08-21)
Feb. 26, 2016	TFC	F	940	$32.49	$30,541	24,074 Direct	-3.76%	Disposed	56.0% (price as of 2026-08-21)
Feb. 26, 2016	TFC	F	235	$32.49	$7,635	25,014 Direct	-0.93%	Disposed	56.0% (price as of 2026-08-21)
Feb. 25, 2016	TFC	F	941	$32.00	$30,112	25,249 Direct	-3.59%	Disposed	58.4% (price as of 2026-08-21)
Feb. 23, 2016	TFC	A	6,178	—	—	6,178 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 23, 2016	TFC	A	3,402	—	—	6,802 Direct	+100.06%	Acquired	(price as of 2026-08-21)
Feb. 23, 2016	TFC	A	707	—	—	26,190 Direct	+2.77%	Acquired	(price as of 2026-08-21)
Feb. 23, 2016	TFC	A	2,834	—	—	25,483 Direct	+12.51%	Acquired	(price as of 2026-08-21)
Feb. 23, 2016	TFC	A	3,168	—	—	22,649 Direct	+16.26%	Acquired	(price as of 2026-08-21)
Feb. 21, 2016	TFC	F	1,451	$32.38	$46,983	19,481 Direct	-6.93%	Disposed	56.5% (price as of 2026-08-21)
Nov. 3, 2015	TFC	S	6,000	$37.77	$226,620	20,932 Direct	-22.28%	Disposed	34.2% (price as of 2026-08-21)
June 22, 2015	TFC	F	7,836	$41.02	$321,433	26,932 Direct	-22.54%	Disposed	23.6% (price as of 2026-08-21)
May 1, 2015	TFC	M	1,377	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 1, 2015	TFC	M	14,608	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 1, 2015	TFC	S	15,985	$38.37	$613,344	34,768 Direct	-31.50%	Disposed	32.1% (price as of 2026-08-21)
May 1, 2015	TFC	M	1,377	$16.88	$23,244	50,753 Direct	+2.79%	Acquired	200.3% (price as of 2026-08-21)
May 1, 2015	TFC	M	14,608	$27.75	$405,372	49,376 Direct	+42.02%	Acquired	82.7% (price as of 2026-08-21)
April 30, 2015	TFC	S	7,211	$38.10	$274,739	34,768 Direct	-17.18%	Disposed	33.0% (price as of 2026-08-21)
Feb. 26, 2015	TFC	F	937	$38.34	$35,925	41,979 Direct	-2.18%	Disposed	32.2% (price as of 2026-08-21)
Feb. 26, 2015	TFC	F	235	$38.34	$9,010	42,916 Direct	-0.54%	Disposed	32.2% (price as of 2026-08-21)
Feb. 25, 2015	TFC	F	938	$38.22	$35,850	43,151 Direct	-2.13%	Disposed	32.6% (price as of 2026-08-21)
Feb. 24, 2015	TFC	A	708	—	—	44,089 Direct	+1.63%	Acquired	(price as of 2026-08-21)
Feb. 24, 2015	TFC	A	2,833	—	—	43,381 Direct	+6.99%	Acquired	(price as of 2026-08-21)
Feb. 24, 2015	TFC	A	3,400	—	—	3,400 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 22, 2015	TFC	F	1,547	$38.19	$59,080	40,548 Direct	-3.68%	Disposed	32.7% (price as of 2026-08-21)
July 31, 2014	TFC	S	5,300	$37.27	$197,531	42,095 Direct	-11.18%	Disposed	36.0% (price as of 2026-08-21)
May 20, 2014	TFC	G	1,080	—	—	47,395 Direct	-2.23%	Disposed	(price as of 2026-08-21)
Feb. 26, 2014	TFC	F	938	$37.55	$35,222	48,475 Direct	-1.90%	Disposed	35.0% (price as of 2026-08-21)
Feb. 25, 2014	TFC	F	235	$37.55	$8,824	49,413 Direct	-0.47%	Disposed	35.0% (price as of 2026-08-21)
Feb. 25, 2014	TFC	A	707	—	—	49,648 Direct	+1.44%	Acquired	(price as of 2026-08-21)
Feb. 24, 2014	TFC	F	3,151	$37.22	$117,280	48,941 Direct	-6.05%	Disposed	36.2% (price as of 2026-08-21)
Feb. 23, 2014	TFC	F	1,453	$37.22	$54,081	52,092 Direct	-2.71%	Disposed	36.2% (price as of 2026-08-21)
Jan. 22, 2014	TFC	M	1,376	—	—	1,377 Direct	-49.98%	Disposed	(price as of 2026-08-21)
Jan. 22, 2014	TFC	M	7,418	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Jan. 22, 2014	TFC	S	8,794	$39.25	$345,164	53,545 Direct	-14.11%	Disposed	29.1% (price as of 2026-08-21)
Jan. 22, 2014	TFC	M	1,376	$16.88	$23,227	62,339 Direct	+2.26%	Acquired	200.3% (price as of 2026-08-21)
Jan. 22, 2014	TFC	M	7,418	$36.68	$272,092	60,963 Direct	+13.85%	Acquired	38.2% (price as of 2026-08-21)
May 10, 2013	TFC	S	1,527	$31.28	$47,765	53,545 Direct	-2.77%	Disposed	62.1% (price as of 2026-08-21)
Feb. 28, 2013	TFC	F	890	$29.89	$26,602	55,072 Direct	-1.59%	Disposed	69.6% (price as of 2026-08-21)
Feb. 26, 2013	TFC	A	14,562	—	—	14,562 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 26, 2013	TFC	A	8,489	—	—	55,962 Direct	+17.88%	Acquired	(price as of 2026-08-21)
Feb. 26, 2013	TFC	A	17,239	—	—	47,473 Direct	+57.02%	Acquired	(price as of 2026-08-21)
Feb. 8, 2013	TFC	S	3,000	$30.61	$91,830	30,234 Direct	-9.03%	Disposed	65.6% (price as of 2026-08-21)
Nov. 7, 2012	TFC	P	7,345	$24.66	$181,128	7,345 Indirect	—	Acquired	105.6% (price as of 2026-08-21)
Nov. 6, 2012	TFC	G	686	—	—	33,234 Direct	-2.02%	Disposed	(price as of 2026-08-21)
Sept. 5, 2012	TFC	G	6,300	—	—	8,192 Indirect	-43.47%	Disposed	(price as of 2026-08-21)
Sept. 5, 2012	TFC	G	6,300	—	—	13,808 Indirect	+83.91%	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 26, 2019	TFC	Stock Option (right to buy)	Common Stock (8,139)	$32.10	Feb. 23, 2026	8,139	Acquired
May 8, 2018	TFC	Stock Option (right to buy)	Common Stock (16,279)	$32.10	Feb. 23, 2026	16,279	Disposed
Feb. 20, 2018	TFC	Stock Option (right to buy)	Common Stock (6,178)	$38.22	Feb. 24, 2025	6,178	Acquired
Feb. 20, 2018	TFC	Stock Option (right to buy)	Common Stock (8,140)	$32.10	Feb. 23, 2026	8,140	Acquired
July 26, 2017	TFC	Stock Option (right to buy)	Common Stock (13,953)	$30.09	Feb. 21, 2022	13,953	Disposed
July 26, 2017	TFC	Stock Option (right to buy)	Common Stock (14,562)	$30.08	Feb. 26, 2023	14,562	Disposed
Feb. 21, 2017	TFC	Stock Option (right to buy)	Common Stock (3,402)	$37.55	Feb. 25, 2024	3,402	Acquired
Feb. 21, 2017	TFC	Stock Option (right to buy)	Common Stock (6,179)	$38.22	Feb. 24, 2025	6,179	Acquired
Feb. 21, 2017	TFC	Stock Option (right to buy)	Common Stock (8,139)	$32.10	Feb. 23, 2026	8,139	Acquired
Jan. 23, 2017	TFC	Stock Option (right to buy)	Common Stock (16,019)	$34.29	Feb. 26, 2018	16,019	Disposed
Jan. 23, 2017	TFC	Stock Option (right to buy)	Common Stock (11,159)	$27.73	Feb. 22, 2021	11,159	Disposed
Jan. 23, 2017	TFC	Stock Option (right to buy)	Common Stock (11,901)	$44.15	Feb. 20, 2017	11,901	Disposed
Feb. 23, 2016	TFC	Stock Option (right to buy)	Common Stock (6,178)	$38.22	Feb. 24, 2025	6,178	Acquired
Feb. 23, 2016	TFC	Stock Option (right to buy)	Common Stock (3,402)	$37.55	Feb. 25, 2024	3,402	Acquired
May 1, 2015	TFC	Stock Option (right to buy)	Common Stock (1,377)	$16.88	Feb. 24, 2019	1,377	Disposed
May 1, 2015	TFC	Stock Option (right to buy)	Common Stock (14,608)	$27.75	Feb. 23, 2020	14,608	Disposed
Feb. 24, 2015	TFC	Stock Option (right to buy)	Common Stock (3,400)	$37.55	Feb. 25, 2024	3,400	Acquired
Jan. 22, 2014	TFC	Stock Option (right to buy)	Common Stock (1,376)	$16.88	Feb. 24, 2019	1,376	Disposed
Jan. 22, 2014	TFC	Stock Option (right to buy)	Common Stock (7,418)	$36.68	Feb. 24, 2014	7,418	Disposed
Feb. 26, 2013	TFC	Stock Option (right to buy)	Common Stock (14,562)	$30.08	Feb. 26, 2023	14,562	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 16 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 21, 2012	TFC	Common Stock	14,492	Indirect
Sept. 7, 2012	TFC	Common Stock	33,919	Direct
Sept. 7, 2012	TFC	Common Stock	15,638	Indirect
Sept. 7, 2012	TFC	Common Stock	1,699	Indirect
Sept. 7, 2012	TFC	Common Stock	7,508	Indirect
Sept. 7, 2012	TFC	Common Stock	296	Indirect
Sept. 7, 2012	TFC	Stock Option (right to buy)→ Common Stock (2,753)	2,753	Direct
Sept. 7, 2012	TFC	Stock Option (right to buy)→ Common Stock (11,159)	11,159	Direct
Sept. 7, 2012	TFC	Stock Option (right to buy)→ Common Stock (14,608)	14,608	Direct
Sept. 7, 2012	TFC	Stock Option (right to buy)→ Common Stock (13,953)	13,953	Direct
Sept. 7, 2012	TFC	Stock Option (right to buy)→ Common Stock (8,117)	8,117	Direct
Sept. 7, 2012	TFC	Stock Option (right to buy)→ Common Stock (16,019)	16,019	Direct
Sept. 7, 2012	TFC	Stock Option (right to buy)→ Common Stock (7,418)	7,418	Direct
Sept. 7, 2012	TFC	Stock Option (right to buy)→ Common Stock (10,584)	10,584	Direct
Sept. 7, 2012	TFC	Stock Option (right to buy)→ Common Stock (12,368)	12,368	Direct
Sept. 7, 2012	TFC	Stock Option (right to buy)→ Common Stock (11,901)	11,901	Direct