ZABRISKIE JOHN L

CIK 1128329 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 5, 2009 · Latest: Feb. 5, 2009

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 9 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Sept. 17, 2013 ORKA A 16,000 16,000 Direct Acquired (price as of 2026-08-21)
Sept. 17, 2013 ORKA A 7,417 7,417 Direct Acquired (price as of 2026-08-21)
July 26, 2013 ORKA A 583 583 Direct Acquired (price as of 2026-08-21)
Oct. 22, 2012 ORKA A 95,213 95,213 Indirect Acquired (price as of 2026-08-21)
Oct. 22, 2012 ORKA A 126,951 $0.39 $49,511 156,131 Indirect +435.06% Acquired -97.0% (price as of 2026-08-21)
Feb. 10, 2012 ORKA A 3,500 3,500 Direct Acquired (price as of 2026-08-21)
Feb. 10, 2012 ORKA A 3,500 3,500 Direct Acquired (price as of 2026-08-21)
Feb. 5, 2010 ORKA A 3,500 3,500 Direct Acquired (price as of 2026-08-21)
Feb. 27, 2009 ORKA A 7,500 7,500 Direct Acquired (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Sept. 17, 2013 ORKA Stock Option (right to buy) Common Stock (16,000) $1.38 Sept. 17, 2023 16,000 Acquired
Sept. 17, 2013 ORKA Stock Option (right to buy) Common Stock (7,417) $1.38 Sept. 17, 2023 7,417 Acquired
July 26, 2013 ORKA Option to Purchase Common Stock (right to buy) Common Stock (583) $1.40 July 26, 2023 583 Acquired
Oct. 22, 2012 ORKA Common Stock Warrants (right to buy) Common Stock (95,213) $0.30 Oct. 25, 2017 95,213 Acquired
Feb. 10, 2012 ORKA Option to Purchase Common Stock Common Stock (3,500) $1.00 Feb. 10, 2022 3,500 Acquired
Feb. 10, 2012 ORKA Option to Purchase Common Stock Common Stock (3,500) $1.00 Feb. 10, 2022 3,500 Acquired
Feb. 5, 2010 ORKA Option to Purchase Common Stock Common Stock (3,500) $2.73 Feb. 5, 2020 3,500 Acquired
Feb. 27, 2009 ORKA Option to Purchase Common Stock Common Stock (7,500) $5.29 Feb. 27, 2019 7,500 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 5, 2009 ORKA Common Stock 29,180 Indirect
Feb. 5, 2009 ORKA Option to Purchase Common Stock→ Common Stock (3,887) 3,887 Direct
Feb. 5, 2009 ORKA Option to Purchase Common Stock→ Common Stock (5,694) 5,694 Direct
Feb. 5, 2009 ORKA Option to Purchase Common Stock→ Common Stock (4,174) 4,174 Direct
Feb. 5, 2009 ORKA Option to Purchase Common Stock→ Common Stock (4,174) 4,174 Direct
Feb. 5, 2009 ORKA Option to Purchase Common Stock→ Commpn Stock (1,786) 1,786 Direct