Zhen Li — SEC Insider Profile, Roles & Companies

Insider at

04

ARWR selling Jan. 14, 2019 ADRX

Insider transactions

05

0 buys (P) 0 sells (S) Net: $0 + 2 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

2 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Sept. 24, 2026	ADRX	A	1,024,152	·	·	1,024,152 Direct	·	Acquired	(price as of 2026-10-05)
Jan. 14, 2019	ARWR	S 10b5-1	40,500	$14.34	$580,770	201,700 Direct	-16.72%	Disposed	342.7% (price as of 2026-10-05)
Jan. 1, 2019	ARWR	A	75,000	·	·	242,200 Direct	+44.86%	Acquired	(price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Sept. 24, 2026	ADRX	Employee Stock Option (right to buy)	Common Stock (1,024,152)	$17.00	Sept. 23, 2036	1,024,152	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 22 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Sept. 24, 2026	ADRX	Common Stock	5,861,199	Indirect
Sept. 24, 2026	ADRX	Employee Stock Option (right to buy)→ Common Stock (1,171,325)	1,171,325	Direct
Sept. 24, 2026	ADRX	Employee Stock Option (right to buy)→ Common Stock (327,378)	327,378	Direct
Sept. 24, 2026	ADRX	Employee Stock Option (right to buy)→ Common Stock (320,500)	320,500	Direct
Sept. 24, 2026	ADRX	Employee Stock Option (right to buy)→ Common Stock (845,726)	845,726	Direct
Sept. 24, 2026	ADRX	Employee Stock Option (right to buy)→ Common Stock (710,541)	710,541	Direct
Sept. 24, 2026	ADRX	Employee Stock Option (right to buy)→ Common Stock (436,715)	436,715	Direct
Sept. 24, 2026	ADRX	Employee Stock Option (right to buy)→ Common Stock (436,715)	436,715	Direct
Sept. 24, 2026	ADRX	Employee Stock Option (right to buy)→ Common Stock (773,085)	773,085	Direct
Sept. 24, 2026	ADRX	Employee Stock Option (right to buy)→ Common Stock (426,730)	426,730	Direct
Sept. 24, 2026	ADRX	Employee Stock Option (right to buy)→ Common Stock (443,799)	443,799	Direct
Sept. 24, 2026	ADRX	Employee Stock Option (right to buy)→ Common Stock (17,069)	17,069	Indirect
Sept. 24, 2026	ADRX	Employee Stock Option (right to buy)→ Common Stock (12,801)	12,801	Indirect
Sept. 24, 2026	ADRX	Employee Stock Option (right to buy)→ Common Stock (8,534)	8,534	Indirect
Sept. 24, 2026	ADRX	Employee Stock Option (right to buy)→ Common Stock (6,827)	6,827	Indirect
Sept. 24, 2026	ADRX	Employee Stock Option (right to buy)→ Common Stock (5,120)	5,120	Indirect
Sept. 24, 2026	ADRX	Employee Stock Option (right to buy)→ Common Stock (5,120)	5,120	Indirect
Sept. 24, 2026	ADRX	Employee Stock Option (right to buy)→ Common Stock (12,801)	12,801	Indirect
Jan. 29, 2018	ARWR	Common Stock	·	Direct
Jan. 29, 2018	ARWR	Stock Option→ Common Stock (60,000)	60,000	Direct
Jan. 29, 2018	ARWR	Stock Option→ Common Stock (47,500)	47,500	Direct
Jan. 29, 2018	ARWR	Stock Option→ Common Stock (50,000)	50,000	Direct

Compensation (DEF 14A)

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

ARWR

President, Chemistry and Non-Clinical Development

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2017	$247,448	·	·	·	$120,000	·	$6,798	$505,996
2016	$237,930	·	·	·	$72,072	·	$10,173	$550,654

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.