Alan Shaw
CIK 1180767 · Lihat di SEC EDGAR ↗
Orang Dalam
Pengajuan SEC Pertama: 21 April 2010 · Terbaru: 21 April 2010
Di halaman ini
- Orang Dalam di Perusahaan di mana orang ini adalah orang dalam yang melaporkan.
- Transaksi orang dalam Setiap saham yang dibeli atau dijual orang ini, dari pengajuan Formulir 4.
- Derivatif Opsi dan kepemilikan derivatif lainnya yang dilaporkan oleh orang ini.
- Kepemilikan Awal Kepemilikan yang dimiliki orang ini saat pertama kali mulai melaporkan.
- Kompensasi Gaji eksekutif yang diungkapkan dalam pernyataan proksi perusahaan.
Orang Dalam di
Transaksi orang dalam
0 beli (P)
0 jual (S)
Bersih:
$0
+ 26 transaksi non-pasar di bawah
12 bulan terakhir, berdasarkan transaksi yang ditunjukkan di bawah ini
Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran
26 pengajuan lain disembunyikan
| Tanggal | Ticker | Kode | Saham | Harga | Nilai | Dimiliki setelah | Δ milik | A/D | vs sekarang |
|---|---|---|---|---|---|---|---|---|---|
| 16 Des. 2011 | CDXS | S | 23.846 | $5,25 | $125.192 | 202.000 Tidak Langsung | -10,56% | Dilepas | -70,2% (harga per 2026-08-19) |
| 15 Des. 2011 | CDXS | S | 30.000 | $5,30 | $159.000 | 225.846 Tidak Langsung | -11,73% | Dilepas | -70,5% (harga per 2026-08-19) |
| 14 Des. 2011 | CDXS | S | 30.000 | $5,26 | $157.800 | 255.846 Tidak Langsung | -10,50% | Dilepas | -70,2% (harga per 2026-08-19) |
| 13 Des. 2011 | CDXS | S | 7.820 | $5,33 | $41.681 | 285.846 Tidak Langsung | -2,66% | Dilepas | -70,6% (harga per 2026-08-19) |
| 7 Juli 2011 | CDXS | S 10b5-1 | 13.750 | $10,14 | $139.425 | 75.000 Langsung | -15,49% | Dilepas | -84,6% (harga per 2026-08-19) |
| 6 Juli 2011 | CDXS | S 10b5-1 | 1.250 | $10,01 | $12.512 | 75.000 Langsung | -1,64% | Dilepas | -84,4% (harga per 2026-08-19) |
| 2 Juni 2011 | CDXS | S 10b5-1 | 9.600 | $10,37 | $99.552 | 75.000 Langsung | -11,35% | Dilepas | -84,9% (harga per 2026-08-19) |
| 1 Juni 2011 | CDXS | S 10b5-1 | 5.400 | $10,41 | $56.214 | 75.000 Langsung | -6,72% | Dilepas | -85,0% (harga per 2026-08-19) |
| 2 Mei 2011 | CDXS | S 10b5-1 | 15.000 | $10,44 | $156.600 | 75.000 Langsung | -16,67% | Dilepas | -85,0% (harga per 2026-08-19) |
| 1 April 2011 | CDXS | S 10b5-1 | 15.000 | $12,07 | $181.050 | 75.000 Langsung | -16,67% | Dilepas | -87,0% (harga per 2026-08-19) |
| 1 Maret 2011 | CDXS | S 10b5-1 | 15.000 | $10,65 | $159.750 | 75.000 Langsung | -16,67% | Dilepas | -85,3% (harga per 2026-08-19) |
| 11 Feb. 2011 | CDXS | S 10b5-1 | 15.000 | $10,46 | $156.900 | 75.000 Langsung | -16,67% | Dilepas | -85,0% (harga per 2026-08-19) |
| 10 Agu 2010 | CDXS | P | 2.000 | $8,00 | $16.000 | 52.000 Langsung | +4,00% | Diakuisisi | -80,4% (harga per 2026-08-19) |
P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak
Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.
Kepemilikan Derivatif (Formulir 4 Tabel II)
Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.
| Tanggal | Ticker | Sekuritas | Underlying | Harga Pelaksanaan | Kedaluwarsa | Saham | A/D |
|---|---|---|---|---|---|---|---|
| 7 Juli 2011 | CDXS | Stock Option (right to buy) | Common Stock (13.750) | $0,60 | 16 Mei 2013 | 13.750 | Dilepas |
| 6 Juli 2011 | CDXS | Stock Option (right to buy) | Common Stock (1.250) | $0,60 | 16 Mei 2013 | 1.250 | Dilepas |
| 2 Juni 2011 | CDXS | Stock Option (right to buy) | Common Stock (9.600) | $0,60 | 16 Mei 2013 | 9.600 | Dilepas |
| 1 Juni 2011 | CDXS | Stock Option (right to buy) | Common Stock (5.400) | $0,60 | 16 Mei 2013 | 5.400 | Dilepas |
| 18 Mei 2011 | CDXS | Stock Option (right to buy) | Common Stock (50.000) | $0,60 | 16 Mei 2013 | 50.000 | Dilepas |
| 10 Mei 2011 | CDXS | Stock Option (right to buy) | Common Stock (50.000) | $0,60 | 16 Mei 2013 | 50.000 | Dilepas |
| 2 Mei 2011 | CDXS | Stock Option (right to buy) | Common Stock (15.000) | $0,60 | 16 Mei 2013 | 15.000 | Dilepas |
| 1 April 2011 | CDXS | Stock Option (right to buy) | Common Stock (15.000) | $0,60 | 16 Mei 2013 | 15.000 | Dilepas |
| 7 Maret 2011 | CDXS | Stock Option (right to buy) | Common Stock (50.000) | $0,60 | 16 Mei 2013 | 50.000 | Dilepas |
| 1 Maret 2011 | CDXS | Stock Option (right to buy) | Common Stock (15.000) | $0,60 | 16 Mei 2013 | 15.000 | Dilepas |
| 11 Feb. 2011 | CDXS | Stock Option (right to buy) | Common Stock (15.000) | $0,60 | 16 Mei 2013 | 15.000 | Dilepas |
| 26 Jan. 2011 | CDXS | Stock Option (right to buy) | Common Stock (125.000) | $9,15 | 25 Jan. 2021 | 125.000 | Diakuisisi |
| 12 Mei 2010 | CDXS | Stock Option (right to buy) | Common Stock (50.000) | $0,60 | 16 Mei 2013 | 50.000 | Dilepas |
Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).
Kepemilikan Awal (Formulir 3) 15 saham
Sekuritas yang dipegang saat pertama kali menjadi orang dalam, sesuai Formulir 3 SEC.
| Tanggal | Ticker | Sekuritas | Saham | Kepemilikan |
|---|---|---|---|---|
| 21 April 2010 | CDXS | Common Stock | — | Tidak Langsung |
| 21 April 2010 | CDXS | Common Stock | — | Tidak Langsung |
| 21 April 2010 | CDXS | Stock Option (right to buy)→ Common Stock | — | Langsung |
| 21 April 2010 | CDXS | Stock Option (right to buy)→ Common Stock | — | Langsung |
| 21 April 2010 | CDXS | Stock Option (right to buy)→ Common Stock | — | Langsung |
| 21 April 2010 | CDXS | Stock Option (right to buy)→ Common Stock | — | Langsung |
| 21 April 2010 | CDXS | Stock Option (right to buy)→ Common Stock | — | Langsung |
| 21 April 2010 | CDXS | Stock Option (right to buy)→ Common Stock | — | Langsung |
| 21 April 2010 | CDXS | Stock Option (right to buy)→ Common Stock | — | Langsung |
| 21 April 2010 | CDXS | Stock Option (right to buy)→ Common Stock | — | Langsung |
| 21 April 2010 | CDXS | Stock Option (right to buy)→ Common Stock | — | Langsung |
| 21 April 2010 | CDXS | Stock Option (right to buy)→ Common Stock | — | Langsung |
| 21 April 2010 | CDXS | Stock Option (right to buy)→ Common Stock | — | Langsung |
| 21 April 2010 | CDXS | Stock Option (right to buy)→ Common Stock | — | Langsung |
| 21 April 2010 | CDXS | Stock Option (right to buy)→ Common Stock | — | Langsung |
Kompensasi (DEF 14A)
Dicocokkan berdasarkan nama dari pernyataan proksi (DEF 14A) — verifikasi terhadap pengajuan.
CDXS
CEO| Tahun fiskal | Gaji | Bonus | Penghargaan saham | Penghargaan opsi | Insentif non-ekuitas | Perubahan Pensiun | Lainnya | Total |
|---|---|---|---|---|---|---|---|---|
| 2012 | $68.842 | — | — | — | — | — | $787.831 | $1.020.425 |
| 2011 | $490.000 | — | — | — | $220.500 | — | — | $2.035.288 |
| 2010 | $460.000 | — | — | — | $396.750 | — | — | $2.828.825 |
Angka-angka dari Tabel Kompensasi Ringkasan dalam pernyataan proksi perusahaan (DEF 14A). Kompensasi bukan merupakan rekomendasi.