Alan Shaw
Pengajuan SEC Pertama: 21 April 2010 · Terbaru: 21 April 2010
Orang Dalam di
Transaksi orang dalam
Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran
| Tanggal | Ticker | Kode | Saham | Harga | Nilai | Dimiliki setelah | Δ milik | A/D | vs sekarang |
|---|---|---|---|---|---|---|---|---|---|
| 16 Des. 2011 | CDXS | S | 23.846 | $5,25 | $125.192 | 202.000 Tidak Langsung | -10,56% | Dilepas | -74,1% (harga per 2026-10-02) |
| 15 Des. 2011 | CDXS | S | 30.000 | $5,30 | $159.000 | 225.846 Tidak Langsung | -11,73% | Dilepas | -74,3% (harga per 2026-10-02) |
| 14 Des. 2011 | CDXS | S | 30.000 | $5,26 | $157.800 | 255.846 Tidak Langsung | -10,50% | Dilepas | -74,1% (harga per 2026-10-02) |
| 13 Des. 2011 | CDXS | S | 7.820 | $5,33 | $41.681 | 285.846 Tidak Langsung | -2,66% | Dilepas | -74,5% (harga per 2026-10-02) |
| 7 Juli 2011 | CDXS | M | 13.750 | · | · | 43.333 Langsung | -24,09% | Dilepas | (harga per 2026-10-02) |
| 7 Juli 2011 | CDXS | S 10b5-1 | 13.750 | $10,14 | $139.425 | 75.000 Langsung | -15,49% | Dilepas | -86,6% (harga per 2026-10-02) |
| 7 Juli 2011 | CDXS | M | 13.750 | $0,60 | $8.250 | 88.750 Langsung | +18,33% | Diakuisisi | 126,7% (harga per 2026-10-02) |
| 6 Juli 2011 | CDXS | M | 1.250 | · | · | 57.083 Langsung | -2,14% | Dilepas | (harga per 2026-10-02) |
| 6 Juli 2011 | CDXS | S 10b5-1 | 1.250 | $10,01 | $12.512 | 75.000 Langsung | -1,64% | Dilepas | -86,4% (harga per 2026-10-02) |
| 6 Juli 2011 | CDXS | M | 1.250 | $0,60 | $750 | 76.250 Langsung | +1,67% | Diakuisisi | 126,7% (harga per 2026-10-02) |
| 2 Juni 2011 | CDXS | M | 9.600 | · | · | 58.333 Langsung | -14,13% | Dilepas | (harga per 2026-10-02) |
| 2 Juni 2011 | CDXS | S 10b5-1 | 9.600 | $10,37 | $99.552 | 75.000 Langsung | -11,35% | Dilepas | -86,9% (harga per 2026-10-02) |
| 2 Juni 2011 | CDXS | M | 9.600 | $0,60 | $5.760 | 84.600 Langsung | +12,80% | Diakuisisi | 126,7% (harga per 2026-10-02) |
| 1 Juni 2011 | CDXS | M | 5.400 | · | · | 67.933 Langsung | -7,36% | Dilepas | (harga per 2026-10-02) |
| 1 Juni 2011 | CDXS | S 10b5-1 | 5.400 | $10,41 | $56.214 | 75.000 Langsung | -6,72% | Dilepas | -86,9% (harga per 2026-10-02) |
| 1 Juni 2011 | CDXS | M | 5.400 | $0,60 | $3.240 | 80.400 Langsung | +7,20% | Diakuisisi | 126,7% (harga per 2026-10-02) |
| 18 Mei 2011 | CDXS | M | 50.000 | · | · | 73.333 Langsung | -40,54% | Dilepas | (harga per 2026-10-02) |
| 18 Mei 2011 | CDXS | M | 50.000 | $0,60 | $30.000 | 175.000 Langsung | +40,00% | Diakuisisi | 126,7% (harga per 2026-10-02) |
| 10 Mei 2011 | CDXS | M | 50.000 | · | · | 123.333 Langsung | -28,85% | Dilepas | (harga per 2026-10-02) |
| 10 Mei 2011 | CDXS | M | 50.000 | $0,60 | $30.000 | 125.000 Langsung | +66,67% | Diakuisisi | 126,7% (harga per 2026-10-02) |
| 2 Mei 2011 | CDXS | M | 15.000 | · | · | 173.333 Langsung | -7,96% | Dilepas | (harga per 2026-10-02) |
| 2 Mei 2011 | CDXS | S 10b5-1 | 15.000 | $10,44 | $156.600 | 75.000 Langsung | -16,67% | Dilepas | -87,0% (harga per 2026-10-02) |
| 2 Mei 2011 | CDXS | M | 15.000 | $0,60 | $9.000 | 90.000 Langsung | +20,00% | Diakuisisi | 126,7% (harga per 2026-10-02) |
| 1 April 2011 | CDXS | M | 15.000 | · | · | 188.333 Langsung | -7,38% | Dilepas | (harga per 2026-10-02) |
| 1 April 2011 | CDXS | S 10b5-1 | 15.000 | $12,07 | $181.050 | 75.000 Langsung | -16,67% | Dilepas | -88,7% (harga per 2026-10-02) |
| 1 April 2011 | CDXS | M | 15.000 | $0,60 | $9.000 | 90.000 Langsung | +20,00% | Diakuisisi | 126,7% (harga per 2026-10-02) |
| 7 Maret 2011 | CDXS | M | 50.000 | · | · | 203.333 Langsung | -19,74% | Dilepas | (harga per 2026-10-02) |
| 7 Maret 2011 | CDXS | M | 50.000 | $0,60 | $30.000 | 125.000 Langsung | +66,67% | Diakuisisi | 126,7% (harga per 2026-10-02) |
| 1 Maret 2011 | CDXS | M | 15.000 | · | · | 253.333 Langsung | -5,59% | Dilepas | (harga per 2026-10-02) |
| 1 Maret 2011 | CDXS | S 10b5-1 | 15.000 | $10,65 | $159.750 | 75.000 Langsung | -16,67% | Dilepas | -87,2% (harga per 2026-10-02) |
| 1 Maret 2011 | CDXS | M | 15.000 | $0,60 | $9.000 | 90.000 Langsung | +20,00% | Diakuisisi | 126,7% (harga per 2026-10-02) |
| 11 Feb. 2011 | CDXS | M | 15.000 | · | · | 268.333 Langsung | -5,29% | Dilepas | (harga per 2026-10-02) |
| 11 Feb. 2011 | CDXS | S 10b5-1 | 15.000 | $10,46 | $156.900 | 75.000 Langsung | -16,67% | Dilepas | -87,0% (harga per 2026-10-02) |
| 11 Feb. 2011 | CDXS | M | 15.000 | $0,60 | $9.000 | 90.000 Langsung | +20,00% | Diakuisisi | 126,7% (harga per 2026-10-02) |
| 26 Jan. 2011 | CDXS | A | 125.000 | · | · | 125.000 Langsung | · | Diakuisisi | (harga per 2026-10-02) |
| 26 Jan. 2011 | CDXS | A | 75.000 | · | · | 75.000 Langsung | · | Diakuisisi | (harga per 2026-10-02) |
| 10 Agu 2010 | CDXS | P | 2.000 | $8,00 | $16.000 | 52.000 Langsung | +4,00% | Diakuisisi | -83,0% (harga per 2026-10-02) |
| 12 Mei 2010 | CDXS | M | 50.000 | · | · | 283.333 Langsung | -15,00% | Dilepas | (harga per 2026-10-02) |
| 12 Mei 2010 | CDXS | M | 50.000 | $0,60 | $30.000 | 50.000 Langsung | · | Diakuisisi | 126,7% (harga per 2026-10-02) |
P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak
Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.
Kepemilikan Derivatif (Formulir 4 Tabel II) Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.
| Tanggal | Ticker | Sekuritas | Underlying | Harga Pelaksanaan | Kedaluwarsa | Saham | A/D |
|---|---|---|---|---|---|---|---|
| 7 Juli 2011 | CDXS | Stock Option (right to buy) | Common Stock | $0,60 | 16 Mei 2013 | 13.750 | Dilepas |
| 6 Juli 2011 | CDXS | Stock Option (right to buy) | Common Stock | $0,60 | 16 Mei 2013 | 1.250 | Dilepas |
| 2 Juni 2011 | CDXS | Stock Option (right to buy) | Common Stock | $0,60 | 16 Mei 2013 | 9.600 | Dilepas |
| 1 Juni 2011 | CDXS | Stock Option (right to buy) | Common Stock | $0,60 | 16 Mei 2013 | 5.400 | Dilepas |
| 18 Mei 2011 | CDXS | Stock Option (right to buy) | Common Stock | $0,60 | 16 Mei 2013 | 50.000 | Dilepas |
| 10 Mei 2011 | CDXS | Stock Option (right to buy) | Common Stock | $0,60 | 16 Mei 2013 | 50.000 | Dilepas |
| 2 Mei 2011 | CDXS | Stock Option (right to buy) | Common Stock | $0,60 | 16 Mei 2013 | 15.000 | Dilepas |
| 1 April 2011 | CDXS | Stock Option (right to buy) | Common Stock | $0,60 | 16 Mei 2013 | 15.000 | Dilepas |
| 7 Maret 2011 | CDXS | Stock Option (right to buy) | Common Stock | $0,60 | 16 Mei 2013 | 50.000 | Dilepas |
| 1 Maret 2011 | CDXS | Stock Option (right to buy) | Common Stock | $0,60 | 16 Mei 2013 | 15.000 | Dilepas |
| 11 Feb. 2011 | CDXS | Stock Option (right to buy) | Common Stock | $0,60 | 16 Mei 2013 | 15.000 | Dilepas |
| 26 Jan. 2011 | CDXS | Stock Option (right to buy) | Common Stock | $9,15 | 25 Jan. 2021 | 125.000 | Diakuisisi |
| 12 Mei 2010 | CDXS | Stock Option (right to buy) | Common Stock | $0,60 | 16 Mei 2013 | 50.000 | Dilepas |
Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).
Kepemilikan Awal (Formulir 3) 15 saham
Sekuritas yang dipegang saat pertama kali menjadi orang dalam, sesuai Formulir 3 SEC.
| Tanggal | Ticker | Sekuritas | Saham | Kepemilikan |
|---|---|---|---|---|
| 21 April 2010 | CDXS | Common Stock | · | Tidak Langsung |
| 21 April 2010 | CDXS | Common Stock | · | Tidak Langsung |
| 21 April 2010 | CDXS | Stock Option (right to buy) | · | Langsung |
| 21 April 2010 | CDXS | Stock Option (right to buy) | · | Langsung |
| 21 April 2010 | CDXS | Stock Option (right to buy) | · | Langsung |
| 21 April 2010 | CDXS | Stock Option (right to buy) | · | Langsung |
| 21 April 2010 | CDXS | Stock Option (right to buy) | · | Langsung |
| 21 April 2010 | CDXS | Stock Option (right to buy) | · | Langsung |
| 21 April 2010 | CDXS | Stock Option (right to buy) | · | Langsung |
| 21 April 2010 | CDXS | Stock Option (right to buy) | · | Langsung |
| 21 April 2010 | CDXS | Stock Option (right to buy) | · | Langsung |
| 21 April 2010 | CDXS | Stock Option (right to buy) | · | Langsung |
| 21 April 2010 | CDXS | Stock Option (right to buy) | · | Langsung |
| 21 April 2010 | CDXS | Stock Option (right to buy) | · | Langsung |
| 21 April 2010 | CDXS | Stock Option (right to buy) | · | Langsung |
Kompensasi (DEF 14A)
Dicocokkan berdasarkan nama dari pernyataan proksi (DEF 14A) — verifikasi terhadap pengajuan.
| Tahun fiskal | Gaji | Bonus | Penghargaan saham | Penghargaan opsi | Insentif non-ekuitas | Perubahan Pensiun | Lainnya | Total |
|---|---|---|---|---|---|---|---|---|
| 2012 | $68.842 | · | · | · | · | · | $787.831 | $1.020.425 |
| 2011 | $490.000 | · | · | · | $220.500 | · | · | $2.035.288 |
| 2010 | $460.000 | · | · | · | $396.750 | · | · | $2.828.825 |
Angka-angka dari Tabel Kompensasi Ringkasan dalam pernyataan proksi perusahaan (DEF 14A). Kompensasi bukan merupakan rekomendasi.