Brian K Halak

CIK 1354718 · Lihat di SEC EDGAR ↗

Orang Dalam

Pengajuan SEC Pertama: 13 Nov. 2013 · Terbaru: 13 Nov. 2013

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Orang Dalam di

Transaksi orang dalam

0 beli (P) 0 jual (S) Bersih: $0 + 42 transaksi non-pasar di bawah 12 bulan terakhir, berdasarkan transaksi yang ditunjukkan di bawah ini

Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran

42 pengajuan lain disembunyikan
Tanggal Ticker Kode Saham Harga Nilai Dimiliki setelah Δ milik A/D vs sekarang
1 Juli 2013 ESPR P 280.923 $14,00 $3.932.922 2.066.935 Tidak Langsung +15,73% Diakuisisi
1 Juli 2013 ESPR P 4.791 $14,00 $67.074 35.253 Tidak Langsung +15,73% Diakuisisi

P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak

Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.

Kepemilikan Derivatif (Formulir 4 Tabel II)

Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.

Tanggal Ticker Sekuritas Underlying Harga Pelaksanaan Kedaluwarsa Saham A/D
19 Nov. 2013 TNDM Warrant to Purchase Common Stock Common Stock (6.008) $7,37 — 6.008 Diakuisisi
19 Nov. 2013 TNDM Warrant to Purchase Series D Preferred Stock Series D Preferred Stock (10.068) $4,40 — 10.068 Dilepas
19 Nov. 2013 TNDM Series D Preferred Stock Common Stock (38.941) — — 38.941 Dilepas
19 Nov. 2013 TNDM Series C Preferred Stock Common Stock (9.378) — — 9.378 Dilepas
19 Nov. 2013 TNDM Series B Preferred Stock Common Stock (6.071) — — 6.071 Dilepas
19 Nov. 2013 TNDM Warrant to Purchase Common Stock Common Stock (352.351) $7,37 — 352.351 Diakuisisi
19 Nov. 2013 TNDM Warrant to Purchase Series D Preferred Stock Series D Preferred Stock (590.403) $4,40 — 590.403 Dilepas
19 Nov. 2013 TNDM Series D Preferred Stock Common Stock (2.283.114) — — 2.283.114 Dilepas
19 Nov. 2013 TNDM Series C Preferred Stock Common Stock (549.833) — — 549.833 Dilepas
19 Nov. 2013 TNDM Series B Preferred Stock Common Stock (356.111) — — 356.111 Dilepas
19 Nov. 2013 TNDM Warrant to Purchase Common Stock Common Stock (6.008) $7,37 — 6.008 Diakuisisi
19 Nov. 2013 TNDM Warrant to Purchase Series D Preferred Stock Series D Preferred Stock (10.068) $4,40 — 10.068 Dilepas
19 Nov. 2013 TNDM Series D Preferred Stock Common Stock (38.941) — — 38.941 Dilepas
19 Nov. 2013 TNDM Series C Preferred Stock Common Stock (9.378) — — 9.378 Dilepas
19 Nov. 2013 TNDM Series B Preferred Stock Common Stock (6.071) — — 6.071 Dilepas
19 Nov. 2013 TNDM Warrant to Purchase Common Stock Common Stock (352.351) $7,37 — 352.351 Diakuisisi
19 Nov. 2013 TNDM Warrant to Purchase Series D Preferred Stock Series D Preferred Stock (590.403) $4,40 — 590.403 Dilepas
19 Nov. 2013 TNDM Series D Preferred Stock Common Stock (2.283.114) — — 2.283.114 Dilepas
19 Nov. 2013 TNDM Series C Preferred Stock Common Stock (549.833) — — 549.833 Dilepas
19 Nov. 2013 TNDM Series B Preferred Stock Common Stock (356.111) — — 356.111 Dilepas
4 Nov. 2013 VCYT Series C Preferred Stock Common Stock (5.053) — — 5.053 Dilepas
4 Nov. 2013 VCYT Series C Preferred Stock Common Stock (680.972) — — 680.972 Dilepas
4 Nov. 2013 VCYT Series B Preferred Stock Common Stock (17.677) — — 17.677 Dilepas
4 Nov. 2013 VCYT Series B Preferred Stock Common Stock (2.382.322) — — 2.382.322 Dilepas
1 Juli 2013 ESPR Series A Preferred Stock Common Stock (1.786.012) — — 1.786.012 Dilepas
1 Juli 2013 ESPR Warrant to Purchase Series A Preferred Stock Series A Preferred Stock (489.320) $1,00 — 489.320 Dilepas
1 Juli 2013 ESPR Warrant to Purchase Common Stock Common Stock (70.042) $6,99 12 Feb. 2018 70.042 Diakuisisi
1 Juli 2013 ESPR Series A Preferred Stock Common Stock (30.462) — — 30.462 Dilepas
1 Juli 2013 ESPR Warrant to Purchase Series A Preferred Stock Series A Preferred Stock (8.346) $1,00 — 8.346 Dilepas
1 Juli 2013 ESPR Warrant to Purchase Common Stock Common Stock (1.193) $6,99 12 Feb. 2018 1.193 Diakuisisi
27 Agu 2009 VNDA Stock Option (Right to Buy) Common Stock (15.000) $14,78 26 Agu 2019 15.000 Diakuisisi
8 Mei 2008 VNDA Stock Option (Right to Buy) Common Stock (15.000) $4,98 7 Mei 2018 15.000 Diakuisisi
16 Mei 2007 VNDA Stock Option (Right to Buy) Common Stock (15.000) $19,59 16 Mei 2017 15.000 Diakuisisi

Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).

Kepemilikan Awal (Formulir 3) 17 saham

Sekuritas yang dipegang saat pertama kali menjadi orang dalam, sesuai Formulir 3 SEC.

Tanggal Ticker Sekuritas Saham Kepemilikan
13 Nov. 2013 TNDM Series B Preferred Stock→ Common Stock (356.111) 356.111 Tidak Langsung
13 Nov. 2013 TNDM Series C Preferred Stock→ Common Stock (549.833) 549.833 Tidak Langsung
13 Nov. 2013 TNDM Series D Preferred Stock→ Common Stock (2.283.114) 2.283.114 Tidak Langsung
13 Nov. 2013 TNDM Warrant to Purchase Series D Preferred Stock→ Series D Preferred Stock [F3] — Tidak Langsung
13 Nov. 2013 TNDM Series B Preferred Stock→ Common Stock (6.071) 6.071 Tidak Langsung
13 Nov. 2013 TNDM Series C Preferred Stock→ Common Stock (9.378) 9.378 Tidak Langsung
13 Nov. 2013 TNDM Series D Preferred Stock→ Common Stock (38.941) 38.941 Tidak Langsung
13 Nov. 2013 TNDM Warrant to Purchase Series D Preferred Stock→ Series D Preferred Stock [F3] — Tidak Langsung
29 Okt. 2013 VCYT Series B Preferred Stock→ Common Stock (2.382.322) 2.382.322 Tidak Langsung
29 Okt. 2013 VCYT Series B Preferred Stock→ Common Stock (17.677) 17.677 Tidak Langsung
29 Okt. 2013 VCYT Series C Preferred Stock→ Common Stock (680.972) 680.972 Tidak Langsung
29 Okt. 2013 VCYT Series C Preferred Stock→ Common Stock (5.053) 5.053 Tidak Langsung
25 Juni 2013 ESPR Common Stock 21.471 Tidak Langsung
25 Juni 2013 ESPR Series A Preferred Stock→ Common Stock (1.786.012) 1.786.012 Tidak Langsung
25 Juni 2013 ESPR Warrant to Purchase Series A Preferred Stock→ Series A Preferred Stock [F3] — Tidak Langsung
25 Juni 2013 ESPR Series A Preferred Stock→ Common Stock (30.462) 30.462 Tidak Langsung
25 Juni 2013 ESPR Warrant to Purchase Series A Preferred Stock→ Series A Preferred Stock [F3] — Tidak Langsung