Gary M. Phillips

CIK 1197795 · Lihat di SEC EDGAR ↗

Orang Dalam

Pengajuan SEC Pertama: 11 Juni 2026 · Terbaru: 11 Juni 2026

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Orang Dalam di

Transaksi orang dalam

0 beli (P) 0 jual (S) Bersih: $0 + 34 transaksi non-pasar di bawah 12 bulan terakhir, berdasarkan transaksi yang ditunjukkan di bawah ini

Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran

34 pengajuan lain disembunyikan
Tanggal Ticker Kode Saham Harga Nilai Dimiliki setelah Δ milik A/D vs sekarang
7 Mei 2014 ALDX P 9.375 $8,00 $75.000 9.375 Langsung Diakuisisi -80,5% (harga per 2026-08-19)

P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak

Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.

Kepemilikan Derivatif (Formulir 4 Tabel II)

Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.

Tanggal Ticker Sekuritas Underlying Harga Pelaksanaan Kedaluwarsa Saham A/D
9 Juni 2026 ALDX Stock Option (Right to Buy) Common Stock (4.977) $1,72 8 Juni 2036 4.977 Diakuisisi
9 Juni 2026 ALDX Stock Option (Right to Buy) Common Stock (6.636) $1,72 8 Juni 2036 6.636 Diakuisisi
9 Juni 2026 ALDX Stock Option (Right to Buy) Common Stock (70.000) $1,72 8 Juni 2036 70.000 Diakuisisi
10 Juni 2025 ALDX Stock Option (Right to Buy) Common Stock (3.619) $2,68 9 Juni 2035 3.619 Diakuisisi
10 Juni 2025 ALDX Stock Option (Right to Buy) Common Stock (4.825) $2,68 9 Juni 2035 4.825 Diakuisisi
10 Juni 2025 ALDX Stock Option (Right to Buy) Common Stock (62.728) $2,68 9 Juni 2035 62.728 Diakuisisi
4 Juni 2024 ALDX Stock Option (Right to Buy) Common Stock (2.604) $4,09 3 Juni 2034 2.604 Diakuisisi
4 Juni 2024 ALDX Stock Option (Right to Buy) Common Stock (3.473) $4,09 3 Juni 2034 3.473 Diakuisisi
4 Juni 2024 ALDX Stock Option (Right to Buy) Common Stock (40.282) $4,09 3 Juni 2034 40.282 Diakuisisi
7 Sep. 2023 ALDX Stock Option (Right to Buy) Common Stock (5.437) $0,55 7 Sep. 2023 5.437 Dilepas
30 Juni 2023 ALDX Stock Option (Right to Buy) Common Stock (1.372) $8,39 29 Juni 2033 1.372 Diakuisisi
30 Juni 2023 ALDX Stock Option (Right to Buy) Common Stock (1.829) $8,39 29 Juni 2033 1.829 Diakuisisi
30 Juni 2023 ALDX Stock Option (Right to Buy) Common Stock (21.222) $8,39 29 Juni 2033 21.222 Diakuisisi
7 Juni 2022 ALDX Stock Option (Right to Buy) Common Stock (3.479) $3,60 6 Juni 2032 3.479 Diakuisisi
7 Juni 2022 ALDX Stock Option (Right to Buy) Common Stock (4.639) $3,60 6 Juni 2032 4.639 Diakuisisi
7 Juni 2022 ALDX Stock Option (Right to Buy) Common Stock (53.812) $3,60 6 Juni 2032 53.812 Diakuisisi
8 Juni 2021 ALDX Stock Option (Right to Buy) Common Stock (13.534) $12,97 7 Juni 2031 13.534 Diakuisisi
8 Juni 2021 ALDX Stock Option (Right to Buy) Common Stock (1.167) $12,97 7 Juni 2031 1.167 Diakuisisi
8 Juni 2021 ALDX Stock Option (Right to Buy) Common Stock (875) $12,97 7 Juni 2031 875 Diakuisisi
9 Juni 2020 ALDX Stock Option (Right to Buy) Common Stock (26.503) $5,02 8 Juni 2030 26.503 Diakuisisi
9 Juni 2020 ALDX Stock Option (Right to Buy) Common Stock (3.082) $5,02 8 Juni 2030 3.082 Diakuisisi
4 Juni 2019 ALDX Employee Stock Option (Right to Buy) Common Stock (2.204) $7,06 3 Juni 2029 2.204 Diakuisisi
4 Juni 2019 ALDX Employee Stock Option (Right to Buy) Common Stock (18.951) $7,06 3 Juni 2029 18.951 Diakuisisi
7 Juni 2018 ALDX Employee Stock Option (Right to Buy) Common Stock (1.805) $8,35 6 Juni 2028 1.805 Diakuisisi
7 Juni 2018 ALDX Employee Stock Option (Right to Buy) Common Stock (15.526) $8,35 6 Juni 2028 15.526 Diakuisisi
20 Juni 2017 RCKTW Stock Options (Right to Buy) Common Stock (45.000) $1,80 19 Juni 2027 45.000 Diakuisisi
8 Juni 2017 ALDX Stock Option (Right to Buy) Common Stock (2.963) $5,15 7 Juni 2027 2.963 Diakuisisi
8 Juni 2017 ALDX Stock Option (Right to Buy) Common Stock (17.776) $5,15 7 Juni 2027 17.776 Diakuisisi
23 Juni 2016 RCKTW Stock Options (Right to Buy) Common Stock (12.000) $7,61 22 Juni 2016 12.000 Diakuisisi
9 Juni 2016 ALDX Employee Stock Option (Right to Buy) Common Stock (6.083) $5,97 8 Juni 2026 6.083 Diakuisisi
13 Okt. 2015 RCKTW Stock Options (Right to Buy) Common Stock (24.000) $9,50 12 Okt. 2025 24.000 Diakuisisi
9 Juni 2015 ALDX Employee Stock Option (Right to Buy) Common Stock (6.083) $7,74 8 Juni 2025 6.083 Diakuisisi
7 Mei 2014 ALDX Employee Stock Option (Right to Buy) Common Stock (12.166) $8,00 6 Mei 2024 12.166 Diakuisisi

Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).

Kepemilikan Awal (Formulir 3) 2 saham

Sekuritas yang dipegang saat pertama kali menjadi orang dalam, sesuai Formulir 3 SEC.

Tanggal Ticker Sekuritas Saham Kepemilikan
1 Mei 2014 ALDX Employee Stock Option (Right to Buy)→ Common Stock (4.166) 4.166 Langsung
1 Mei 2014 ALDX Employee Stock Option (Right to Buy)→ Common Stock (5.437) 5.437 Langsung