Iii Donald J Umpleby
CIK 1566320 · Lihat di SEC EDGAR ↗
Orang Dalam
Pengajuan SEC Pertama: 22 Juli 2025 · Terbaru: 22 Juli 2025
Di halaman ini
- Orang Dalam di Perusahaan di mana orang ini adalah orang dalam yang melaporkan.
- Transaksi orang dalam Setiap saham yang dibeli atau dijual orang ini, dari pengajuan Formulir 4.
- Derivatif Opsi dan kepemilikan derivatif lainnya yang dilaporkan oleh orang ini.
- Kepemilikan Awal Kepemilikan yang dimiliki orang ini saat pertama kali mulai melaporkan.
- Kompensasi Gaji eksekutif yang diungkapkan dalam pernyataan proksi perusahaan.
Orang Dalam di
Transaksi orang dalam
0 beli (P)
3 jual (S)
Bersih:
$-23.703.810
+ 97 transaksi non-pasar di bawah
12 bulan terakhir, berdasarkan transaksi yang ditunjukkan di bawah ini
Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran
97 pengajuan lain disembunyikan
| Tanggal | Ticker | Kode | Saham | Harga | Nilai | Dimiliki setelah | Δ milik | A/D | vs sekarang |
|---|---|---|---|---|---|---|---|---|---|
| 10 Okt. 2025 | CAT | S | 17.166 | $505,29 | $8.673.808 | 448.173 Langsung | -3,69% | Dilepas | 63,1% (harga per 2026-08-21) |
| 22 Sep. 2025 | CAT | S | 17.166 | $462,65 | $7.941.850 | 465.339 Langsung | -3,56% | Dilepas | 78,1% (harga per 2026-08-21) |
| 2 Sep. 2025 | CAT | S | 17.168 | $412,87 | $7.088.152 | 482.505 Langsung | -3,44% | Dilepas | 99,6% (harga per 2026-08-21) |
Menampilkan 100 dari 136 transaksi terakhir
P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak
Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.
Kepemilikan Derivatif (Formulir 4 Tabel II)
Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.
| Tanggal | Ticker | Sekuritas | Underlying | Harga Pelaksanaan | Kedaluwarsa | Saham | A/D |
|---|---|---|---|---|---|---|---|
| 3 Maret 2025 | CAT | Employee Stock Options | Common Stock (39.915) | $332,04 | 3 Maret 2035 | 39.915 | Diakuisisi |
| 7 Nov. 2024 | CAT | Employee Stock Options | Common Stock (87.053) | $196,70 | 7 Maret 2032 | 87.053 | Dilepas |
| 4 Maret 2024 | CAT | Employee Stock Options | Common Stock (39.561) | $338,65 | 4 Maret 2034 | 39.561 | Diakuisisi |
| 18 Des. 2023 | CAT | Employee Stock Options | Common Stock (75.701) | $127,60 | 2 Maret 2030 | 75.701 | Diakuisisi |
| 18 Des. 2023 | CAT | Employee Stock Options | Common Stock (163.615) | $138,35 | 4 Maret 2029 | 163.615 | Diakuisisi |
| 18 Des. 2023 | CAT | Employee Stock Options | Common Stock (182.944) | $151,12 | 5 Maret 2028 | 182.944 | Diakuisisi |
| 6 Maret 2023 | CAT | Employee Stock Options | Common Stock (112.156) | $253,98 | 6 Maret 2033 | 112.156 | Diakuisisi |
| 8 Nov. 2022 | CAT | Employee Stock Options | Common Stock (151.402) | $127,60 | 2 Maret 2030 | 151.402 | Dilepas |
| 7 Maret 2022 | CAT | Employee Stock Options | Common Stock (130.579) | $196,70 | 7 Maret 2032 | 130.579 | Diakuisisi |
| 1 Maret 2021 | CAT | Employee Stock Options | Common Stock (155.411) | $219,76 | 1 Maret 2031 | 155.411 | Diakuisisi |
| 24 Nov. 2020 | CAT | Employee Stock Options | Common Stock (214.370) | $95,66 | 6 Maret 2027 | 214.370 | Dilepas |
| 3 Nov. 2020 | CAT | Employee Stock Option | Common Stock (114.049) | $74,77 | 7 Maret 2026 | 114.049 | Dilepas |
| 3 Nov. 2020 | CAT | Employee Stock Options | Common Stock (172.621) | $83,00 | 2 Maret 2025 | 172.621 | Dilepas |
| 3 Nov. 2020 | CAT | Employee Stock Options | Common Stock (85.606) | $96,31 | 3 Maret 2024 | 85.606 | Dilepas |
| 2 Sep. 2020 | CAT | Employee Stock Options | Common Stock (79.976) | $89,75 | 4 Maret 2023 | 79.976 | Diakuisisi |
| 2 Sep. 2020 | CAT | Employee Stock Options | Common Stock (21.416) | $110,09 | 5 Maret 2022 | 21.416 | Diakuisisi |
| 2 Maret 2020 | CAT | Employee Stock Options | Common Stock (227.103) | $127,60 | 2 Maret 2030 | 227.103 | Diakuisisi |
| 4 Nov. 2019 | CAT | Stock Appreciation Rights [F3] | Common Stock (22.696) | $102,13 | 7 Maret 2021 | 22.696 | Dilepas |
| 28 Okt. 2019 | CAT | Stock Appreciation Rights [F2] | Common Stock (6.781) | $57,85 | 1 Maret 2020 | 6.781 | Dilepas |
| 28 Agu 2019 | CAT | Phantom Stock Units | Common Stock (9.413) | — | — | 9.413 | Diakuisisi |
| 4 Maret 2019 | CAT | Employee Stock Option | Common Stock (163.615) | $138,35 | 4 Maret 2029 | 163.615 | Diakuisisi |
| 5 Maret 2018 | CAT | Employee Stock Option | Common Stock (182.944) | $151,12 | 5 Maret 2028 | 182.944 | Diakuisisi |
| 6 Maret 2017 | CAT | Employee Stock Option | Common Stock (214.370) | $95,66 | 6 Maret 2027 | 214.370 | Diakuisisi |
| 14 Nov. 2016 | CAT | Stock Appreciation Right | Common Stock (6.619) | $22,17 | 2 Maret 2019 | 6.619 | Dilepas |
| 14 Nov. 2016 | CAT | Stock Appreciation Right | Common Stock (4.661) | $73,20 | 2 Maret 2018 | 4.661 | Dilepas |
| 29 April 2016 | CAT | Stock Appreciation Right | Common Stock (2.141) | $63,04 | 2 Maret 2017 | 2.141 | Dilepas |
| 18 Maret 2016 | CAT | Stock Appreciation Right | Common Stock (1.200) | $63,04 | 2 Maret 2017 | 1.200 | Dilepas |
| 7 Maret 2016 | CAT | Employee Stock Option | Common Stock (114.049) | $74,77 | 7 Maret 2026 | 114.049 | Diakuisisi |
| 30 Nov. 2015 | CAT | Phantom Stock Units | Common Stock (5.431) | — | — | 5.431 | Diakuisisi |
| 11 Nov. 2015 | CAT | Phantom Stock Units | Common Stock (2.234) | — | — | 2.234 | Diakuisisi |
| 29 Juli 2015 | CAT | Phantom Stock Units | Common Stock (7.060) | — | — | 7.060 | Diakuisisi |
| 2 Maret 2015 | CAT | Employee Stock Option | Common Stock (172.621) | $83,00 | 2 Maret 2025 | 172.621 | Diakuisisi |
| 1 Mei 2014 | CAT | Employee Stock Option | Common Stock (8.400) | $45,64 | 18 Feb. 2015 | 8.400 | Dilepas |
| 3 Maret 2014 | CAT | Employee Stock Option | Common Stock (85.606) | $96,31 | 3 Maret 2024 | 85.606 | Diakuisisi |
| 30 Jan. 2014 | CAT | Employee Stock Option | Common Stock (10.000) | $38,63 | 8 Juni 2014 | 10.000 | Dilepas |
| 4 Maret 2013 | CAT | Employee Stock Option (right to buy) | Common Stock (79.976) | $89,75 | 4 Maret 2023 | 79.976 | Diakuisisi |
| 1 Maret 2013 | CAT | Restricted Stock Units | Common Stock (490) | — | 1 Maret 2013 | 490 | Dilepas |
Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).
Kepemilikan Awal (Formulir 3) 14 saham
Sekuritas yang dipegang saat pertama kali menjadi orang dalam, sesuai Formulir 3 SEC.
| Tanggal | Ticker | Sekuritas | Saham | Kepemilikan |
|---|---|---|---|---|
| 2 Maret 2018 | CVX | Common Stock | 41 | Tidak Langsung |
| 11 Jan. 2013 | CAT | Common Stock | 24.318 | Langsung |
| 11 Jan. 2013 | CAT | Employee Stock Option→ Common Stock (10.000) | 10.000 | Langsung |
| 11 Jan. 2013 | CAT | Employee Stock Option→ Common Stock (8.400) | 8.400 | Langsung |
| 11 Jan. 2013 | CAT | Employee Stock Option→ Common Stock (7.150) | 7.150 | Langsung |
| 11 Jan. 2013 | CAT | Employee Stock Option→ Common Stock (3.341) | 3.341 | Langsung |
| 11 Jan. 2013 | CAT | Employee Stock Option→ Common Stock (4.661) | 4.661 | Langsung |
| 11 Jan. 2013 | CAT | Employee Stock Option→ Common Stock (6.619) | 6.619 | Langsung |
| 11 Jan. 2013 | CAT | Employee Stock Option→ Common Stock (6.781) | 6.781 | Langsung |
| 11 Jan. 2013 | CAT | Employee Stock Option→ Common Stock (22.696) | 22.696 | Langsung |
| 11 Jan. 2013 | CAT | Employee Stock Option→ Common Stock (21.416) | 21.416 | Langsung |
| 11 Jan. 2013 | CAT | Restricted Stock Units→ Common Stock (2.500) | 2.500 | Langsung |
| 11 Jan. 2013 | CAT | Restricted Stock Units→ Common Stock (490) | 490 | Langsung |
| 11 Jan. 2013 | CAT | Phantom Stock Units→ Common Stock (4.839) | 4.839 | Langsung |
Kompensasi (DEF 14A)
Dicocokkan berdasarkan nama dari pernyataan proksi (DEF 14A) — verifikasi terhadap pengajuan.
CAT
III(7) Chairman and CEO| Tahun fiskal | Gaji | Bonus | Penghargaan saham | Penghargaan opsi | Insentif non-ekuitas | Perubahan Pensiun | Lainnya | Total |
|---|---|---|---|---|---|---|---|---|
| 2024 | $1.811.250 | — | $14.079.975 | $4.125.037 | $4.363.800 | $25.261.296 | $881.234 | $25.261.296 |
| 2023 | $1.752.500 | — | $8.499.949 | $8.500.034 | $5.733.900 | $25.830.332 | $1.343.949 | $25.830.332 |
| 2017 | $1.200.000 | $1.070.000 | — | — | — | $14.035.209 | — | $14.035.209 |
Angka-angka dari Tabel Kompensasi Ringkasan dalam pernyataan proksi perusahaan (DEF 14A). Kompensasi bukan merupakan rekomendasi.