James E Rogers
CIK 1024251 · Lihat di SEC EDGAR ↗
Pengajuan SEC Pertama: 26 Des. 2018 · Terbaru: 26 Des. 2018
Di halaman ini
- Orang Dalam di Perusahaan di mana orang ini adalah orang dalam yang melaporkan.
- Transaksi orang dalam Setiap saham yang dibeli atau dijual orang ini, dari pengajuan Formulir 4.
- Derivatif Opsi dan kepemilikan derivatif lainnya yang dilaporkan oleh orang ini.
- Kepemilikan Awal Kepemilikan yang dimiliki orang ini saat pertama kali mulai melaporkan.
- Kompensasi Gaji eksekutif yang diungkapkan dalam pernyataan proksi perusahaan.
Orang Dalam di
Transaksi orang dalam
Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran
| Tanggal | Ticker | Kode | Saham | Harga | Nilai | Dimiliki setelah | Δ milik | A/D | vs sekarang |
|---|---|---|---|---|---|---|---|---|---|
| 13 Sep. 2012 | AMAT | P | 375 | $11,65 | $4.369 | 116.220 Langsung | +0,32% | Diakuisisi | 4145,2% (harga per 2026-08-19) |
| 14 Juni 2012 | AMAT | P | 400 | $10,85 | $4.340 | 115.845 Langsung | +0,35% | Diakuisisi | 4458,2% (harga per 2026-08-19) |
| 15 Maret 2012 | AMAT | P | 271 | $12,65 | $3.428 | 115.445 Langsung | +0,24% | Diakuisisi | 3809,6% (harga per 2026-08-19) |
| 14 Des. 2011 | AMAT | P | 321 | $10,61 | $3.406 | 98.515 Langsung | +0,33% | Diakuisisi | 4561,3% (harga per 2026-08-19) |
| 21 Sep. 2011 | AMAT | P | 298 | $11,33 | $3.376 | 98.194 Langsung | +0,30% | Diakuisisi | 4265,0% (harga per 2026-08-19) |
| 22 Juni 2011 | AMAT | P | 266 | $12,65 | $3.365 | 97.896 Langsung | +0,27% | Diakuisisi | 3809,6% (harga per 2026-08-19) |
Menampilkan 100 dari 236 transaksi terakhir
P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak
Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.
Kepemilikan Derivatif (Formulir 4 Tabel II)
Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.
| Tanggal | Ticker | Sekuritas | Underlying | Harga Pelaksanaan | Kedaluwarsa | Saham | A/D |
|---|---|---|---|---|---|---|---|
| 30 Nov. 2018 | 701221 | Phantom Stock Units [F1] | Common Stock, $.25 Par Value (128) | — | — | 128 | Diakuisisi |
| 31 Agu 2018 | 701221 | Phantom Stock Units [F1] | Common Stock, $.25 Par Value (152) | — | — | 152 | Diakuisisi |
| 31 Mei 2018 | 701221 | Phantom Stock Units [F1] | Common Stock, $.25 Par Value (170) | — | — | 170 | Diakuisisi |
| 28 Feb. 2018 | 701221 | Phantom Stock Units [F1] | Common Stock, $.25 Par Value (146) | — | — | 146 | Diakuisisi |
| 30 Nov. 2017 | 701221 | Phantom Stock Units [F1] | Common Stock, $.25 Par Value (136) | — | — | 136 | Diakuisisi |
| 31 Agu 2017 | 701221 | Phantom Stock Units [F1] | Common Stock, $.25 Par Value (158) | — | — | 158 | Diakuisisi |
| 31 Mei 2017 | 701221 | Phantom Stock Units [F1] | Common Stock, $.25 Par Value (178) | — | — | 178 | Diakuisisi |
| 28 Feb. 2017 | 701221 | Phantom Stock Units [F1] | Common Stock, $.25 Par Value (192) | — | — | 192 | Diakuisisi |
| 30 Nov. 2016 | 701221 | Phantom Stock Units [F1] | Common Stock, $.25 Par Value (176) | — | — | 176 | Diakuisisi |
| 31 Agu 2016 | 701221 | Phantom Stock Units [F1] | Common Stock, $.25 Par Value (185) | — | — | 185 | Diakuisisi |
| 31 Mei 2016 | 701221 | Phantom Stock Units [F1] | Common Stock, $.25 Par Value (185) | — | — | 185 | Diakuisisi |
| 29 Feb. 2016 | 701221 | Phantom Stock Units [F1] | Common Stock, $.25 Par Value (170) | — | — | 170 | Diakuisisi |
| 30 Nov. 2015 | 701221 | Phantom Stock Units [F1] | Common Stock, $.25 Par Value (176) | — | — | 176 | Diakuisisi |
| 31 Agu 2015 | 701221 | Phantom Stock Units [F1] | Common Stock, $.25 Par Value (169) | — | — | 169 | Diakuisisi |
| 29 Mei 2015 | 701221 | Phantom Stock Units [F1] | Common Stock, $.25 Par Value (168) | — | — | 168 | Diakuisisi |
| 27 Feb. 2015 | 701221 | Phantom Stock Units [F1] | Common Stock, $.25 Par Value (195) | — | — | 195 | Diakuisisi |
| 28 Nov. 2014 | 701221 | Phantom Stock Units [F1] | Common Stock, $.25 Par Value (230) | — | — | 230 | Diakuisisi |
| 29 Agu 2014 | 701221 | Phantom Stock Units [F1] | Common Stock, $.25 Par Value (251) | — | — | 251 | Diakuisisi |
| 30 Mei 2014 | 701221 | Phantom Stock Units [F1] | Common Stock, $.25 Par Value (265) | — | — | 265 | Diakuisisi |
| 28 Feb. 2014 | 701221 | Phantom Stock Units [F1] | Common Stock, $.25 Par Value (298) | — | — | 298 | Diakuisisi |
| 12 Agu 2013 | DUKU | Stock Option (Right to Buy) | Common Stock (113.234) | $63,21 | 27 Feb. 2022 | 113.234 | Dilepas |
| 12 Agu 2013 | DUKU | Stock Option (Right to Buy) | Common Stock (238.628) | — | 22 Feb. 2021 | 238.628 | Dilepas |
| 15 Mei 2013 | DUKU | Stock Option (Right to Buy) | Common Stock (367.816) | — | 22 Feb. 2020 | 367.816 | Dilepas |
| 15 Mei 2013 | DUKU | Stock Option (Right to Buy) | Common Stock (201.005) | — | 19 Feb. 2019 | 201.005 | Dilepas |
| 25 Feb. 2013 | DUKU | Performance Shares | Common Stock (68.023) | $69,11 | — | 68.023 | Dilepas |
| 25 Feb. 2013 | DUKU | Performance Shares | Common Stock (43.933) | $69,11 | — | 43.933 | Dilepas |
| 30 Nov. 2012 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (1.172) | — | — | 1.172 | Dilepas |
| 31 Agu 2012 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (1.277) | — | — | 1.277 | Dilepas |
| 31 Mei 2012 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (1.696) | — | — | 1.696 | Dilepas |
| 29 Feb. 2012 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (2.388) | — | — | 2.388 | Dilepas |
| 27 Feb. 2012 | DUKU | Performance Shares | Common Stock (2.763) | $21,07 | — | 2.763 | Dilepas |
| 27 Feb. 2012 | DUKU | Performance Shares | Common Stock (105.805) | $21,07 | — | 105.805 | Dilepas |
| 27 Feb. 2012 | DUKU | Performance Shares | Common Stock (131.897) | $21,07 | — | 131.897 | Dilepas |
| 30 Nov. 2011 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (3.108) | — | — | 3.108 | Dilepas |
| 30 Nov. 2011 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (141) | — | — | 141 | Diakuisisi |
| 11 Nov. 2011 | DUKU | Stock Option (Right to Buy) | Common Stock (3.674) | $15,50 | 1 Jan. 2016 | 3.674 | Dilepas |
| 11 Nov. 2011 | DUKU | Stock Option (Right to Buy) | Common Stock (3.732) | $15,26 | 1 Jan. 2015 | 3.732 | Dilepas |
| 10 Nov. 2011 | DUKU | Stock Option (Right to Buy) | Common Stock (672.603) | $16,60 | 4 April 2016 | 672.603 | Dilepas |
| 9 Nov. 2011 | DUKU | Stock Option (Right to Buy) | Common Stock (57.397) | $16,60 | 4 April 2016 | 57.397 | Dilepas |
| 8 Nov. 2011 | DUKU | Stock Option (Right to Buy) | Common Stock (1.147.646) | $16,60 | 4 April 2016 | 1.147.646 | Dilepas |
| 8 Nov. 2011 | DUKU | Stock Option (Right to Buy) | Common Stock (210.046) | $15,50 | 1 Jan. 2016 | 210.046 | Dilepas |
| 8 Nov. 2011 | DUKU | Stock Option (Right to Buy) | Common Stock (210.456) | $15,26 | 1 Jan. 2015 | 210.456 | Dilepas |
| 31 Agu 2011 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (899) | — | — | 899 | Dilepas |
| 31 Agu 2011 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (134) | — | — | 134 | Diakuisisi |
| 31 Mei 2011 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (927) | — | — | 927 | Dilepas |
| 31 Mei 2011 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (125) | — | — | 125 | Diakuisisi |
| 28 Feb. 2011 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (845) | — | — | 845 | Dilepas |
| 28 Feb. 2011 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (148) | — | — | 148 | Diakuisisi |
| 22 Feb. 2011 | DUKU | Stock Option (Right to Buy) | Common Stock (1.073.826) | — | 22 Feb. 2021 | 1.073.826 | Diakuisisi |
| 21 Feb. 2011 | DUKU | Performance Shares | Common Stock (184.079) | $17,94 | — | 184.079 | Dilepas |
| 30 Nov. 2010 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (702) | — | — | 702 | Dilepas |
| 30 Nov. 2010 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (170) | — | — | 170 | Diakuisisi |
| 31 Agu 2010 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (729) | — | — | 729 | Dilepas |
| 31 Agu 2010 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (194) | — | — | 194 | Diakuisisi |
| 28 Mei 2010 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (674) | — | — | 674 | Dilepas |
| 28 Mei 2010 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (861) | — | — | 861 | Diakuisisi |
| 26 Feb. 2010 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (975) | — | — | 975 | Diakuisisi |
| 26 Feb. 2010 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (793) | — | — | 793 | Dilepas |
| 22 Feb. 2010 | DUKU | Stock Option (Right to Buy) | Common Stock (1.103.448) | — | 22 Feb. 2020 | 1.103.448 | Diakuisisi |
| 22 Feb. 2010 | DUKU | Performance Shares | Common Stock (150.786) | $16,43 | — | 150.786 | Dilepas |
| 31 Des. 2009 | DUKU | Phantom Stock | Common Stock (25.862) | — | — | 25.862 | Dilepas |
| 30 Nov. 2009 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (1.168) | — | — | 1.168 | Diakuisisi |
| 30 Sep. 2009 | DUKU | Phantom Stock | Common Stock (25.862) | — | — | 25.862 | Dilepas |
| 31 Agu 2009 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (1.274) | — | — | 1.274 | Diakuisisi |
| 30 Juni 2009 | DUKU | Phantom Stock | Common Stock (25.862) | — | — | 25.862 | Dilepas |
| 29 Mei 2009 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (1.691) | — | — | 1.691 | Diakuisisi |
| 3 April 2009 | DUKU | Phantom Stock | Common Stock (258.180) | — | — | 258.180 | Dilepas |
| 31 Maret 2009 | DUKU | Phantom Stock | Common Stock (25.862) | — | — | 25.862 | Dilepas |
| 27 Feb. 2009 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (2.379) | — | — | 2.379 | Diakuisisi |
| 30 Jan. 2009 | DUKU | Phantom Stock Executive Savings Plan | Common Stock (11.701) | — | — | 11.701 | Dilepas |
| 1 Des. 2008 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (5.058) | — | — | 5.058 | Diakuisisi |
| 1 Sep. 2008 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (1.462) | — | — | 1.462 | Diakuisisi |
| 1 Juni 2008 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (1.508) | — | — | 1.508 | Diakuisisi |
| 1 Maret 2008 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (1.373) | — | — | 1.373 | Diakuisisi |
| 1 Des. 2007 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (1.142) | — | — | 1.142 | Diakuisisi |
| 1 Sep. 2007 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (1.185) | — | — | 1.185 | Diakuisisi |
| 1 Juni 2007 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (365) | — | — | 365 | Diakuisisi |
| 16 Mei 2007 | DUKU | Stock Option (Right to buy) | Common Stock (216.216) | $14,15 | 1 Jan. 2014 | 216.216 | Dilepas |
| 5 Maret 2007 | FITB | Option to Purchase | Common Stock (3.798) | $25,44 | 18 Maret 2007 | 3.798 | Dilepas |
| 28 Feb. 2007 | 701221 | Phantom Stock Units | Common Stock, $.25 Par Value (394) | — | — | 394 | Diakuisisi |
| 8 Jan. 2007 | DUKU | Stock Option (Right to buy) | Common Stock (1.877.646) | $29,14 | 4 April 2016 | 1.877.646 | Dilepas |
| 8 Jan. 2007 | DUKU | Stock Option (Right to buy) | Common Stock (1.877.646) | $16,60 | 4 April 2016 | 1.877.646 | Diakuisisi |
| 8 Jan. 2007 | DUKU | Stock Option (Right to buy) | Common Stock (214.188) | $26,79 | 1 Jan. 2015 | 214.188 | Dilepas |
| 8 Jan. 2007 | DUKU | Stock Option (Right to buy) | Common Stock (214.188) | $15,26 | 1 Jan. 2015 | 214.188 | Diakuisisi |
| 8 Jan. 2007 | DUKU | Stock Option (Right to buy) | Common Stock (213.720) | $27,21 | 1 Jan. 2016 | 213.720 | Dilepas |
| 8 Jan. 2007 | DUKU | Stock Option (Right to buy) | Common Stock (213.720) | $15,50 | 1 Jan. 2016 | 213.720 | Diakuisisi |
| 30 Nov. 2006 | DUKU | Stock Option (Right to buy) | Common Stock (583.233) | $23,64 | 24 Maret 2008 | 583.233 | Dilepas |
| 30 Nov. 2006 | DUKU | Stock Option (Right to buy) | Common Stock (583.233) | $23,64 | 24 Maret 2008 | 583.233 | Dilepas |
| 30 Nov. 2006 | DUKU | Stock Option (Right to buy) | Common Stock (216.216) | $24,84 | 1 Jan. 2014 | 216.216 | Dilepas |
| 4 April 2006 | DUKU | Phantom Stock | Common Stock (258.180) | — | — | 258.180 | Diakuisisi |
| 4 April 2006 | DUKU | Stock Option (Right to buy) | Common Stock (1.877.646) | $29,14 | 4 April 2016 | 1.877.646 | Diakuisisi |
| 15 Agu 2005 | FITB | Option to Purchase | Common Stock (7.595) | $11,41 | 19 Sep. 2005 | 7.595 | Dilepas |
| 22 Maret 2005 | FITB | Stock Appreciation Right | Common Stock (5.000) | $42,22 | 22 Maret 2015 | 5.000 | Diakuisisi |
| 21 Jan. 2004 | FITB | Phantom Stock | Common Stock | — | — | 1.297 | Diakuisisi |
Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).
Kepemilikan Awal (Formulir 3) 10 saham
Sekuritas yang dipegang saat pertama kali menjadi orang dalam, sesuai Formulir 3 SEC.
| Tanggal | Ticker | Sekuritas | Saham | Kepemilikan |
|---|---|---|---|---|
| 29 April 2008 | AMAT | Common Stock | 0 | Langsung |
| 13 April 2006 | DUKU | Common Stock | 830.982 | Langsung |
| 13 April 2006 | DUKU | Common Stock | 14.944 | Tidak Langsung |
| 13 April 2006 | DUKU | Common Stock | 390.000 | Tidak Langsung |
| 13 April 2006 | DUKU | Phantom Stock→ Common Stock | — | Langsung |
| 13 April 2006 | DUKU | Phantom Stock→ Common Stock | — | Langsung |
| 13 April 2006 | DUKU | Stock Option (Right to buy)→ Common Stock | — | Langsung |
| 13 April 2006 | DUKU | Stock Option (Right to buy)→ Common Stock | — | Langsung |
| 13 April 2006 | DUKU | Stock Option (Right to buy)→ Common Stock | — | Langsung |
| 13 April 2006 | DUKU | Stock Option (Right to buy)→ Common Stock | — | Langsung |
Kompensasi (DEF 14A)
Dicocokkan berdasarkan nama dari pernyataan proksi (DEF 14A) — verifikasi terhadap pengajuan.
| Tahun fiskal | Gaji | Bonus | Penghargaan saham | Penghargaan opsi | Insentif non-ekuitas | Perubahan Pensiun | Lainnya | Total |
|---|---|---|---|---|---|---|---|---|
| 2013 | $0 | $0 | $6.727.407 | $1.600.002 | $0 | $311.187 | $916.620 | $9.555.216 |
| 2012 | $0 | $0 | $6.373.023 | $1.600.000 | $0 | $388.257 | $369.229 | $8.730.509 |
| 2011 | $0 | $0 | $6.439.381 | $1.600.001 | $0 | $328.742 | $412.134 | $8.780.258 |
Angka-angka dari Tabel Kompensasi Ringkasan dalam pernyataan proksi perusahaan (DEF 14A). Kompensasi bukan merupakan rekomendasi.